0000790051-19-000138.txt : 20191223 0000790051-19-000138.hdr.sgml : 20191223 20191223152249 ACCESSION NUMBER: 0000790051-19-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191105 FILED AS OF DATE: 20191223 DATE AS OF CHANGE: 20191223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS DAVID A CENTRAL INDEX KEY: 0001198752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09278 FILM NUMBER: 191305530 MAIL ADDRESS: STREET 1: 3013 KINGS MANOR DRIVE CITY: WEDDINGTON STATE: NC ZIP: 21104-6868 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARLISLE COMPANIES INC CENTRAL INDEX KEY: 0000790051 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 311168055 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16430 N. SCOTTSDALE RD. STREET 2: SUITE 400 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-781-5000 MAIL ADDRESS: STREET 1: 16430 N. SCOTTSDALE RD. STREET 2: SUITE 400 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 wf-form4_157713255256466.xml FORM 4 X0306 4 2019-11-05 0 0000790051 CARLISLE COMPANIES INC CSL 0001198752 ROBERTS DAVID A C/O CARLISLE COMPANIES INCORPORATED 16430 N. SCOTTSDALE ROAD, SUITE 400 SCOTTSDALE AZ 85254 1 0 0 0 Common Stock 2019-11-05 5 G 0 E 6315 D 65365 D Common Stock 137088 I See Footnotes 2 and 3 On November 5, 2019, the reporting person gifted 6,315 shares to an educational institution. Includes 7,508 shares transferred to direct ownership from the termination of a Grantor Retained Annuity Trust on February 14, 2019, excludes 14,121 shares transferred to a Grantor Retained Annuity Trust on August 29, 2019 for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and excludes 8,826 shares transferred to a Grantor Retained Annuity Trust on August 29, 2019 for the benefit of the reporting person's children of which the reporting person is trustee. Consists of (i) 71,364 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, inclusive of the 8,826 shares and exclusive of the 7,508 shares referenced in Footnote 2, (ii) 30,598 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, inclusive of the 14,121 shares referenced in Footnote 2, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 24,532 shares held in a private foundation created by the reporting person. /s/ David A. Roberts by Ronald P. Fuss, attorney-in-fact 2019-12-23