-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vt+2MBKVr9orTcli0lHgGPPMMB/0x4wx4PKmv/OMmpKWYfA7FXGGRKP4xIQeOI1L oDvmGPtG6Wa4ZIvSV/Rg2A== 0000790070-03-000067.txt : 20031022 0000790070-03-000067.hdr.sgml : 20031022 20031022145855 ACCESSION NUMBER: 0000790070-03-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031020 FILED AS OF DATE: 20031022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRIGHT DAVID B CENTRAL INDEX KEY: 0001197392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-03656 FILM NUMBER: 03951761 BUSINESS ADDRESS: STREET 1: C/O ASPECT COMMUNICATIONS CORP STREET 2: 1310 RIDDER PARK DR CITY: SAN JOSE STATE: CA ZIP: 95131-2313 BUSINESS PHONE: 4088674032 MAIL ADDRESS: STREET 1: C/O ASPECT COMMUNICATIONS CORP STREET 2: 1310 RIDDER PARK DR CITY: SAN JOSE STATE: CA ZIP: 95131-2313 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-20 0000790070 EMC CORP EMC 0001197392 WRIGHT DAVID B EMC CORPORATION 176 SOUTH STREET HOPKINTON MA 01748 0100EVP & Pres. of LEGATO Common Stock3000DCommon Stock2003-10-204A0405640A43564DCommon Stock2003-10-204A01000000< value>A143564DStock Option Right to Buy10.842003-10-204A014399990A2003-10-202010-11-10Common Stock14399991439999DStock Option Right to Buy10.842003-10-204A05850000A2003-10-202011-01-02Common Stock585000585000DStock Option Right to Buy5.292003-10-204A05399990A2003-10-202011-09-21Common Stock539999539 999DStock Option Right to Buy3.112003-10-204A02249990A2003-10-202012-09-19Common Stock224999224999DStock Option Right to Buy12.922003-10-204A0400000 0A2013-10-20Common Stock400000400000DThe Reporting Person acquired these shares of common stock of EMC Corporation ("EMC") in connection with the closing of the acquisition of LEGATO Systems, Inc. ("LEGATO") by EMC effective Octobe r 20, 2003. In connection with such closing, each issued and outstanding share of common stock of LEGATO was converted into the right to receive 0.9 of a share of EMC common stock.Shares of restricted stock granted under the EMC Corporation 2003 Stock Plan, which shares are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The restrictions on transfer and forfeiture with respect to such shares lapse ratably over three years in the event EMC achieves certain performance goals. If such performance goals are not met and provided the reporting person is an employee of EMC on such date, such restrictions shall lapse on the fifth anniversary of the date of grant.The Reporting Person acquired these derivative securities pursuant to grants of options to acquire common stock of LEGATO under LEGATO stock option and incentive plans. Effective October 20, 2003, EMC acquired LEGATO. In connection with the closing of this acquisition, each option to acquire LEGATO common stock was converted into an option to acquire .9 of a share of common stock of EMC. These options were either fully vested and exercisable prior to such closing or became fully vested and exercisable in connection with such closing.Options shall vest and become exercisable ratably over five years, subject to the acceleration of vesting and exercisability of an additional 80,000 shares on the first anniversary of the date of grant in the event certain goals are met. If such additional 80,000 shares vest and become exercisable then the remaining 240,000 shares shall vest and become exercisable ratably over four years beginning on the second anniversary and ending on the fifth anniversary of the date of grant.Barbara E. Coluci2003-10-20 -----END PRIVACY-ENHANCED MESSAGE-----