0000790070-16-000293.txt : 20160908 0000790070-16-000293.hdr.sgml : 20160908 20160908170845 ACCESSION NUMBER: 0000790070-16-000293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160906 FILED AS OF DATE: 20160908 DATE AS OF CHANGE: 20160908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5082937208 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DACIER PAUL T CENTRAL INDEX KEY: 0001189870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 161876985 MAIL ADDRESS: STREET 1: EMC CORPORATION STREET 2: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 FORMER NAME: FORMER CONFORMED NAME: DACIER PAUL DATE OF NAME CHANGE: 20020917 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-06 1 0000790070 EMC CORP EMC 0001189870 DACIER PAUL T EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 0 1 0 0 EVP & General Counsel Common Stock 2016-09-06 4 M 0 26000 19.11 A 480699 D Common Stock 2016-09-06 4 F 0 21378 28.77 D 459321 D Common Stock 2016-09-06 4 M 0 38169 19.11 A 497490 D Common Stock 2016-09-06 4 F 0 31383 28.77 D 466107 D Common Stock 2016-09-06 4 M 0 28000 15.18 A 494107 D Common Stock 2016-09-06 4 F 0 20997 28.77 D 473110 D Common Stock 2016-09-06 4 M 0 24000 15.31 A 497110 D Common Stock 2016-09-06 4 F 0 18055 28.77 D 479055 D Common Stock 2016-09-06 4 M 0 36000 15.31 A 515055 D Common Stock 2016-09-06 4 F 0 27082 28.77 D 487973 D Common Stock 2016-09-06 4 M 0 19873 20.47 A 507846 D Common Stock 2016-09-06 4 F 0 16838 28.77 D 491008 D Common Stock 2016-09-06 4 M 0 29809 20.47 A 520817 D Common Stock 2016-09-06 4 F 0 25256 28.77 D 495561 D Common Stock 2016-09-06 4 M 0 15977 25.04 A 511538 D Common Stock 2016-09-06 4 F 0 14881 28.77 D 496657 D Common Stock 2016-09-06 4 M 0 22967 25.04 A 519624 D Common Stock 2016-09-06 4 F 0 21391 28.77 D 498233 D Common Stock 2016-09-06 4 M 0 23236 26.80 A 521469 D Common Stock 2016-09-06 4 F 0 22394 28.77 D 499075 D Common Stock 2016-09-06 4 M 0 17640 26.80 A 516715 D Common Stock 2016-09-06 4 F 0 17001 28.77 D 499714 D Common Stock 2016-09-06 4 F 0 121240 0 D 378474 D Common Stock 2016-09-07 4 D 0 378474 0 D 0 D Common Stock 2016-09-07 4 D 0 24000 0 D 0 I By Spouse Stock Option Right To Buy 19.11 2016-09-06 4 M 0 26000 D 2008-11-28 2017-11-28 Common Stock 26000 0 D Stock Option Right To Buy 19.11 2016-09-06 4 M 0 38169 D 2008-11-28 2017-11-28 Common Stock 38169 0 D Stock Option Right To Buy 15.18 2016-09-06 4 M 0 28000 D 2009-08-20 2018-08-20 Common Stock 28000 0 D Stock Option Right To Buy 15.31 2016-09-06 4 M 0 24000 D 2010-08-04 2019-08-04 Common Stock 24000 0 D Stock Option Right To Buy 15.31 2016-09-06 4 M 0 36000 D 2010-08-04 2019-08-04 Common Stock 36000 0 D Stock Option Right To Buy 20.47 2016-09-06 4 M 0 19873 D 2011-08-03 2020-08-03 Common Stock 19873 0 D Stock Option Right To Buy 20.47 2016-09-06 4 M 0 29809 D 2011-08-03 2020-08-03 Common Stock 29809 0 D Stock Option Right To Buy 25.04 2016-09-06 4 M 0 15977 D 2012-08-03 2021-08-03 Common Stock 15977 0 D Stock Option Right To Buy 25.04 2016-09-06 4 M 0 22967 D 2012-08-03 2021-08-03 Common Stock 22967 0 D Stock Option Right To Buy 26.80 2016-09-06 4 M 0 23236 D 2013-08-08 2022-08-08 Common Stock 23236 0 D Stock Option Right To Buy 26.80 2016-09-06 4 M 0 17640 D 2013-08-08 2022-08-08 Common Stock 17640 0 D In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). In connection with the Merger, 5,809 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. In connection with the Merger, 3,528 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. /s/Barbara E. Coluci, Attorney In Fact 2016-09-08