0000790070-12-000118.txt : 20120810 0000790070-12-000118.hdr.sgml : 20120810 20120810162356 ACCESSION NUMBER: 0000790070-12-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120808 FILED AS OF DATE: 20120810 DATE AS OF CHANGE: 20120810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: You Harry L. CENTRAL INDEX KEY: 0001432602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 121024869 MAIL ADDRESS: STREET 1: EMC CORPORATION STREET 2: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5082937208 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-08-08 0000790070 EMC CORP EMC 0001432602 You Harry L. EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 0 1 0 0 EVP, Office of the Chairman Common Stock 2012-08-08 4 M 0 4800 15.31 A 304887 D Common Stock 2012-08-08 4 S 0 3610 26.8321 D 301277 D Common Stock 2012-08-08 4 M 0 3350 20.47 A 304627 D Common Stock 2012-08-08 4 S 0 2893 26.8321 D 301734 D Common Stock 2012-08-08 4 S 0 16654 26.70 D 285080 D Common Stock 2012-08-08 4 A 0 23788 0 A 308868 D Common Stock 2012-08-08 4 A 0 15859 0 A 324727 D Common Stock 2012-08-09 4 A 0 14162 0 A 338889 D Common Stock 2012-08-09 4 A 0 9441 0 A 348330 D Stock Option Right To Buy 15.31 2012-08-08 4 M 0 4800 0 D 2010-08-04 2019-08-04 Common Stock 4800 9600 D Stock Option Right To Buy 20.47 2012-08-08 4 M 0 3350 0 D 2011-08-03 2020-08-03 Common Stock 3350 10050 D Stock Option Right To Buy 26.80 2012-08-08 4 A 0 12721 0 A 2022-08-08 Common Stock 12721 12721 D Stock Option Right To Buy 26.80 2012-08-08 4 A 0 8481 0 A 2022-08-08 Common Stock 8481 8481 D Stock Option Right To Buy 27.01 2012-08-09 4 A 0 7573 0 A 2022-08-09 Common Stock 7573 7573 D Stock Option Right To Buy 27.01 2012-08-09 4 A 0 5049 0 A 2022-08-09 Common Stock 5049 5049 D Restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest only in the event that 2013 performance targets approved by the Board of Directors are met. If such targets are met, one-third of the restricted stock units will vest in 2014, one-third will vest on February 1, 2015 and one-third will vest on February 1, 2016. Restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest ratably over four years beginning one year from the date of grant. Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The options will vest only in the event that 2013 performance targets approved by the Board of Directors are met. If such targets are met, one-quarter of the options will vest in 2014, one-quarter will vest on February 1, 2015, one-quarter will vest on February 1, 2016 and one-quarter will vest on February 1, 2017. Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The options will vest ratably over five years beginning one year from the date of grant. /s/Barbara E. Coluci, Attorney In Fact 2012-08-10