0000790070-14-000027.txt : 20140207 0000790070-14-000027.hdr.sgml : 20140207 20140207161908 ACCESSION NUMBER: 0000790070-14-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140205 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5082937208 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TEUBER WILLIAM J JR CENTRAL INDEX KEY: 0001189196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 14584568 MAIL ADDRESS: STREET 1: EMC CORPORATION STREET 2: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 FORMER NAME: FORMER CONFORMED NAME: TUEBER WILLIAM J JR DATE OF NAME CHANGE: 20020913 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-05 0000790070 EMC CORP EMC 0001189196 TEUBER WILLIAM J JR EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 0 1 0 0 Vice Chairman Common Stock 2014-02-05 4 F 0 9204 0 D 724768 D Common Stock 2014-02-05 4 D 0 8113 0 D 716655 D Common Stock 2014-02-05 4 A 0 125629 0 A 842284 D Common Stock 2014-02-05 4 A 0 83753 0 A 926037 D Common Stock 100000 I By GRAT Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. Forfeiture of a portion of the performance based restricted stock units previously awarded on August 8, 2012. Target number of performance restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The performance restricted stock units will vest only in the event that certain three-year cumulative performance targets approved by the Leadership and Compensation Committee (the "Committee") have been met for the calendar years 2014 through 2016. Depending on the level of achievement for each of the performance metrics, a maximum of 200% of the target number of restricted stock units may vest. If a threshold level of the performance targets is not achieved, the restricted stock units will be forfeited. The Committee expects to determine the extent to which the performance targets have been met in 2017, and applicable number of units will vest immediately upon such determination. Restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest ratably over three years beginning one year from the date of grant. /s/Barbara E. Coluci, Attorney In Fact 2014-02-07