0000790051-22-000154.txt : 20220816 0000790051-22-000154.hdr.sgml : 20220816 20220816181955 ACCESSION NUMBER: 0000790051-22-000154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220815 FILED AS OF DATE: 20220816 DATE AS OF CHANGE: 20220816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCH D CHRISTIAN CENTRAL INDEX KEY: 0001190801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09278 FILM NUMBER: 221171566 MAIL ADDRESS: STREET 1: P.O. BOX 1441 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARLISLE COMPANIES INC CENTRAL INDEX KEY: 0000790051 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 311168055 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16430 N. SCOTTSDALE RD. STREET 2: SUITE 400 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-781-5000 MAIL ADDRESS: STREET 1: 16430 N. SCOTTSDALE RD. STREET 2: SUITE 400 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 wf-form4_166068838121753.xml FORM 4 X0306 4 2022-08-15 0 0000790051 CARLISLE COMPANIES INC CSL 0001190801 KOCH D CHRISTIAN C/O CARLISLE COMPANIES INCORPORATED 16430 N. SCOTTSDALE ROAD, SUITE 400 SCOTTSDALE AZ 85254 0 1 0 0 CEO & President Common Stock 2022-08-15 4 M 0 25000 110.79 A 144582 D Common Stock 2022-08-15 4 S 0 25000 315.12 D 119582 D Common Stock 2022-08-16 4 M 0 37215 110.79 A 156797 D Common Stock 2022-08-16 4 S 0 37215 316.73 D 119582 D Common Stock 2022-08-16 4 M 0 670 110.79 A 120252 D Common Stock 2022-08-16 4 S 0 670 317.66 D 119582 D Common Stock 2022-08-16 4 M 0 2682 110.79 A 122264 D Common Stock 2022-08-16 4 S 0 2682 317.09 D 119582 D Common Stock 66825 I See Footnote 6 Employee Stock Option (Right to Buy) 110.79 2022-08-15 4 M 0 25000 D 2029-02-04 Common Stock 25000.0 57885 D Employee Stock Option (Right to Buy) 110.79 2022-08-16 4 M 0 37215 D 2029-02-04 Common Stock 37215.0 20670 D Employee Stock Option (Right to Buy) 110.79 2022-08-16 4 M 0 670 D 2029-02-04 Common Stock 670.0 20000 D Employee Stock Option (Right to Buy) 110.79 2022-08-16 4 M 0 2682 D 2029-02-04 Common Stock 2682.0 17318 D Includes 16,937 shares held in a revocable grantor trust of which the reporting person is grantor and 68,175 shares, of which 1,350 shares are owned by a revocable grantor trust of which the reporting person is grantor and trustee, and of which 66,825 shares are owned by an irrevocable grantor trust of which the reporting person is grantor and trustee, and excludes 66,825 shares described in Footnote 6. This transaction was executed in multiple trades at prices ranging from $315.00 to $315.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $316.50 to $317.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $317.53 to $317.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $317.00 to $317.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Consists of 66,825 shares owned by an irrevocable grantor trust created by the reporting person's spouse of which the reporting person's spouse is grantor and trustee. The option vested in three equal annual installments beginning on February 5, 2020. The transaction is the exercise of a derivative security. /s/ D. Christian Koch by Ronald P. Fuss, attorney-in-fact 2022-08-16