-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DyalSZN7uQ2rIsOuWjcwsFesxHDaOdWKEGebj5WLi3/1pRomEGTT7Hdsf7rmgVtU 99UbfSJBv+ZULYgCbQXYqA== 0000950172-00-000136.txt : 20000203 0000950172-00-000136.hdr.sgml : 20000203 ACCESSION NUMBER: 0000950172-00-000136 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000128 GROUP MEMBERS: EAGLE MERGER CORP. GROUP MEMBERS: EMC CORP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOFTWORKS INC CENTRAL INDEX KEY: 0001062621 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 521092916 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-57333 FILM NUMBER: 515870 BUSINESS ADDRESS: STREET 1: 5845 RICHMOND HIGHWAY STREET 2: STE 400 CITY: ALEXANDRIA STATE: VA ZIP: 22303 BUSINESS PHONE: 7033172424 MAIL ADDRESS: STREET 1: 5845 RICHMOND HIGHWAY STREET 2: STE 400 CITY: ALEXANDRIA STATE: VA ZIP: 22303 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 35 PARKWOOD DRIVE CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 35 PARKWOOD DRIVE CITY: HOPKINTON STATE: MA ZIP: 01748-9103 SC 13D/A 1 SCHEDULE 13D - AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(A)AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A) (AMENDMENT NO. 1 ) Under the Securities Exchange Act of 1934 Softworks, Inc. ------------------------------------------- (Name of Issuer) Common Stock, par value $0.001 per share -------------------------------------------- (Title of Class of Securities) 83404P102 -------------------------------------------- (CUSIP Number) Paul T. Dacier, Esq. EMC Corporation 35 Parkwood Drive Hopkinton, Massachusetts 01748 (508) 435-1000 -------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: Margaret A. Brown, Esq. Skadden, Arps, Slate, Meagher & Flom LLP One Beacon Street Boston, MA 02108 (617) 573-4800 January 25, 2000 ------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d- 1(g), check the following box [ ]. SCHEDULE 13D CUSIP No. 83404P102 (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON EMC Corporation; IRS ID No. 04-2680009 ___________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ( ) (b) ( ) ___________________________________________________________________ (3) SEC USE ONLY ___________________________________________________________________ (4) SOURCE OF FUNDS WC ___________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) ___________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts ___________________________________________________________________ (7) SOLE VOTING POWER NUMBER OF All of the outstanding shares SHARES _____________________________________ BENEFICIALLY (8) SHARED VOTING POWER OWNED BY -0- EACH _____________________________________ REPORTING (9) SOLE DISPOSITIVE POWER PERSON WITH All of the outstanding shares _____________________________________ (10) SHARED DISPOSITIVE POWER -0- ___________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item 5) All of the outstanding shares ___________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES ( ) ___________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 100% ___________________________________________________________________ (14) TYPE OF REPORTING PERSON CO ___________________________________________________________________ ___________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Eagle Merger Corp.; IRS ID No. 04-3494398 ___________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ( ) (b) ( ) ___________________________________________________________________ (3) SEC USE ONLY ___________________________________________________________________ (4) SOURCE OF FUNDS AF ___________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) ___________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION Eagle Merger Corp. no longer exists, but was merged into Softworks, Inc. ___________________________________________________________________ (7) SOLE VOTING POWER NUMBER OF -0- SHARES _____________________________________ BENEFICIALLY (8) SHARED VOTING POWER OWNED BY -0- EACH _____________________________________ REPORTING (9) SOLE DISPOSITIVE POWER PERSON -0- WITH _____________________________________ (10) SHARED DISPOSITIVE POWER -0- ___________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- (See Item 5) ___________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES ( ) ___________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0% ___________________________________________________________________ (14) TYPE OF REPORTING PERSON Formerly a CO ___________________________________________________________________ This Amendment No. 1 to the Schedule 13D amends and supplements the Schedule 13D originally filed on December 27, 1999 (the "Schedule 13D") by EMC Corporation, a Massachusetts corporation ("EMC"), and Eagle Merger Corp., a Delaware corporation ("Eagle"), with respect to Eagle's offer to purchase all of the outstanding shares of common stock, par value $0.001 per share (the "Common Stock"), of Softworks, Inc., a Delaware corporation (the "Issuer"), at $10.00 per share, net to the seller in cash, without interest, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated December 23, 1999, and the related Letter of Transmittal (which, together with any amendments or supplements thereto, constitutes the "Offer"), which were filed as Exhibit B to the Schedule 13D. Unless otherwise defined herein, all capitalized terms used herein have the respective meanings given to such terms in the Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND. The first paragraph of Item 2 (a) - (c) and (f) of the Schedule 13D is hereby amended by the following: Eagle Merger Corp. ("Eagle"), a wholly owned subsidiary of EMC Corporation ("EMC"), was formed for the purpose of acquiring Common Stock pursuant to the Offer. Upon the expiration of the offer period and the purchase of over 90% of the Common Stock, Eagle was merged on January 27, 2000 into the Issuer. The Issuer is the surviving entity and is now wholly owned by EMC. The second paragraph of Item 2 (a) - (c) and (f) of the Schedule 13D is hereby amended by the following: EMC, a Massachusetts corporation, as beneficial owner of all the outstanding capital stock of the Issuer. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 (a), (b) and (c) of the Schedule 13D is hereby amended by the following: (a) and (b) As of the date hereof, EMC beneficially owns and has sole voting and dispositive power as to all of the Common Stock. Eagle acquired approximately 99.2% of the Common Stock and was then merged into the Issuer. The Issuer is the surviving entity. As a result of the merger, EMC, which was the sole shareholder of Eagle, now has sole voting and dispositive power over all the outstanding Common Stock. (c) Eagle acquired 18,382,028 shares of Common Stock (including shares of Common Stock tendered pursuant to guaranteed delivery procedures) on January 25, 2000 pursuant to the Offer. SIGNATURE After reasonable inquiry and to the best knowledge and belief of the undersigned, such person certifies that the information set forth in this statement is true, complete and correct. EMC CORPORATION Date: January 28, 2000 By: /s/ Paul T. Dacier --------------------------------- Name: Paul T. Dacier Title: Vice President and General Counsel -----END PRIVACY-ENHANCED MESSAGE-----