-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PnbdXZlYzpsDH+n5z/OgyEt0+m1hmkDFFSaeL9myhttG9T4+1vGlyVgNKpsrO7lQ GeQIzOUB39N/j6An+p1j5Q== 0000790070-98-000024.txt : 19980929 0000790070-98-000024.hdr.sgml : 19980929 ACCESSION NUMBER: 0000790070-98-000024 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980928 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-24901 FILM NUMBER: 98716482 BUSINESS ADDRESS: STREET 1: 171 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 171 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 424B3 1 PROSPECTUS SUPPLEMENT PROSPECTUS SUPPLEMENT (To Prospectus dated June 26, 1997) EMC CORPORATION $517,500,000 Principal Amount of 3 1/4% Convertible Subordinated Notes due 2002 (Interest Payable March 15 and September 15) 22,842,639 Shares of Common Stock ______________________________ This document supplements the Prospectus dated June 26, 1997 relating to (i) $517,500,000 aggregate principal amount of 3 1/4% Convertible Subordinated Notes due 2002 (the "Notes") of EMC Corporation, a Massachusetts corporation (the "Company"), and (ii) 22,842,639 shares of common stock, par value $.01 per share, of the Company (the "Common Stock"), which are initially issuable upon conversion of the Notes plus such additional indeterminate number of shares of Common Stock as may become issuable upon conversion of the Notes as a result of adjustments to the conversion price (the "Shares"). The Notes and the Shares that are being registered hereby are to be offered for the account of the holders thereof (the "Selling Securityholders"). The Notes were issued and sold in March 1997 in transactions exempt from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"), to persons reasonably believed by Smith Barney Inc., Alex. Brown & Sons Incorporated and Morgan Stanley & Co. Incorporated (the "Initial Purchasers") to be "qualified institutional buyers" (as defined in Rule 144A under the Securities Act) or institutional "accredited investors" (as defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act) or outside the United States to certain persons in offshore transactions in reliance on Regulation S under the Securities Act. This Prospectus Supplement is incorporated by reference into the Prospectus and should be read in conjunction with the Prospectus. All terms used herein shall have the meaning assigned to them in the Prospectus. _______________________ SEE "RISK FACTORS" BEGINNING ON PAGE 3 OF THE ACCOMPANYING PROSPECTUS FOR A DISCUSSION OF CERTAIN FACTORS THAT SHOULD BE CONSIDERED BY PROSPECTIVE INVESTORS. _______________________ THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMISSION NOR HAS THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMISSION PASSED UPON THE ACCURACY OR ADEQUACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. ______________________ The date of this Prospectus Supplement is September 28, 1998. The following information supplements and updates the information found on pages 23-26 of the Prospectus under the caption "Selling Securityholders" as previously supplemented and amended by amending such information based upon certain information furnished to the Company through September 28, 1998 as to the security ownership of the Selling Securityholders to add the following to the list of Selling Securityholders: Aggregate Principal Number of Shares Amount of Notes of Common Stock Name that may be Sold that may be Sold* Halliburton Company Employee 610,000 26,925 Benefit Plan Fairfax County Uniformed 240,000 10,593 Retirement Systems - Convertible Bond Portfolio Advantus Capital Management, Inc. 835,000 36,857 The Minnesota Mutual Life 835,000 36,857 Insurance Company Goldman Sachs & Co. 2,000,000 88,280 Morgan Stanley Dean Witter 4,600,000 203,045 Smith Barney Inc. 2,300,000 101,522 _____________ * Assumes a conversion price of $22.655 per share and a cash payment in lieu of any fractional share interest. -----END PRIVACY-ENHANCED MESSAGE-----