-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HExMiXhdDuwPUC/InoKcWB8z3Enrhklvhwv5WHQbGD8Ch5yhY5jFyRVQdU4Pc4JA tfgHAzLgk9HfVQK1M05WnA== 0000790070-09-000052.txt : 20090806 0000790070-09-000052.hdr.sgml : 20090806 20090806170705 ACCESSION NUMBER: 0000790070-09-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090804 FILED AS OF DATE: 20090806 DATE AS OF CHANGE: 20090806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS MARK S CENTRAL INDEX KEY: 0001189185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09853 FILM NUMBER: 09992467 MAIL ADDRESS: STREET 1: EMC CORPORATION STREET 2: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5082937208 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-08-04 0000790070 EMC CORP EMC 0001189185 LEWIS MARK S EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 0 1 0 0 Pres.Content Mgmt&Archiving Dv Common Stock 2009-08-04 4 A 0 81000 0 A 632965 D Common Stock 2009-08-04 4 A 0 54000 0 A 686965 D Common Stock 2009-08-06 4 S 0 50000 15.0843 D 636965 D Stock Option Right To Buy 15.31 2009-08-04 4 A 0 36000 0 A 2019-08-04 Common Stock 36000 36000 D Stock Option Right To Buy 15.31 2009-08-04 4 A 0 24000 0 A 2019-08-04 Common Stock 24000 24000 D Restricted Stock Units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest only in the the event that 2010 performance targets approved by the Board of Directors are met. If such targets are met, one-third of the restricted stock units will vest in 2011, one-third will vest on February 1, 2012 and one-third will vest on February 1, 2013. Includes 750 shares acquired under the EMC Corporation 1989 Employee Stock Purchase Plan in June 2009. Restricted Stock Units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest ratably over four years beginning one year from the date of grant. Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The options will vest only in the event that 2010 performance targets approved by the Board of Directors are met. If such targets are met, one-quarter of the options will vest in 2011, one-quarter will vest on February 1, 2012, one-quarter will vest on February 1, 2013 and one-quarter will vest on February 1, 2014. Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The options will vest ratably over five years beginning one year from the date of grant. /s/ Jacquelyn A. Connelly, Attorney In Fact 2009-08-06 -----END PRIVACY-ENHANCED MESSAGE-----