EX-1.01 2 csl2020formsd-exhibit101.htm EX-1.01 Document

Exhibit 1.01
 
Carlisle Companies Incorporated
Conflict Minerals Report
For the Year Ended December 31, 2020
 
This Conflict Minerals Report (the “Report”) of Carlisle Companies Incorporated (“Carlisle,” “the Company,” “we,” “us,” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the year ended December 31, 2020. The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“the Act”).

The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. For purposes of this assessment, conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (“Conflict Minerals” or “3TG”) and originated from the Democratic Republic of the Congo or an adjoining country (“Covered Countries”). These requirements apply to registrants whatever the geographic origin of the Conflict Minerals and whether or not they fund armed conflict. Please refer to the Rule for definitions of the terms used in this Report, unless otherwise defined herein. Please also note that the report presented herein is not audited.

Company Overview
 
Carlisle is a diversified, global portfolio of niche brands and businesses that manufactures highly engineered products and solutions for its customers via the following segments:

Carlisle Construction Materials (“CCM”);
Carlisle Interconnect Technologies (“CIT”);
Carlisle Fluid Technologies (“CFT”); and
Carlisle Brake & Friction (“CBF”).

Products Overview
 
CCM designs, manufactures and sells thermoplastic polyolefin ("TPO"), ethylene propylene diene monomer rubber ("EPDM") and polyvinyl chloride membranes ("PVC") and metal roofing systems. CCM also manufactures and distributes energy-efficient rigid foam insulation panels for all roofing applications. In addition, CCM also offers a broad range of specialty polyurethane products and solutions. Key raw materials for this segment include methylene diphenyl diisocyanate ("MDI"), polyol, EPDM polymer, TPO polymer, carbon black and coated steel.
 
CIT designs, manufactures and sells high-performance wire, cable, connectors, contacts, and cable assemblies and satellite communication equipment for the transfer of power and data primarily for the aerospace, medical, defense electronics, test and measurement equipment, and select industrial markets. Key raw materials for this segment include gold, copper conductors that are plated with tin, nickel, or silver, polyimide tapes, polytetrafluoroethylene (“PTFE”) tapes, PTFE fine powder resin, thermoplastic resins, stainless steel, beryllium copper rod, machined metals, plastic parts, and various marking and identification materials. Key raw materials are typically sourced worldwide.

CFT designs, manufactures and sells highly-engineered liquid, powder, sealants and adhesives finishing equipment and integrated system solutions for spraying, pumping, mixing, metering and curing a variety of coatings used primarily in the automotive manufacture, general industrial, protective coating, wood, specialty and automotive refinish markets. Key raw materials for this segment include carbon and various grades of stainless steel, brass, aluminum, copper, machined metals, carbide, machined plastic parts and PTFE. Key raw materials are typically sourced worldwide.




CBF designs, manufactures and sells high-performance and severe duty brake, clutch and transmission applications for the construction, agriculture, mining, aircraft, on-highway and other industrial markets. CBF also includes the performance racing group which designs, manufactures and sells high-performance motorsport braking products. The brake manufacturing operations require the use of various metal products such as castings, pistons, springs, and bearings. With respect to friction products, key raw materials for this segment include fiberglass, phenolic resin, metallic chips, copper and iron powders, steel, custom-fabricated cellulose sheet and various other organic materials. Key raw materials are typically sourced worldwide.

Based on a review of the key raw materials used by the segments and discussions with key operations personnel across all segments, the Company determined that all four Conflict Minerals are present and that the CIT segment has the highest utilization of 3TG. It has been determined that CFT and CBF have significantly less utilization of 3TG than CIT, and that CCM does not use materials in the manufacturing process that contain Conflict Minerals. For the year ended December 31, 2020, the Company’s reasonable country of origin inquiry (“RCOI”) and due diligence inquiries focused primarily on CIT, CFT and CBF.
 
Conflict Minerals Policy
 
The Company has adopted a Conflict Minerals Policy, which is publicly available on our website at www.carlisle.com under “Corporate Governance”.
 
Reasonable Country of Origin Inquiries
 
The Company completed a detailed scoping exercise, led by key operating and purchasing personnel, including reviewing all purchases over a 12-month period to identify any 3TG and corresponding suppliers. The suppliers were sorted according to their likelihood of supplying components or materials containing Conflict Minerals. Those that were known to or could potentially supply components or materials containing Conflict Minerals with whom annual spend exceeded a specified threshold were considered to be in scope for supplier inquiries.

As a result of this scoping process, 1,694 different suppliers were identified for RCOI outreach.

We conducted a RCOI reasonably designed to determine whether the 3TG in our products in the 2020 Report Year originated from the Covered Countries or are from recycled or scrap sources in accordance with the requirements of the Rule. The Covered Countries are the Democratic Republic of Congo and its adjoining countries (Angola, Burundi, Central African Republic, Rwanda, South Sudan, Tanzania, Uganda and Zambia). As part of its RCOI, and with the assistance of a third-party consultant, Assent Compliance, Inc. (“Assent”), the Company engaged its potential 3TG suppliers to collect information regarding the presence and sourcing of 3TG in its products. Suppliers were asked to complete and submit, within a certain time frame, the RBA-GeSI Conflict Minerals Reporting Template ("CMRT") version 6.1. The CMRT is a standardized reporting template developed by the Responsible Minerals Initiative (“RMI”) that requests, among other things, information regarding country of origin of 3TG supplied to the Company and the smelters or refiners ("SOR") in the supply chain. Assent followed up with all unresponsive suppliers through a defined process through both automated emails and one-on-one emails, including offering assistance and further information to suppliers about the requirements of the Rule and the Company’s expectations.

Because of the size, complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is challenging to identify providers upstream from our direct suppliers. There are potentially many tiers of suppliers and sub-suppliers between the Company and the SORs that process the 3TG that is contained in each product manufactured or contracted to be manufactured by Carlisle. Therefore, it is inherently difficult to determine the ultimate source of 3TGs in our products.
 
Based on the responses received thus far from direct suppliers, there is reason to believe that some of the necessary Conflict Minerals used in our products may have originated from the Covered Countries, but no instances were identified in which this sourcing, directly or indirectly, financed or benefited armed groups from the Covered Countries. However, since not all supplier responses have been received and not all additional inquiries have been completed, we are unable to determine the country of origin of some Conflict Minerals or whether they originated from recycled or scrap sources. We continue to reach out to unresponsive suppliers and perform additional inquiries until such time we have 100% response rate.




As a result of the above conclusion and pursuant to the Rule, we undertook due diligence measures on the source and chain of custody of the necessary Conflict Minerals in our products which we had reason to believe may have originated from Covered Countries and which may not have come from recycled scrap or scrap sources. There is significant overlap between our RCOI efforts and our due diligence measures performed.
 
Due Diligence Performed

Carlisle undertook systematic due diligence to determine the status of the Conflict Minerals used in its businesses. Due diligence efforts have been designed to conform, in all material respects, with the framework presented by The Organization for Economic Co-operation and Development (“OECD”) in the publication OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris and the related Supplements for gold and for tin, tantalum and tungsten, an internationally recognized due diligence framework. The OECD Due Diligence Guidance includes the following five-step program:
 
Step 1: Establish strong company management systems
Step 2: Identify and assess risks in the supply chain
Step 3: Design and implement a strategy to respond to identified risks
Step 4: Carry out independent third-party audit of smelter/refiner’s due diligence practices
Step 5: Report annually on supply chain due diligence
 
Establish Strong Company Management Systems
 
Conflict Minerals Policy: As noted above, the Company has adopted and maintains a Conflict Minerals Policy related to our sourcing of 3TG. The policy has been provided to our suppliers and is publicly available on our company website.

Internal Team and Training: The Conflict Minerals team responsible for overseeing Carlisle’s compliance is comprised of our General Counsel and our Vice President, Supply Chain along with designated representatives within the supply chain organizations at each segment. Additionally, a professional services firm was engaged to augment the internal management group responsible for the design and implementation of our planned due diligence.

Control Systems: A management system has been established to support supply chain due diligence related to 3TG. We employ a supply chain system of controls and transparency through the use of due diligence tools, such as the CMRT used to identify the smelters and refiners that process the necessary Conflict Minerals contained in a company's products and the country of origin of those Conflict Minerals.

Supplier Engagement: We have feature requirements related to Conflict Minerals in our standard template for significant supplier contracts and specifications so that current and future suppliers are obligated to comply with our policies on Conflict Minerals, including participation in a supply chain survey and related due diligence activities.

Grievance Mechanism: In the event of an actual or possible violation of our policies, including the Company’s Conflict Minerals Policy, employees (internal) and suppliers (external) can report violations as part of the Company’s protocol for reporting suspected violations of the Carlisle Code of Business Conduct and Ethics. The Company’s Code of Business Conduct and Ethics is available on our website at www.carlisle.com under “Corporate Governance”.

Records Maintenance: We employ a database to assess due diligence information and maintain records related to our conflict mineral program, in accordance with our record retention policies.
 
Identify and Assess Risks in the Supply Chain
 
Tracing materials back to their mine of origin is a complex aspect of responsible sourcing in our supply chain. We have determined that seeking information about 3TG SORs in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of the 3TG in our supply chain.




Our primary means of determining origin of our 3TG for the 2020 Report Year was by conducting a supply chain survey with direct suppliers using the CMRT. This supply chain survey, and Carlisle’s Conflict Minerals program as a whole, has been developed and implemented in cooperation with Assent.

Assent provided each supplier a copy of the CMRT to complete for purposes of Conflict Minerals tracking. Assent followed up with all unresponsive suppliers through a defined process through both automated emails and one-on-one emails. The software platform automatically reviewed the responses against criteria developed to determine which required further engagement with our suppliers. These criteria included incomplete responses as well as inconsistencies within the data reported in the CMRT. Assent worked directly with those suppliers to provide revised responses.

Once surveys were returned, Assent reviewed and attempted to match each verified SOR identified in the completed surveys to available lists of SORs that have been validated as conflict free under internationally-recognized schemes such as the RMI Responsible Minerals Assurance Process ("RMAP"). If a SOR was not validated by the RMI’s RMAP, Assent either attempted to contact the SOR to gather more information about its sourcing practices or conducted research to determine whether there are any additional publicly available sources of information regarding the SORs' sourcing practices.

In accordance with OECD Guidelines, it is important to understand risk levels associated with Conflict Minerals in the supply chain. Smelters not being certified DRC-Conflict Free pose a significant risk to the Supply Chain. Each facility that meets the RMI definition of a smelter or refiner of a 3TG mineral is assigned a risk of high, medium or low based on three scoring criteria:

Geographic proximity to the DRC and covered countries;
RMAP audit status;
Known or plausible evidence of unethical or conflict sourcing;
Known mineral source country of origin;
Peer assessments conducted by credible third-party sources.

If a risk is identified, risk mitigation activities are initiated. As per the OECD Due Diligence Guidance, risk mitigation will depend on the supplier’s specific context. Suppliers are given clear performance objectives within reasonable timeframes with the goal of progressive elimination of these risks from the supply chain.

In addition, suppliers are guided to the Assent University learning platform to engage in educational materials on mitigating the risk of smelters or refiners on the supply chain.

Design and Implement a Strategy to Respond to Identified Risks
 
The Company maintains a risk management plan to respond to risks identified in the above-described risk assessment. The Company’s Conflict Minerals program is implemented, managed and monitored in accordance with this risk management plan.

The Company’s Conflict Minerals team provides updates to senior management of the Company in connection with the Conflict Minerals program, including with regard to risk assessment and results of the annual due diligence process.

As described in our Conflict Minerals Policy, we expect our suppliers to fully support our compliance efforts, including in connection with our due diligence efforts to trace the source and chain of custody of our 3TG. As part of our risk management plan, to ensure suppliers understand our expectations, we worked with Assent to provide documented instructions to suppliers and answered all inquiries that needed further clarification. We will continue improving our Conflict Minerals process to obtain complete and accurate information about SORs.
 
Support Independent Third-Party Audits of Supply Chain
 
The Company does not typically have a direct relationship with 3TG smelters and refiners. Therefore, we rely on the RMI’s RMAP to manage and report results of the independent third-party audits of smelters and the related certification.




Carry Out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

While we currently do not engage an independent third-party audit of smelters/refiners identified in our supply chain, we support the auditing efforts of the RMI.
 
Results of Due Diligence
 
As a result of the due diligence efforts described above, we received responses from 81.5%, or 1,381, of our direct suppliers for the year ended December 31, 2020. Of these, 804 were completed and validated CMRTs. From these responses, a list was compiled of the smelters and refiners that may have been used to process 3TGs necessary to the functionality or production of our products. For all smelters identified, Assent confirmed that the name was listed on the RMI’s Standard Smelter List. We have validated 334 smelters to date and continue to work on validating the additional entries from submitted CMRTs. Based on the smelter lists provided by suppliers via the CMRTs and publicly available information regarding the results of sourcing audits by the RMI, we have identified 237 Conflict-Free SORs, with an additional 23 that are active in the audit process (See Appendix A).

The information that we received from a majority of our direct suppliers was at a company-wide level. Therefore, the smelters identified by our direct suppliers may include facilities that processed 3TGs that our direct suppliers supplied to their other customers rather than to us. Thus, we are unable to conclusively determine whether these smelters were used to process the 3TGs necessary to the functionality or production of our products during 2020. Because of this uncertainty, we are also unable to conclusively determine the country of origin of 3TGs in our products during 2020, and therefore, are unable to conclusively determine the source and chain of custody of those 3TGs. In addition, the third-party audits conducted by the RMI, and the information that we receive from our direct suppliers may yield inaccurate or incomplete information. For example, the information received from our direct suppliers may be incomplete because they may not have received accurate and complete Conflict Minerals information from all of the suppliers in their own supply chain. We also do not have access to audit reports or detailed findings of the third-party audits conducted as part of the RMI RMAP and, as a result, are not responsible for the quality of these audits or the audit findings.
 
Due Diligence Procedures to be Performed
 
Carlisle will continue to implement steps to improve the information gathered from its due diligence to further mitigate the risk that its necessary Conflict Minerals benefit armed groups. We will continue to work to increase the response rate of suppliers and will continue to evaluate responses to the surveys with the expectation that the third-party developed software will continue to help increase efficiency and identify any necessary follow-up procedures. This includes executives and supply chain management teams completing a supplier scoping exercise, sending CMRTs to any supplier selling goods to Carlisle that may contain 3TG minerals, detailed analysis of all survey responses, and additional inquiries as necessary. 




Appendix A

Summary of Smelter and Refiner Status

The table below details, as of December 31, 2020, the status of operational smelter and refiner facilities, identified by the surveyed suppliers, and the results of our smelter and refiner due diligence activities. The table indicates the number of such smelters and refiner facilities that:

have received a "conflict-free" designation from an independent third-party audit program (referred to as "Conformant"),
have begun participating in an independent third-party audit program (referred to as "Active"),
have received a "non-conformant" designation from an independent third-party audit program (referred to as "Non-Conformant") or
have not begun participating in an independent third-party audit program (referred to as "Not Enrolled").


 Metal Standard Smelter NameSmelter Facility Location RMI Audit Status
Gold8853 S.p.A.ITALYConformant
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICANon-Conformant
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICAConformant
GoldAfrican Gold RefineryUGANDANot Enrolled
GoldAida Chemical Industries Co., Ltd.JAPANConformant
GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATESConformant
GoldAlexy MetalsUNITED STATES OF AMERICAActive
GoldAllgemeine Gold-und Silberscheideanstalt A.G.GERMANYConformant
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTANConformant
GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZILConformant
GoldArgor-Heraeus S.A.SWITZERLANDConformant
GoldAsahi Pretec Corp.JAPANConformant
GoldAsahi Refining Canada Ltd.CANADAConformant
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICAConformant
GoldAsaka Riken Co., Ltd.JAPANConformant
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEYNot Enrolled
GoldAU Traders and RefinersSOUTH AFRICAConformant
GoldAugmont Enterprises Private LimitedINDIAActive
GoldAurubis AGGERMANYConformant
GoldBangalore RefineryINDIAConformant
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINESConformant
GoldBoliden ABSWEDENConformant
GoldC. Hafner GmbH + Co. KGGERMANYConformant
GoldC.I Metales Procesados Industriales SASCOLOMBIAActive
GoldCaridadMEXICONot Enrolled
GoldCCR Refinery - Glencore Canada CorporationCANADAConformant
GoldCendres + Metaux S.A.SWITZERLANDConformant
GoldCGR Metalloys Pvt Ltd.INDIANot Enrolled
GoldChimet S.p.A.ITALYConformant



 Metal Standard Smelter NameSmelter Facility Location RMI Audit Status
GoldChugai MiningJAPANConformant
GoldDaye Non-Ferrous Metals Mining Ltd.CHINANot Enrolled
GoldDegussa Sonne / Mond Goldhandel GmbHGERMANYNot Enrolled
GoldDijllah Gold Refinery FZCUNITED ARAB EMIRATESNot Enrolled
GoldDODUCO Contacts and Refining GmbHGERMANYConformant
GoldDowaJAPANConformant
GoldDS PRETECH Co., Ltd.KOREA, REPUBLIC OFConformant
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OFConformant
GoldEco-System Recycling Co., Ltd. East PlantJAPANConformant
GoldEco-System Recycling Co., Ltd. North PlantJAPANConformant
GoldEco-System Recycling Co., Ltd. West PlantJAPANConformant
GoldEmerald Jewel Industry India Limited (Unit 1)INDIANot Enrolled
GoldEmerald Jewel Industry India Limited (Unit 2)INDIANot Enrolled
GoldEmerald Jewel Industry India Limited (Unit 3)INDIANot Enrolled
GoldEmerald Jewel Industry India Limited (Unit 4)INDIANot Enrolled
GoldEmirates Gold DMCCUNITED ARAB EMIRATESConformant
GoldFidelity Printers and Refiners Ltd.ZIMBABWENot Enrolled
GoldFujairah Gold FZCUNITED ARAB EMIRATESNot Enrolled
GoldGCC Gujrat Gold Centre Pvt. Ltd.INDIANot Enrolled
GoldGeib Refining CorporationUNITED STATES OF AMERICAConformant
GoldGold Coast RefineryGHANANot Enrolled
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINAConformant
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINANot Enrolled
GoldGuangdong Jinding Gold LimitedCHINANot Enrolled
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINANot Enrolled
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINANot Enrolled
GoldHeimerle + Meule GmbHGERMANYConformant
GoldHeraeus Metals Hong Kong Ltd.CHINAConformant
GoldHeraeus Precious Metals GmbH & Co. KGGERMANYActive
GoldHunan Chenzhou Mining Co., Ltd.CHINANot Enrolled
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CHINANot Enrolled
GoldHwaSeong CJ CO., LTD.KOREA, REPUBLIC OFNot Enrolled
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINAConformant
GoldInternational Precious Metal RefinersUNITED ARAB EMIRATESActive
GoldIshifuku Metal Industry Co., Ltd.JAPANConformant
GoldIstanbul Gold RefineryTURKEYConformant
GoldItalpreziosiITALYConformant
GoldJALAN & CompanyINDIANot Enrolled
GoldJapan MintJAPANConformant



 Metal Standard Smelter NameSmelter Facility Location RMI Audit Status
GoldJiangxi Copper Co., Ltd.CHINAConformant
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATIONNot Enrolled
GoldJSC UralelectromedRUSSIAN FEDERATIONConformant
GoldJX Nippon Mining & Metals Co., Ltd.JAPANConformant
GoldK.A. RasmussenNORWAYNot Enrolled
GoldKaloti Precious MetalsUNITED ARAB EMIRATESNot Enrolled
GoldKazakhmys Smelting LLCKAZAKHSTANNot Enrolled
GoldKazzincKAZAKHSTANConformant
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICAConformant
GoldKGHM Polska Miedz Spolka AkcyjnaPOLANDConformant
GoldKojima Chemicals Co., Ltd.JAPANConformant
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OFConformant
GoldKundan Care Products Ltd.INDIANot Enrolled
GoldKyrgyzaltyn JSCKYRGYZSTANConformant
GoldKyshtym Copper-Electrolytic Plant ZAORUSSIAN FEDERATIONNot Enrolled
GoldL'azurde Company For JewelrySAUDI ARABIANot Enrolled
GoldLingbao Gold Co., Ltd.CHINANot Enrolled
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CHINANot Enrolled
GoldL'Orfebre S.A.ANDORRAConformant
GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OFConformant
GoldLT Metal Ltd.KOREA, REPUBLIC OFConformant
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINANot Enrolled
GoldMarsam MetalsBRAZILConformant
GoldMaterionUNITED STATES OF AMERICAConformant
GoldMatsuda Sangyo Co., Ltd.JAPANConformant
GoldMD OverseasINDIANot Enrolled
GoldMetal Concentrators SA (Pty) Ltd.SOUTH AFRICAConformant
GoldMetallix Refining Inc.UNITED STATES OF AMERICAActive
GoldMetalor Technologies (Hong Kong) Ltd.CHINAConformant
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPOREConformant
GoldMetalor Technologies (Suzhou) Ltd.CHINAConformant
GoldMetalor Technologies S.A.SWITZERLANDConformant
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICAConformant
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICOConformant
GoldMitsubishi Materials CorporationJAPANConformant
GoldMitsui Mining and Smelting Co., Ltd.JAPANConformant
GoldMMTC-PAMP India Pvt., Ltd.INDIAConformant
GoldModeltech Sdn BhdMALAYSIANon-Conformant
GoldMorris and WatsonNEW ZEALANDNot Enrolled
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATIONConformant
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEYConformant
GoldNavoi Mining and Metallurgical CombinatUZBEKISTANConformant
GoldNH Recytech CompanyKOREA, REPUBLIC OFNon-Conformant
GoldNihon Material Co., Ltd.JAPANConformant



 Metal Standard Smelter NameSmelter Facility Location RMI Audit Status
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIAConformant
GoldOhura Precious Metal Industry Co., Ltd.JAPANConformant
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATIONConformant
GoldOJSC Novosibirsk RefineryRUSSIAN FEDERATIONConformant
GoldPAMP S.A.SWITZERLANDConformant
GoldPease & CurrenUNITED STATES OF AMERICANot Enrolled
GoldPenglai Penggang Gold Industry Co., Ltd.CHINANot Enrolled
GoldPlanta Recuperadora de Metales SpACHILEConformant
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATIONConformant
GoldPT Aneka Tambang (Persero) TbkINDONESIAConformant
GoldPX Precinox S.A.SWITZERLANDConformant
GoldQG Refining, LLCUNITED STATES OF AMERICANot Enrolled
GoldRand Refinery (Pty) Ltd.SOUTH AFRICAConformant
GoldRefinery of Seemine Gold Co., Ltd.CHINANot Enrolled
GoldREMONDIS PMR B.V.NETHERLANDSConformant
GoldRoyal Canadian MintCANADAConformant
GoldSAAMPFRANCEConformant
GoldSabin Metal Corp.UNITED STATES OF AMERICANot Enrolled
GoldSafimet S.p.AITALYConformant
GoldSAFINA A.S.CZECH REPUBLICConformant
GoldSai RefineryINDIANot Enrolled
GoldSamduck Precious MetalsKOREA, REPUBLIC OFConformant
GoldSamwon Metals Corp.KOREA, REPUBLIC OFNot Enrolled
GoldSancus ZFS (L’Orfebre, SA)COLOMBIANot Enrolled
GoldSAXONIA Edelmetalle GmbHGERMANYConformant
GoldSellem Industries Ltd.MAURITANIANot Enrolled
GoldSEMPSA Joyeria Plateria S.A.SPAINConformant
GoldShandong Humon Smelting Co., Ltd.CHINANot Enrolled
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CHINANot Enrolled
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINAConformant
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CHINANot Enrolled
GoldShirpur Gold Refinery Ltd.INDIANot Enrolled
GoldSichuan Tianze Precious Metals Co., Ltd.CHINAConformant
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINAConformant
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATIONConformant
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINAConformant
GoldSovereign MetalsINDIANot Enrolled
GoldState Research Institute Center for Physical Sciences and TechnologyLITHUANIANot Enrolled
GoldSudan Gold RefinerySUDANNot Enrolled
GoldSumitomo Metal Mining Co., Ltd.JAPANConformant



 Metal Standard Smelter NameSmelter Facility Location RMI Audit Status
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OFConformant
GoldSuper Dragon Technology Co., LtdTAIWAN, PROVINCE OF CHINANot Enrolled
GoldT.C.A S.p.AITALYConformant
GoldTanaka Kikinzoku Kogyo K.K.JAPANConformant
GoldThe Refinery of Shandong Gold Mining Co., Ltd.CHINAConformant
GoldTokuriki Honten Co., Ltd.JAPANConformant
GoldTongling Nonferrous Metals Group Co., Ltd.CHINANot Enrolled
GoldTony Goetz NVBELGIUMNon-Conformant
GoldTOO Tau-Ken-AltynKAZAKHSTANConformant
GoldTorecomKOREA, REPUBLIC OFConformant
GoldUmicore Precious Metals ThailandTHAILANDConformant
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUMConformant
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICAConformant
GoldValcambi S.A.SWITZERLANDConformant
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIAConformant
GoldWIELAND Edelmetalle GmbHGERMANYConformant
GoldYamakin Co., Ltd.JAPANConformant
GoldYokohama Metal Co., Ltd.JAPANConformant
GoldYunnan Copper Industry Co., Ltd.CHINANot Enrolled
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINAConformant
TantalumAsaka Riken Co., Ltd.JAPANConformant
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINAConformant
TantalumD Block Metals, LLCUNITED STATES OF AMERICAConformant
TantalumExotech Inc.UNITED STATES OF AMERICAConformant
TantalumF&X Electro-Materials Ltd.CHINAConformant
TantalumFIR Metals & Resource Ltd.CHINAConformant
TantalumGlobal Advanced Metals AizuJAPANConformant
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICAConformant
TantalumGuangdong Zhiyuan New Material Co., Ltd.CHINAConformant
TantalumH.C. Starck Co., Ltd.THAILANDConformant
TantalumH.C. Starck Hermsdorf GmbHGERMANYConformant
TantalumH.C. Starck Inc.UNITED STATES OF AMERICAConformant
TantalumH.C. Starck Ltd.JAPANConformant
TantalumH.C. Starck Smelting GmbH & Co. KGGERMANYConformant
TantalumH.C. Starck Tantalum and Niobium GmbHGERMANYConformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINAConformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINAConformant
TantalumJiangxi Tuohong New Raw MaterialCHINAConformant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINAConformant
TantalumJiujiang Tanbre Co., Ltd.CHINAConformant



 Metal Standard Smelter NameSmelter Facility Location RMI Audit Status
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINAConformant
TantalumKEMET Blue MetalsMEXICOConformant
TantalumLSM Brasil S.A.BRAZILConformant
TantalumMetallurgical Products India Pvt., Ltd.INDIAConformant
TantalumMineracao Taboca S.A.BRAZILConformant
TantalumMitsui Mining and Smelting Co., Ltd.JAPANConformant
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINAConformant
TantalumNPM Silmet ASESTONIAConformant
TantalumPRG DooelNORTH MACEDONIA, REPUBLIC OFConformant
TantalumQuantumCleanUNITED STATES OF AMERICAConformant
TantalumResind Industria e Comercio Ltda.BRAZILConformant
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATIONConformant
TantalumTaki Chemical Co., Ltd.JAPANConformant
TantalumTelex MetalsUNITED STATES OF AMERICAConformant
TantalumUlba Metallurgical Plant JSCKAZAKHSTANConformant
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINAConformant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CHINAConformant
TinAlphaUNITED STATES OF AMERICAConformant
TinAn Vinh Joint Stock Mineral Processing CompanyVIET NAMNot Enrolled
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINAConformant
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINAConformant
TinChina Tin Group Co., Ltd.CHINAConformant
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBRAZILActive
TinCRM SynergiesSPAINActive
TinCV Ayi JayaINDONESIAActive
TinCV Venus Inti PerkasaINDONESIAActive
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINANon-Conformant
TinDowaJAPANConformant
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIET NAMNon-Conformant
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)Conformant
TinEstanho de Rondonia S.A.BRAZILActive
TinFenix MetalsPOLANDConformant
TinGejiu City Fuxiang Industry and Trade Co., Ltd.CHINANot Enrolled
TinGejiu Fengming Metallurgy Chemical PlantCHINAConformant
TinGejiu Kai Meng Industry and Trade LLCCHINAConformant
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINAConformant



 Metal Standard Smelter NameSmelter Facility Location RMI Audit Status
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINAConformant
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINAConformant
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINAConformant
TinHuiChang Hill Tin Industry Co., Ltd.CHINAConformant
TinJiangxi New Nanshan Technology Ltd.CHINAConformant
TinLuna Smelter, Ltd.RWANDAConformant
TinMa'anshan Weitai Tin Co., Ltd.CHINAConformant
TinMagnu's Minerais Metais e Ligas Ltda.BRAZILConformant
TinMalaysia Smelting Corporation (MSC)MALAYSIAConformant
TinMelt Metais e Ligas S.A.BRAZILConformant
TinMetallic Resources, Inc.UNITED STATES OF AMERICAConformant
TinMetallo Belgium N.V.BELGIUMConformant
TinMetallo Spain S.L.U.SPAINConformant
TinMineracao Taboca S.A.BRAZILConformant
TinMinsurPERUConformant
TinMitsubishi Materials CorporationJAPANConformant
TinModeltech Sdn BhdMALAYSIANon-Conformant
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVIET NAMNot Enrolled
TinNovosibirsk Processing Plant Ltd.RUSSIAN FEDERATIONActive
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILANDConformant
TinO.M. Manufacturing Philippines, Inc.PHILIPPINESConformant
TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)Conformant
TinPongpipat Company LimitedMYANMARNot Enrolled
TinPrecious Minerals and Smelting LimitedINDIANon-Conformant
TinPT Aries Kencana SejahteraINDONESIAActive
TinPT Artha Cipta LanggengINDONESIAConformant
TinPT ATD Makmur Mandiri JayaINDONESIAConformant
TinPT Babel Inti PerkasaINDONESIAConformant
TinPT Babel Surya Alam LestariINDONESIAConformant
TinPT Bangka SerumpunINDONESIAConformant
TinPT Bukit TimahINDONESIAActive
TinPT Cipta Persada MuliaINDONESIANot Enrolled
TinPT Lautan Harmonis SejahteraINDONESIAActive
TinPT Masbro Alam StaniaINDONESIANot Enrolled
TinPT Menara Cipta MuliaINDONESIAConformant
TinPT Mitra Stania PrimaINDONESIAConformant
TinPT Mitra Sukses GlobalindoINDONESIANot Enrolled
TinPT Prima Timah UtamaINDONESIAConformant
TinPT Rajawali Rimba PerkasaINDONESIAConformant
TinPT Rajehan AriqINDONESIAConformant
TinPT Refined Bangka TinINDONESIAConformant
TinPT Stanindo Inti PerkasaINDONESIAConformant
TinPT Sukses Inti MakmurINDONESIAActive



 Metal Standard Smelter NameSmelter Facility Location RMI Audit Status
TinPT Timah NusantaraINDONESIAActive
TinPT Timah Tbk KundurINDONESIAConformant
TinPT Timah Tbk MentokINDONESIAConformant
TinPT Tinindo Inter NusaINDONESIAConformant
TinResind Industria e Comercio Ltda.BRAZILConformant
TinRui Da HungTAIWAN, PROVINCE OF CHINAConformant
TinSoft Metais Ltda.BRAZILConformant
TinSuper LigasBRAZILActive
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIET NAMConformant
TinThaisarcoTHAILANDConformant
TinTin Technology & RefiningUNITED STATES OF AMERICAConformant
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIET NAMNot Enrolled
TinVQB Mineral and Trading Group JSCVIET NAMNot Enrolled
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZILConformant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINAConformant
TinYunnan Tin Company LimitedCHINAConformant
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINAConformant
TungstenA.L.M.T. Corp.JAPANConformant
TungstenACL Metais EireliBRAZILConformant
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BRAZILActive
TungstenArtek LLCRUSSIAN FEDERATIONNot Enrolled
TungstenAsia Tungsten Products Vietnam Ltd.VIET NAMConformant
TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINAConformant
TungstenChina Molybdenum Co., Ltd.CHINAConformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINAConformant
TungstenCNMC (Guangxi) PGMA Co., Ltd.CHINANot Enrolled
TungstenCronimet Brasil LtdaBRAZILActive
TungstenFujian Ganmin RareMetal Co., Ltd.CHINAConformant
TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINAConformant
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINAConformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINAConformant
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINAConformant
TungstenGEM Co., Ltd.CHINAActive
TungstenGlobal Tungsten & Powders Corp.UNITED STATES OF AMERICAConformant
TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINAConformant
TungstenH.C. Starck Smelting GmbH & Co. KGGERMANYConformant
TungstenH.C. Starck Tungsten GmbHGERMANYConformant
TungstenHunan Chenzhou Mining Co., Ltd.CHINAConformant
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CHINAConformant
TungstenHydrometallurg, JSCRUSSIAN FEDERATIONConformant



 Metal Standard Smelter NameSmelter Facility Location RMI Audit Status
TungstenJapan New Metals Co., Ltd.JAPANConformant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINAConformant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINAConformant
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CHINANot Enrolled
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINAConformant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINAConformant
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINAConformant
TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATIONActive
TungstenKennametal FallonUNITED STATES OF AMERICAConformant
TungstenKennametal HuntsvilleUNITED STATES OF AMERICAConformant
TungstenKGETS Co., Ltd.KOREA, REPUBLIC OFConformant
TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINAConformant
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINAConformant
TungstenMasan Tungsten Chemical LLC (MTC)VIET NAMConformant
TungstenMoliren Ltd.RUSSIAN FEDERATIONConformant
TungstenNiagara Refining LLCUNITED STATES OF AMERICAConformant
TungstenNPP Tyazhmetprom LLCRUSSIAN FEDERATIONActive
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINESConformant
TungstenUnecha Refractory metals plantRUSSIAN FEDERATIONConformant
TungstenWolfram Bergbau und Hutten AGAUSTRIAConformant
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINAConformant
TungstenXiamen Tungsten Co., Ltd.CHINAConformant
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINAConformant