0000790070-16-000293.txt : 20160908
0000790070-16-000293.hdr.sgml : 20160908
20160908170845
ACCESSION NUMBER: 0000790070-16-000293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160906
FILED AS OF DATE: 20160908
DATE AS OF CHANGE: 20160908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMC CORP
CENTRAL INDEX KEY: 0000790070
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 042680009
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748-9103
BUSINESS PHONE: 5082937208
MAIL ADDRESS:
STREET 1: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748-9103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DACIER PAUL T
CENTRAL INDEX KEY: 0001189870
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09853
FILM NUMBER: 161876985
MAIL ADDRESS:
STREET 1: EMC CORPORATION
STREET 2: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748
FORMER NAME:
FORMER CONFORMED NAME: DACIER PAUL
DATE OF NAME CHANGE: 20020917
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-09-06
1
0000790070
EMC CORP
EMC
0001189870
DACIER PAUL T
EMC CORPORATION
176 SOUTH STREET
HOPKINTON
MA
01748
0
1
0
0
EVP & General Counsel
Common Stock
2016-09-06
4
M
0
26000
19.11
A
480699
D
Common Stock
2016-09-06
4
F
0
21378
28.77
D
459321
D
Common Stock
2016-09-06
4
M
0
38169
19.11
A
497490
D
Common Stock
2016-09-06
4
F
0
31383
28.77
D
466107
D
Common Stock
2016-09-06
4
M
0
28000
15.18
A
494107
D
Common Stock
2016-09-06
4
F
0
20997
28.77
D
473110
D
Common Stock
2016-09-06
4
M
0
24000
15.31
A
497110
D
Common Stock
2016-09-06
4
F
0
18055
28.77
D
479055
D
Common Stock
2016-09-06
4
M
0
36000
15.31
A
515055
D
Common Stock
2016-09-06
4
F
0
27082
28.77
D
487973
D
Common Stock
2016-09-06
4
M
0
19873
20.47
A
507846
D
Common Stock
2016-09-06
4
F
0
16838
28.77
D
491008
D
Common Stock
2016-09-06
4
M
0
29809
20.47
A
520817
D
Common Stock
2016-09-06
4
F
0
25256
28.77
D
495561
D
Common Stock
2016-09-06
4
M
0
15977
25.04
A
511538
D
Common Stock
2016-09-06
4
F
0
14881
28.77
D
496657
D
Common Stock
2016-09-06
4
M
0
22967
25.04
A
519624
D
Common Stock
2016-09-06
4
F
0
21391
28.77
D
498233
D
Common Stock
2016-09-06
4
M
0
23236
26.80
A
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D
Common Stock
2016-09-06
4
F
0
22394
28.77
D
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D
Common Stock
2016-09-06
4
M
0
17640
26.80
A
516715
D
Common Stock
2016-09-06
4
F
0
17001
28.77
D
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D
Common Stock
2016-09-06
4
F
0
121240
0
D
378474
D
Common Stock
2016-09-07
4
D
0
378474
0
D
0
D
Common Stock
2016-09-07
4
D
0
24000
0
D
0
I
By Spouse
Stock Option Right To Buy
19.11
2016-09-06
4
M
0
26000
D
2008-11-28
2017-11-28
Common Stock
26000
0
D
Stock Option Right To Buy
19.11
2016-09-06
4
M
0
38169
D
2008-11-28
2017-11-28
Common Stock
38169
0
D
Stock Option Right To Buy
15.18
2016-09-06
4
M
0
28000
D
2009-08-20
2018-08-20
Common Stock
28000
0
D
Stock Option Right To Buy
15.31
2016-09-06
4
M
0
24000
D
2010-08-04
2019-08-04
Common Stock
24000
0
D
Stock Option Right To Buy
15.31
2016-09-06
4
M
0
36000
D
2010-08-04
2019-08-04
Common Stock
36000
0
D
Stock Option Right To Buy
20.47
2016-09-06
4
M
0
19873
D
2011-08-03
2020-08-03
Common Stock
19873
0
D
Stock Option Right To Buy
20.47
2016-09-06
4
M
0
29809
D
2011-08-03
2020-08-03
Common Stock
29809
0
D
Stock Option Right To Buy
25.04
2016-09-06
4
M
0
15977
D
2012-08-03
2021-08-03
Common Stock
15977
0
D
Stock Option Right To Buy
25.04
2016-09-06
4
M
0
22967
D
2012-08-03
2021-08-03
Common Stock
22967
0
D
Stock Option Right To Buy
26.80
2016-09-06
4
M
0
23236
D
2013-08-08
2022-08-08
Common Stock
23236
0
D
Stock Option Right To Buy
26.80
2016-09-06
4
M
0
17640
D
2013-08-08
2022-08-08
Common Stock
17640
0
D
In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above.
Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units.
In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.).
In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
In connection with the Merger, 5,809 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
In connection with the Merger, 3,528 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
/s/Barbara E. Coluci, Attorney In Fact
2016-09-08