-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvW3Gk+RiEcvx5Ows6yImZ6k5wFS+7VhqrSsy4GPFlx2tryXad1QvBmrsBEofQUc W2UBy/3sw//pdAuEebEU8g== 0000790070-97-000011.txt : 19970418 0000790070-97-000011.hdr.sgml : 19970418 ACCESSION NUMBER: 0000790070-97-000011 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970417 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 97582868 BUSINESS ADDRESS: STREET 1: 171 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 171 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 8-A12B 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EMC CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9853 No. 04-2680009 (State or other jurisdiction(Commission (I.R.S. Employer of incorporation) File Number)Identification No.) 171 South Street, Hopkinton, MA 01748 (Address of principal executive offices) (zip code) If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A(c)(1), please check the following box. [ ] If this Form relates to the registration of class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2), please check the following box. [x] Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on to be registered which each class is to be registered 3 1/4% Convertible New York Stock Exchange Subordinated Notes Due 2002 Securities to be registered pursuant to Section 12(g) of the Act: None Item 1. Description of Registrant's Securities to be Registered. The descriptions of the 3 1/4% Convertible Subordinated Notes Due 2002 of the Registrant appearing on the cover page of, and under the caption "Description of Notes" in, the Registrant's Registration Statement on Form S-3 (Registration No. 333-24910) (the "Registration Statement"), filed with the Securities and Exchange Commission on April 10, 1997 and the Prospectus relating to the Registration Statement to be subsequently filed by the Registrant pursuant to Rule 424(b) under the Securities Act of 1933, as amended, are incorporated herein by reference. Item 2. Exhibits. 1. Indenture dated as of March 11, 1997 by and between the Registrant and State Street Bank and Trust Company (Exhibit 4.1 to the Registration Statement), is incorporated herein by reference. 2. Form of Registrant's 3 1/4% Convertible Subordinated Notes Due 2002 (included on pages 1 through 13 of Exhibit 4.1 to the Registration Statement), is incorporated herein by reference. 3. Registration Rights Agreement dated as of March 11, 1997 by and between the Registrant and Smith Barney Inc., Alex. Brown & Sons Incorporated and Morgan Stanley & Co. Incorporated (Exhibit 4.2 to the Registration Statement), is incorporated herein by reference. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EMC CORPORATION Date: April 17, 1997 By: /s/ Colin G. Patteson Colin G. Patteson Senior Vice President, Chief Administrative Officer and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----