-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MSvnqZgxpffJt98ICMKtzRBV7GcNg6QDwGBO3+QX02JyaEytBmdxYlk9eIf6vUxt L8F013bc5C674svPChW03w== 0000790070-99-000003.txt : 19990122 0000790070-99-000003.hdr.sgml : 19990122 ACCESSION NUMBER: 0000790070-99-000003 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-24901 FILM NUMBER: 99509282 BUSINESS ADDRESS: STREET 1: 171 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 171 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 424B3 1 PROSPECTUS SUPPLEMENT PROSPECTUS SUPPLEMENT (To Prospectus dated June 26, 1997) EMC CORPORATION $517,500,000 Principal Amount of 3 1/4% Convertible Subordinated Notes due 2002 (Interest Payable March 15 and September 15) 22,842,639 Shares of Common Stock ______________________________ This document supplements the Prospectus dated June 26, 1997 relating to (i) $517,500,000 aggregate principal amount of our 3 1/4% Convertible Subordinated Notes due 2002 and (ii) 22,842,639 shares of our Common Stock, which are initially issuable upon conversion of the Notes plus such additional indeterminate number of shares of our Common Stock as may become issuable upon conversion of the Notes as a result of adjustments to the conversion price. We are registering such Notes and shares of Common Stock issuable upon conversion of such Notes for the benefit of the holders thereof and such Notes and shares of our Common Stock will be offered for the account of such holders. The Notes were issued and sold in March 1997 in transactions exempt from the registration requirements of the Securities Act of 1933, as amended, to persons reasonably believed by Smith Barney Inc., Alex. Brown & Sons Incorporated and Morgan Stanley & Co. Incorporated to be "qualified institutional buyers" (as defined in Rule 144A under the Securities Act) or institutional "accredited investors" (as defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act) or outside the United States to certain persons in offshore transactions in reliance on Regulation S under the Securities Act. This Prospectus Supplement is incorporated by reference into the Prospectus and should be read in conjunction with the Prospectus. Our Notes and Common Stock are listed on the New York Stock Exchange. Our Common Stock is traded under the symbol "EMC." _______________________ SEE "RISK FACTORS" BEGINNING ON PAGE 3 OF THE ACCOMPANYING PROSPECTUS FOR A DISCUSSION OF CERTAIN FACTORS THAT SHOULD BE CONSIDERED BY PROSPECTIVE INVESTORS. _______________________ NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE SECURITIES COMMISSION HAS APPROVED OR DISAPPROVED OF THESE SECURITIES OR PASSED UPON THE ADEQUACY OR ACCURACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. ______________________ The date of this Prospectus Supplement is January 21, 1999. The following information supplements and updates the information found on pages 23-26 of the Prospectus under the caption "Selling Securityholders" as previously supplemented and amended by amending such information based upon certain information furnished to us through January 21, 1999 as to the security ownership of the Selling Securityholders to add the following to the list of Selling Securityholders: Aggregate Principal Number of Shares Amount of Notes of Common Stock Name that may be Sold that may be Sold* McMahan Securities Company, L.P. 25,000 1,103 Mercantile - Safe Deposit and 845,000 37,298 Trust Company Julius Baer Securities 500,000 22,070 Atlantic Trust Company 135,000 5,958 Salomon Smith Barney Inc. 100,000 4,414 _____________ * Assumes a conversion price of $22.655 per share and a cash payment in lieu of any fractional share interest. -----END PRIVACY-ENHANCED MESSAGE-----