-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KSMe4ymoYZvEsNxMif5ZrQMrCCcTqFg/bHrYpaiRnFHZCw0YUPSupFbj6BuRbrYj Tff0TC3yc8EKMfjM/DfvRQ== 0000950172-03-003007.txt : 20031014 0000950172-03-003007.hdr.sgml : 20031013 20031014115432 ACCESSION NUMBER: 0000950172-03-003007 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031014 ITEM INFORMATION: ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20031014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-03656 FILM NUMBER: 03938639 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 8-K 1 bos285886.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 14, 2003 EMC CORPORATION ------------------------------------------------------ (Exact name of registrant as specified in its charter) Massachusetts 1-9853 No. 04-2680009 - ------------------------------------------------------------------------------- (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 176 South Street, Hopkinton, MA 01748 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (508) 435-1000 -------------------------- N/A ------------------------------------------------------------- (Former Name or Former Address, if changed since last report) Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits 99.1 Press Release of EMC Corporation ("EMC") dated October 14, 2003 Item 12. Results of Operations and Financial Condition On October 14, 2003, EMC issued a press release announcing preliminary financial results for the quarter ended September 30, 2003. The press release is attached hereto as Exhibit 99.1 and incorporated by reference herein. The information in this Form 8-K and the Exhibit attached hereto shall be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") and shall be deemed incorporated by reference in any filing under the Securities Act of 1933 or Exchange Act. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EMC CORPORATION By: /s/ William J. Teuber, Jr. ------------------------------ William J. Teuber, Jr. Executive Vice President and Chief Financial Officer Date: October 14, 2003 EXHIBIT INDEX Exhibit No. Description - ---------- ----------- 99.1 Press Release of EMC Corporation dated October 14, 2003 EX-99 3 bos285903.txt EXHIBIT 99.1 Contact: Greg Eden 508-293-7195 FOR IMMEDIATE RELEASE eden_greg@emc.com EMC ANNOUNCES PRELIMINARY THIRD QUARTER RESULTS HOPKINTON, Mass. - October 14, 2003 - EMC Corporation (NYSE:EMC) today announced preliminary results for the third quarter of 2003, which ended September 30, 2003. EMC expects total consolidated revenue to be approximately $1.51 billion and diluted earnings per share to be $0.07, including a $0.02 benefit resulting from the favorable resolution of an income tax audit. EMC will announce full third-quarter results on the morning of Thursday, October 16, 2003. EMC will host a webcast, available at www.EMC.com, beginning at 8:15 a.m. EDT on October 16, 2003. Today, EMC also announced its plan to acquire Documentum, Inc. in a stock transaction valued at approximately $1.7 billion (see separate release). EMC and Documentum will host a webcast at the EMC and Documentum homepages, www.EMC.com and www.documentum.com today at 8:30 a.m. EDT, to discuss the acquisition. About EMC EMC Corporation is the world leader in information storage systems, software, networks and services, providing automated networked storage solutions to help organizations extract the maximum value from their information, at the lowest total cost, across every point in the information lifecycle. Information about EMC's products and services can be found at www.EMC.com. Forward Looking Statements This release contains "forward-looking statements" as defined under the Federal Securities Laws. Actual results could differ materially from those projected in the forward-looking statements as a result of certain risk factors, including but not limited to: (i) risks associated with strategic investments and acquisitions, including the challenges and costs of closing, integration, restructuring and achieving anticipated synergies associated with the announced plans to acquire LEGATO Systems, Inc. and Documentum, Inc.; (ii) adverse changes in general economic or market conditions; (iii) delays or reductions in information technology spending; (iv) the transition to new products, the uncertainty of customer acceptance of new product offerings, and rapid technological and market change; (v) insufficient, excess or obsolete inventory; (vi) competitive factors, including but not limited to pricing pressures; (vii) component quality and availability; (viii) the relative and varying rates of product price and component cost declines and the volume and mixture of product and services revenues; (ix) war or acts of terrorism; (x) the ability to attract and retain highly qualified employees; (xi) fluctuating currency exchange rates; and (xii) other one-time events and other important factors disclosed previously and from time to time in EMC's filings with the U.S. Securities and Exchange Commission. EMC disclaims any obligation to update any such-forward looking statements after the date of this release. -----END PRIVACY-ENHANCED MESSAGE-----