-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GnEhykJczTDblcrjyVtW6SOh3z0K92pO2pBeUUNIiB1FfhEHGNhDIafqVpc9dY65 gAYAD+AteY+koflv7zUIqA== 0000790070-97-000008.txt : 19970318 0000790070-97-000008.hdr.sgml : 19970318 ACCESSION NUMBER: 0000790070-97-000008 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970331 ITEM INFORMATION: Changes in control of registrant FILED AS OF DATE: 19970317 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 97558042 BUSINESS ADDRESS: STREET 1: 171 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 171 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 8-K 1 CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report: March 13, 1997 EMC CORPORATION (Exact name of registrant as specified in its charter) Massachusetts 1-9853 No. 04- 2680009 (State or other jurisdiction (Commission (I.R.S.Employer of incorporation) File Number) Identification No.) 171 South Street, Hopkinton, MA 01748 (Address of principal executive offices) (zip code) Registrant's telephone number, including area code:(508) 4351000 Item 5. Other Events On March 11, 1997, the registrant announced that it had completed the sale of $450 million principal amount of its 31/4% Convertible Subordinated Notes due 2002 through a private offering to qualified institutional buyers, to certain institutional accredited investors and outside the United States to non-U.S. investors. In addition, on March 12, 1997, the initial purchasers exercised an option to purchase an additional $67,500,000 of the notes to cover over-allotments, which sale was completed on March 13, 1997. The notes have a term of five years and are convertible into shares of the registrant's common stock at a conversion price of $45.31 per share. The registrant intends to use the net proceeds of the offering for funding potential acquisitions, new product development, the expansion of channels of distribution and other general corporate purposes. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EMC CORPORATION Date: March 13, 1997 By: /s/ Colin G. Patteson Colin G. Patteson Senior Vice President, Chief Administrative Officer and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----