-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kg6cskLnFKxuiTiOq3285kmjvE9RQuALC/DJtKmvtzuHSJwsyTCQeL2HXqKDf7Zu zPktLTVc+348ELcMzZIGnA== 0001104659-02-003751.txt : 20020813 0001104659-02-003751.hdr.sgml : 20020813 20020813161541 ACCESSION NUMBER: 0001104659-02-003751 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-03656 FILM NUMBER: 02729922 BUSINESS ADDRESS: STREET 1: 35 PARKWOOD DR CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 35 PARKWOOD DRIVE CITY: HOPKINTON STATE: MA ZIP: 01748-9103 8-K 1 j4809_8k.htm 8-K

 

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT

 

 

Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934

 

 

 

Date of Report (Date of earliest event reported):  August 13, 2002

 

 

EMC CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

 

 

Massachusetts

 

1-9853

 

No. 04-2680009

(State or other jurisdiction

 

(Commission

 

(I.R.S. Employer

of incorporation)

 

File Number)

 

Identification No.)

 

 

 

 

 

 

 

 

 

 

35 Parkwood Drive, Hopkinton, MA

 

01748

(Address of principal executive offices)

 

(zip code)

 

 

 

 

 

 

 

 

Registrant’s telephone number, including area code:  (508) 435-1000

 

 

                                             N/A

(Former Name or Former Address, if changed since last report)

 

 

 



 

Item 7.  Financial Statements, Pro Forma Financial Information and Exhibits

 

                (c) Exhibits

 

                        99.1                 Statement under Oath of Principal Executive Officer Regarding Facts and Circumstances relating to Exchange Act filings, dated August 13, 2002.

 

                        99.2                 Statement under Oath of Principal Financial Officer Regarding Facts and Circumstances relating to Exchange Act filings, dated August 13, 2002.

 

 

 

Item 9.  Regulation FD Disclosure

 

                On August 13, 2002, Joseph M. Tucci and William J. Teuber, Jr., the principal executive officer and principal financial officer of EMC Corporation (the “Company”), respectively, each filed with the Securities and Exchange Commission a written statement under oath regarding facts and circumstances relating to filings of the Company under the Securities Exchange Act of 1934 (the “Exchange Act”) pursuant to Securities and Exchange Commission Order No. 4-460 requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Exchange Act.  The Company is filing copies of such statements as Exhibits 99.1 and 99.2 hereto, which are incorporated by reference herein.

 

 

2



 

SIGNATURES

 

                Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

EMC CORPORATION

 

 

 

 

By:

/s/ Mark A. Link

 

 

Mark A. Link

 

 

Vice President and

 

 

Chief Accounting Officer

 

 

 

Date:       August 13, 2002

 

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Statement under Oath of Principal Executive Officer Regarding

Facts and Circumstances relating to Exchange Act filings, dated

August 13, 2002.

 

 

 

99.2

 

Statement under Oath of Principal Financial Officer Regarding

Facts and Circumstances relating to Exchange Act filings, dated

August 13, 2002.

 

 

4


EX-99.1 3 j4809_ex99d1.htm EX-99.1

Exhibit 99.1

 

STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS

 

 

I, Joseph M. Tucci, state and attest that:

 

                1.             To the best of my knowledge, based upon a review of the covered reports of EMC Corporation and, except as corrected or supplemented in a subsequent report:

 

                                          no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

 

                                          no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

 

 

2.             I have reviewed the contents of this statement with the Company’s Audit Committee.

 

3.             In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

 

                                          Annual Report on Form 10-K for the fiscal year ended December 31, 2001 of EMC Corporation;

 

                                          all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of EMC Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and

 

                                          any amendments to any of the foregoing.

 

 

/s/ Joseph M. Tucci

 

 

Subscribed and sworn to before me

 

Joseph M. Tucci

 

 

this 13th day of August, 2002

 

President and

 

 

 

 

Chief Executive Officer

 

 

 

 

 

 

 

/s/ Heather I. Sullivan

 

Date:

8-13-02

 

Notary Public

 

 

 

 

 

 

 

 

 

My Commission Expires:

 

 

 

 

April 10, 2003

 

 


EX-99.2 4 j4809_ex99d2.htm EX-99.2

Exhibit 99.2

 

STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS

 

 

I, William J. Teuber, Jr., state and attest that:

 

                1.             To the best of my knowledge, based upon a review of the covered reports of EMC Corporation and, except as corrected or supplemented in a subsequent report:

 

                                          no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

 

                                          no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

 

 

2.             I have reviewed the contents of this statement with the Company’s Audit Committee.

 

3.             In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

 

                                          Annual Report on Form 10-K for the fiscal year ended December 31, 2001 of EMC Corporation;

 

                                          all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of EMC Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and

 

                                          any amendments to any of the foregoing.

 

 

/s/ William J. Teuber, Jr.

 

 

Subscribed and sworn to before me

 

William J. Teuber, Jr.

 

 

this 13th day of August, 2002

 

Executive Vice President and

 

 

 

 

Chief Financial Officer

 

 

 

 

 

 

 

/s/ Heather I. Sullivan

 

Date:

8-13-02

 

Notary Public

 

 

 

 

 

 

 

 

 

My Commission Expires:

 

 

 

 

April 10, 2003

 

 


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