0000790070-16-000307.txt : 20160908 0000790070-16-000307.hdr.sgml : 20160908 20160908173656 ACCESSION NUMBER: 0000790070-16-000307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160906 FILED AS OF DATE: 20160908 DATE AS OF CHANGE: 20160908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5082937208 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: You Harry L. CENTRAL INDEX KEY: 0001432602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 161877246 MAIL ADDRESS: STREET 1: EMC CORPORATION STREET 2: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-06 1 0000790070 EMC CORP EMC 0001432602 You Harry L. EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 0 1 0 0 EVP, Office of the Chairman Common Stock 2016-09-06 4 M 0 3350 20.47 A 217936 D Common Stock 2016-09-06 4 F 0 2839 28.77 D 215097 D Common Stock 2016-09-06 4 M 0 13693 25.04 A 228790 D Common Stock 2016-09-06 4 F 0 12753 28.77 D 216037 D Common Stock 2016-09-06 4 M 0 19684 25.04 A 235721 D Common Stock 2016-09-06 4 F 0 18333 28.77 D 217388 D Common Stock 2016-09-06 4 M 0 11171 26.80 A 228559 D Common Stock 2016-09-06 4 F 0 10766 28.77 D 217793 D Common Stock 2016-09-06 4 M 0 8481 26.80 A 226274 D Common Stock 2016-09-06 4 F 0 8174 28.77 D 218100 D Common Stock 2016-09-06 4 M 0 6650 27.01 A 224750 D Common Stock 2016-09-06 4 F 0 6435 28.77 D 218315 D Common Stock 2016-09-06 4 M 0 5049 27.01 A 223364 D Common Stock 2016-09-06 4 F 0 4886 28.77 D 218478 D Common Stock 2016-09-06 4 F 0 58840 0 D 159638 D Common Stock 2016-09-07 4 D 0 159638 0 D 0 D Common Stock 2016-09-07 4 D 0 78000 0 D 0 I By Trust Stock Option Right To Buy 20.47 2016-09-06 4 M 0 3350 D 2011-08-03 2020-08-03 Common Stock 3350 0 D Stock Option Right To Buy 25.04 2016-09-06 4 M 0 13693 D 2012-08-03 2021-08-03 Common Stock 13693 0 D Stock Option Right To Buy 25.04 2016-09-06 4 M 0 19684 D 2012-08-03 2021-08-03 Common Stock 19684 0 D Stock Option Right To Buy 26.80 2016-09-06 4 M 0 11171 D 2013-08-08 2022-08-08 Common Stock 11171 0 D Stock Option Right To Buy 26.80 2016-09-06 4 M 0 8481 D 2013-08-08 2022-08-08 Common Stock 8481 0 D Stock Option Right To Buy 27.01 2016-09-06 4 M 0 6650 D 2013-08-09 2022-08-09 Common Stock 6650 0 D Stock Option Right To Buy 27.01 2016-09-06 4 M 0 5049 D 2013-08-09 2022-08-09 Common Stock 5049 0 D In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). In connection with the Merger, 2,792 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. In connection with the Merger, 1,697 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. In connection with the Merger, 1,662 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. In connection with the Merger, 1,010 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. /s/Barbara E. Coluci, Attorney In Fact 2016-09-08