-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PIf82Zp6r2IUGSK1q6RLshl2OYsdNGVowJjHtkUgNA4Bt1OLYcF/vpSMACPZgaYo ZorfeyZkx2Rh8TEsQ4mamA== 0000790070-04-000052.txt : 20041101 0000790070-04-000052.hdr.sgml : 20041101 20041101171430 ACCESSION NUMBER: 0000790070-04-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041028 FILED AS OF DATE: 20041101 DATE AS OF CHANGE: 20041101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUETTGERS MICHAEL C CENTRAL INDEX KEY: 0001189193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-03656 FILM NUMBER: 041110814 BUSINESS ADDRESS: STREET 1: 176 SOUTH ST. CITY: HOPKINTON STATE: MA ZIP: 01748 BUSINESS PHONE: 5084951000X77208 MAIL ADDRESS: STREET 1: 176 SOUTH ST. CITY: HOPKINTON STATE: MA ZIP: 01748 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-10-28 0000790070 EMC CORP EMC 0001189193 RUETTGERS MICHAEL C EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 1 1 0 0 Chairman of the Board Common Stock 2004-10-28 4 A 0 140000 0 A 1393608 D Common Stock 1710120 I By GRAT Stock Option Right To Buy 12.85 2004-10-28 4 A 0 560000 0 A 2014-10-28 Common Stock 560000 560000 D Shares of restricted stock granted under the EMC Corporation 2003 Stock Plan, which shares are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The restrictions on transfer and forfeiture with respect to the shares lapse on the fifth anniversary of the date of grant. In the event that certain EMC earnings per share targets established by the Board of Directors or the Compensation Committee are met, the restrictions on the shares lapse ratably over three years. Reflects certain transfers of shares between the reporting person and certain grantor retained annuity trusts. Also reflects a gift by the reporting person of 14,500 shares in 2003. Stock option vests 20% per year for 5 years beginning one year from grant date. Barbara E. Coluci, Attorney In Fact 2004-11-01 -----END PRIVACY-ENHANCED MESSAGE-----