-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QBB/Ovm4nWkKPPG8PmnuXpPzyA1DcdAuZOpXhlrxB6T6qtxH5dhRa/SFtp60tS1b zW4GZFRK6yQQbPdnMk052Q== 0000790070-03-000069.txt : 20031211 0000790070-03-000069.hdr.sgml : 20031211 20031023100125 ACCESSION NUMBER: 0000790070-03-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031020 FILED AS OF DATE: 20031022 DATE AS OF CHANGE: 20031211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROHM DAVID N CENTRAL INDEX KEY: 0001182820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-03656 FILM NUMBER: 03953180 BUSINESS ADDRESS: STREET 1: C/O INTERNET SECURITY SYSTEM INC STREET 2: 6303 BARFIELD RD CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 4042364002 MAIL ADDRESS: STREET 1: C/O INTERNET SECURITY SYSTEMS INC STREET 2: 6303 BARFIELD RD CITY: ATLANTA STATE: GA ZIP: 30328 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-20 0000790070 EMC CORP EMC 0001182820 STROHM DAVID N EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 1000Common Stock2003-10-204A090000A90000D Common Stock2003-10-204A0358407A358407IFamily Ltd. PartnershipCommon Stock2003-10-204A0362769A362769IBy TrustS tock Option Right to Buy14.732003-10-204A0216000A2003-10-202010-07-12Common Stock2160021600DStock Option Right to Buy5.842003-10-204A0216000A2003-10-202012-06-14Common Stock2160021600DStock Option Right to Buy16.802003-10-204A0216000A2003-10-202011-05-15Common Stock2160021600DStock Option Right to Buy8.852003-10-204A0360000A2003-10-202013-06-10Common Stock3600036000D< /ownershipNature>Stock Option Right to Buy12.922003-10-204A0200000A2004-10-202013-10-20Common Stock2000020000DThe Reporting Person acquired these shares of common stock of EMC Corporation ("EMC") in connection with the closing of the acquisition of LEGATO Systems, Inc. ("LEGATO") by EMC effective October 20, 2003. In connection with such closing, each issued and outstanding share of common stock of LEGATO was converted into the right to receive 0.9 of a share of EMC common stock.The Reporting Person acquired these derivative securities pursuant to grants of options to acquire common stock of LEGATO and under LEGATO stock option and incentive plans. Effective October 20, 2003, EMC acquired LEGATO. In connection with the closing of this acquisition, each option to acquire LEGATO common stock was converted into an option to acquire .9 of a share of common stock of EMC. These options were either fully vested and exercisable prior to such closing or became fully vested and exercisable in connection with such closing.Barbara E. Coluci, Attorney In Fact2003-10-22 -----END PRIVACY-ENHANCED MESSAGE-----