0000790070-11-000080.txt : 20110805 0000790070-11-000080.hdr.sgml : 20110805 20110805163246 ACCESSION NUMBER: 0000790070-11-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110803 FILED AS OF DATE: 20110805 DATE AS OF CHANGE: 20110805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOULDEN DAVID I CENTRAL INDEX KEY: 0001189179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 111014607 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5082937208 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-08-03 0000790070 EMC CORP EMC 0001189179 GOULDEN DAVID I EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 0 1 0 0 EVP & CFO Common Stock 2011-08-03 4 A 0 61103 0 A 599370 D Common Stock 2011-08-03 4 A 0 40735 0 A 640105 D Common Stock 2011-08-03 4 A 0 239617 0 A 879722 D Common Stock 2011-08-03 4 F 0 5010 0 D 874712 D Common Stock 2011-08-04 4 F 0 6889 0 D 867823 D Stock Option Right To Buy 25.04 2011-08-03 4 A 0 30808 0 A 2021-08-03 Common stock 30808 30808 D Stock Option Right To Buy 25.04 2011-08-03 4 A 0 20539 0 A 2021-08-03 Common Stock 20539 20539 D Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. These options will vest only in the event that 2012 performance targets approved the Board of Directors are met. If such targets are met, one-quarter of the options will vest in 2013, one-quarter will vest on February 1, 2014 and one-quarter will vest on February 1, 2015 and one-quarter will vest February 1, 2016. Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The options will vest ratably over five years beginning one year from the date of grant. Restricted Stock Units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest only in the event that 2012 performance targets approved by the Board of Directors are met. If such targets are met, one-third of the restricted stock will vest in 2013, one-third will vest on February 1, 2014 and one-third will vest on February 1, 2015. Restricted Stock Units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest ratably over four years beginning one year from the date of grant. Performance restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The performance restricted stock units will vest only in the event that a three-year cumulative performance target approved by the Leadership and Compensation Committee (the "Committee") has been met. The Committee expects to determine whether the performance target has been met, in full or in part, in 2015. If such target is met, one-half of the performance restricted stock units will vest in 2015 and one-half will vest on February 1, 2016. Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. Includes 320 shares acquired under the EMC Corporation 1989 Employee Stock Purchase Plan in June 2011. /s/Barbara E. Coluci, Attorney In Fact 2011-08-05