0000790070-16-000305.txt : 20160908 0000790070-16-000305.hdr.sgml : 20160908 20160908173334 ACCESSION NUMBER: 0000790070-16-000305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160906 FILED AS OF DATE: 20160908 DATE AS OF CHANGE: 20160908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5082937208 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUCCI JOSEPH M CENTRAL INDEX KEY: 0001189198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 161877229 MAIL ADDRESS: STREET 1: EMC CORPORATION STREET 2: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-06 1 0000790070 EMC CORP EMC 0001189198 TUCCI JOSEPH M EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 1 1 0 0 Chairman, President and CEO Common Stock 2016-09-06 4 M 0 120000 15.18 A 2126080 D Common Stock 2016-09-06 4 F 0 89986 28.77 D 2036094 D Common Stock 2016-09-06 4 M 0 159786 15.18 A 2195880 D Common Stock 2016-09-06 4 F 0 119821 28.77 D 2076059 D Common Stock 2016-09-06 4 M 0 100000 15.31 A 2176059 D Common Stock 2016-09-06 4 F 0 75228 28.77 D 2100831 D Common Stock 2016-09-06 4 M 0 150000 15.31 A 2250831 D Common Stock 2016-09-06 4 F 0 112842 28.77 D 2137989 D Common Stock 2016-09-06 4 M 0 70000 20.47 A 2207989 D Common Stock 2016-09-06 4 F 0 59307 28.77 D 2148682 D Common Stock 2016-09-06 4 M 0 105000 20.47 A 2253682 D Common Stock 2016-09-06 4 F 0 88961 28.77 D 2164721 D Common Stock 2016-09-06 4 M 0 61616 25.04 A 2226337 D Common Stock 2016-09-06 4 F 0 57387 28.77 D 2168950 D Common Stock 2016-09-06 4 M 0 88577 25.04 A 2257527 D Common Stock 2016-09-06 4 F 0 82497 28.77 D 2175030 D Common Stock 2016-09-06 4 M 0 79082 26.80 A 2254112 D Common Stock 2016-09-06 4 F 0 76215 28.77 D 2177897 D Common Stock 2016-09-06 4 M 0 60034 26.80 A 2237931 D Common Stock 2016-09-06 4 F 0 57858 28.77 D 2180073 D Common Stock 2016-09-06 4 F 0 235348 0 D 1944725 D Common Stock 2016-09-07 4 D 0 1944725 0 D 0 D Stock Option Right To Buy 15.18 2016-09-06 4 M 0 120000 D 2009-08-20 2018-08-20 Common Stock 120000 0 D Stock Option Right To Buy 15.18 2016-09-06 4 M 0 159786 D 2009-08-20 2018-08-20 Common Stock 159786 0 D Stock Option Right To Buy 15.31 2016-09-06 4 M 0 100000 D 2010-08-04 2019-08-04 Common Stock 100000 0 D Stock Option Right To Buy 15.31 2016-09-06 4 M 0 150000 D 2010-08-04 2019-08-04 Common Stock 150000 0 D Stock Option Right To Buy 20.47 2016-09-06 4 M 0 70000 D 2011-08-03 2020-08-03 Common Stock 70000 0 D Stock Option Right To Buy 20.47 2016-09-06 4 M 0 105000 D 2011-08-03 2020-08-03 Common Stock 105000 0 D Stock Option Right To Buy 25.04 2016-09-06 4 M 0 61616 D 2012-08-03 2021-08-03 Common Stock 61616 0 D Stock Option Right To Buy 25.04 2016-09-06 4 M 0 88577 D 2012-08-03 2021-08-03 Common Stock 88577 0 D Stock Option Right To Buy 26.80 2016-09-06 4 M 0 79082 D 2013-08-08 2022-08-08 Common Stock 79082 0 D Stock Option Right To Buy 26.80 2016-09-06 4 M 0 60034 D 2013-08-08 2022-08-08 Common Stock 60034 0 D In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). In connection with the Merger, 19,770 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. In connection with the Merger, 12,007 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. /s/Barbara E. Coluci, Attorney In Fact 2016-09-08