0000790070-16-000304.txt : 20160908 0000790070-16-000304.hdr.sgml : 20160908 20160908173133 ACCESSION NUMBER: 0000790070-16-000304 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160906 FILED AS OF DATE: 20160908 DATE AS OF CHANGE: 20160908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5082937208 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TEUBER WILLIAM J JR CENTRAL INDEX KEY: 0001189196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 161877218 MAIL ADDRESS: STREET 1: EMC CORPORATION STREET 2: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 FORMER NAME: FORMER CONFORMED NAME: TUEBER WILLIAM J JR DATE OF NAME CHANGE: 20020913 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-06 1 0000790070 EMC CORP EMC 0001189196 TEUBER WILLIAM J JR EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 0 1 0 0 Vice Chairman Common Stock 2016-08-31 5 G 0 57200 0 D 656706 D Common Stock 2016-09-01 5 G 0 17300 0 D 639406 D Common Stock 2016-09-06 4 M 0 42000 19.11 A 681406 D Common Stock 2016-09-06 4 F 0 34533 28.77 D 646873 D Common Stock 2016-09-06 4 M 0 61658 19.11 A 708531 D Common Stock 2016-09-06 4 F 0 50696 28.77 D 657835 D Common Stock 2016-09-06 4 M 0 42000 15.18 A 699835 D Common Stock 2016-09-06 4 F 0 31496 28.77 D 668339 D Common Stock 2016-09-06 4 M 0 55925 15.18 A 724264 D Common Stock 2016-09-06 4 F 0 41938 28.77 D 682326 D Common Stock 2016-09-06 4 M 0 28000 15.31 A 710326 D Common Stock 2016-09-06 4 F 0 21064 28.77 D 689262 D Common Stock 2016-09-06 4 M 0 42000 15.31 A 731262 D Common Stock 2016-09-06 4 F 0 31596 28.77 D 699666 D Common Stock 2016-09-06 4 M 0 24000 20.47 A 723666 D Common Stock 2016-09-06 4 F 0 20334 28.77 D 703332 D Common Stock 2016-09-06 4 M 0 36000 20.47 A 739332 D Common Stock 2016-09-06 4 F 0 30501 28.77 D 708831 D Common Stock 2016-09-06 4 M 0 27385 25.04 A 736216 D Common Stock 2016-09-06 4 F 0 25506 28.77 D 710710 D Common Stock 2016-09-06 4 M 0 39368 25.04 A 750078 D Common Stock 2016-09-06 4 F 0 36666 28.77 D 713412 D Common Stock 2016-09-06 4 M 0 31279 26.80 A 744691 D Common Stock 2016-09-06 4 F 0 30145 28.77 D 714546 D Common Stock 2016-09-06 4 M 0 23745 26.80 A 738291 D Common Stock 2016-09-06 4 F 0 22885 28.77 D 715406 D Common Stock 2016-09-06 4 F 0 89518 0 D 625888 D Common Stock 2016-09-07 4 D 0 625888 0 D 0 D Stock Option Right To Buy 19.11 2016-09-06 4 M 0 42000 D 2008-11-28 2017-11-28 Common Stock 42000 0 D Stock Option Right To Buy 19.11 2016-09-06 4 M 0 61658 D 2008-11-28 2017-11-28 Common Stock 61658 0 D Stock Option Right To Buy 15.18 2016-09-06 4 M 0 42000 D 2009-08-20 2018-08-20 Common Stock 42000 0 D Stock Option Right To Buy 15.18 2016-09-06 4 M 0 55925 D 2009-08-20 2018-08-20 Common Stock 55925 0 D Stock Option Right To Buy 15.31 2016-09-06 4 M 0 28000 D 2010-08-04 2019-08-04 Common Stock 28000 0 D Stock Option Right To Buy 15.31 2016-09-06 4 M 0 42000 D 2010-08-04 2019-08-04 Common Stock 42000 0 D Stock Option Right To Buy 20.47 2016-09-06 4 M 0 24000 D 2011-08-03 2020-08-03 Common Stock 24000 0 D Stock Option Right To Buy 20.47 2016-09-06 4 M 0 36000 D 2011-08-03 2020-08-03 Common Stock 36000 0 D Stock Option Right To Buy 25.04 2016-09-06 4 M 0 27385 D 2012-08-03 2021-08-03 Common Stock 27385 0 D Stock Option Right To Buy 25.04 2016-09-06 4 M 0 39368 D 2012-08-03 2021-08-03 Common Stock 39368 0 D Stock Option Right To Buy 26.80 2016-09-06 4 M 0 31279 D 2013-08-08 2022-08-08 Common Stock 31279 0 D Stock Option Right To Buy 26.80 2016-09-06 4 M 0 23745 D 2013-08-08 2022-08-08 Common Stock 23745 0 D In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). In connection with the Merger, 7,819 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. In connection with the Merger, 4,749 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. /s/Barbara E. Coluci, Attorney In Fact 2016-09-08