0000790070-16-000305.txt : 20160908
0000790070-16-000305.hdr.sgml : 20160908
20160908173334
ACCESSION NUMBER: 0000790070-16-000305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160906
FILED AS OF DATE: 20160908
DATE AS OF CHANGE: 20160908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMC CORP
CENTRAL INDEX KEY: 0000790070
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 042680009
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748-9103
BUSINESS PHONE: 5082937208
MAIL ADDRESS:
STREET 1: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748-9103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TUCCI JOSEPH M
CENTRAL INDEX KEY: 0001189198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09853
FILM NUMBER: 161877229
MAIL ADDRESS:
STREET 1: EMC CORPORATION
STREET 2: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-09-06
1
0000790070
EMC CORP
EMC
0001189198
TUCCI JOSEPH M
EMC CORPORATION
176 SOUTH STREET
HOPKINTON
MA
01748
1
1
0
0
Chairman, President and CEO
Common Stock
2016-09-06
4
M
0
120000
15.18
A
2126080
D
Common Stock
2016-09-06
4
F
0
89986
28.77
D
2036094
D
Common Stock
2016-09-06
4
M
0
159786
15.18
A
2195880
D
Common Stock
2016-09-06
4
F
0
119821
28.77
D
2076059
D
Common Stock
2016-09-06
4
M
0
100000
15.31
A
2176059
D
Common Stock
2016-09-06
4
F
0
75228
28.77
D
2100831
D
Common Stock
2016-09-06
4
M
0
150000
15.31
A
2250831
D
Common Stock
2016-09-06
4
F
0
112842
28.77
D
2137989
D
Common Stock
2016-09-06
4
M
0
70000
20.47
A
2207989
D
Common Stock
2016-09-06
4
F
0
59307
28.77
D
2148682
D
Common Stock
2016-09-06
4
M
0
105000
20.47
A
2253682
D
Common Stock
2016-09-06
4
F
0
88961
28.77
D
2164721
D
Common Stock
2016-09-06
4
M
0
61616
25.04
A
2226337
D
Common Stock
2016-09-06
4
F
0
57387
28.77
D
2168950
D
Common Stock
2016-09-06
4
M
0
88577
25.04
A
2257527
D
Common Stock
2016-09-06
4
F
0
82497
28.77
D
2175030
D
Common Stock
2016-09-06
4
M
0
79082
26.80
A
2254112
D
Common Stock
2016-09-06
4
F
0
76215
28.77
D
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Common Stock
2016-09-06
4
M
0
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A
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2016-09-06
4
F
0
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28.77
D
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Common Stock
2016-09-06
4
F
0
235348
0
D
1944725
D
Common Stock
2016-09-07
4
D
0
1944725
0
D
0
D
Stock Option Right To Buy
15.18
2016-09-06
4
M
0
120000
D
2009-08-20
2018-08-20
Common Stock
120000
0
D
Stock Option Right To Buy
15.18
2016-09-06
4
M
0
159786
D
2009-08-20
2018-08-20
Common Stock
159786
0
D
Stock Option Right To Buy
15.31
2016-09-06
4
M
0
100000
D
2010-08-04
2019-08-04
Common Stock
100000
0
D
Stock Option Right To Buy
15.31
2016-09-06
4
M
0
150000
D
2010-08-04
2019-08-04
Common Stock
150000
0
D
Stock Option Right To Buy
20.47
2016-09-06
4
M
0
70000
D
2011-08-03
2020-08-03
Common Stock
70000
0
D
Stock Option Right To Buy
20.47
2016-09-06
4
M
0
105000
D
2011-08-03
2020-08-03
Common Stock
105000
0
D
Stock Option Right To Buy
25.04
2016-09-06
4
M
0
61616
D
2012-08-03
2021-08-03
Common Stock
61616
0
D
Stock Option Right To Buy
25.04
2016-09-06
4
M
0
88577
D
2012-08-03
2021-08-03
Common Stock
88577
0
D
Stock Option Right To Buy
26.80
2016-09-06
4
M
0
79082
D
2013-08-08
2022-08-08
Common Stock
79082
0
D
Stock Option Right To Buy
26.80
2016-09-06
4
M
0
60034
D
2013-08-08
2022-08-08
Common Stock
60034
0
D
In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above.
Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units.
In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.).
In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
In connection with the Merger, 19,770 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
In connection with the Merger, 12,007 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
/s/Barbara E. Coluci, Attorney In Fact
2016-09-08