-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R1LdWKVSIxZhQyu0LOBPt3sn7m0yC8RDNt6YwlEWGD+qLvQz8Ea3ck89qukUXzbG 4R6TL/dHCN7RcG7wmQq33g== 0000790070-09-000057.txt : 20090806 0000790070-09-000057.hdr.sgml : 20090806 20090806172745 ACCESSION NUMBER: 0000790070-09-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090804 FILED AS OF DATE: 20090806 DATE AS OF CHANGE: 20090806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUCCI JOSEPH M CENTRAL INDEX KEY: 0001189198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 09992814 MAIL ADDRESS: STREET 1: EMC CORPORATION STREET 2: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5082937208 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-08-04 0000790070 EMC CORP EMC 0001189198 TUCCI JOSEPH M EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 1 1 0 0 Chairman, President and CEO Common Stock 2009-08-04 4 A 0 270000 0 A 1324563 D Common Stock 2009-08-04 4 A 0 180000 0 A 1677066 D Common Stock 827497 I By GRAT Stock Option Right To Buy 15.31 2009-08-04 4 A 0 150000 0 A 2019-08-04 Common Stock 150000 150000 D Stock Option Right To Buy 15.31 2009-08-04 4 A 0 100000 0 A 2019-08-04 Common Stock 100000 100000 D Restricted Stock Units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest only in the the event that 2010 performance targets approved by the Board of Directors are met. If such targets are met, one-third of the restricted stock units will vest in 2011, one-third will vest on February 1, 2012 and one-third will vest on February 1, 2013. Includes 750 shares acquired under the EMC Corporation 1989 Employee Stock Purchase Plan in June 2009. Reflects transfer of shares between the reporting person and a grantor retained annuity trust. Restricted Stock Units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest ratably over four years beginning one year from the date of grant. Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The options will vest only in the event that 2010 performance targets approved by the Board of Directors are met. If such targets are met, one-quarter of the options will vest in 2011, one-quarter will vest on February 1, 2012, one-quarter will vest on February 1, 2013 and one-quarter will vest on February 1, 2014. Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The options will vest ratably over five years beginning one year from the date of grant. Reflects the distribution of 172,503 shares from a grantor retained annuity trust to the reporting person. /s/ Jacquelyn A. Connelly, Attorney In Fact 2009-08-06 -----END PRIVACY-ENHANCED MESSAGE-----