-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AoXswKe06QSBD0UsMTf53fhavE79h7sXmKbQwBegkTeP/7GPq59woS3rcBG8+e/m PimIUswI2FgOa4okrXXa+A== 0001144204-09-021748.txt : 20090422 0001144204-09-021748.hdr.sgml : 20090422 20090422072948 ACCESSION NUMBER: 0001144204-09-021748 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090416 ITEM INFORMATION: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement FILED AS OF DATE: 20090422 DATE AS OF CHANGE: 20090422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHINA SHEN ZHOU MINING & RESOURCES, INC. CENTRAL INDEX KEY: 0000790024 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 870430816 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33929 FILM NUMBER: 09762763 BUSINESS ADDRESS: STREET 1: NO. 166 FUSHI ROAD ZEYANG TOWER STREET 2: SHIJINGSHAN DISTRICT CITY: BEIJING STATE: F4 ZIP: 100043 BUSINESS PHONE: 86-010-68867292 MAIL ADDRESS: STREET 1: NO. 166 FUSHI ROAD ZEYANG TOWER STREET 2: SHIJINGSHAN DISTRICT CITY: BEIJING STATE: F4 ZIP: 100043 FORMER COMPANY: FORMER CONFORMED NAME: EARTH PRODUCTS & TECHNOLOGIES INC DATE OF NAME CHANGE: 20000515 FORMER COMPANY: FORMER CONFORMED NAME: ENVIRONMENTAL PLASMA ARC TECHNOLOGY INC DATE OF NAME CHANGE: 19950601 FORMER COMPANY: FORMER CONFORMED NAME: CONCEPT GOLD INC DATE OF NAME CHANGE: 19921224 8-K 1 v146706_8-k.htm Unassociated Document
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported):  April 22, 2009 (April 16, 2009)

CHINA SHEN ZHOU MINING & RESOURCES, INC.
(Exact name of registrant as specified in its charter)

Nevada
  
001-33929
  
87-0430816
(State of Incorporation)
  
(Commission File No.)
  
(IRS Employer ID Number)

No. 166 Fushi Road Zeyang Tower, Shijingshan District, Beijing, China 100043
(Address of principal executive offices)

86-010-8890 6927
(Registrant’s telephone number, including area code)

Not applicable.
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o
Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
  
 
Item 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation.

On April 16, 2009, China Shen Zhou Mining & Resources, Inc. (the “Company”) received a notice of default from Best Tone Holdings Limited, as the subsequent purchaser of the Company’s $28,000,000 6.75% Senior Convertible Notes due 2012 (“Senior Notes”), originally issued to Citadel Equity Fund Ltd. on December 27, 2006,  pursuant to Section 6.01(d) of the Indenture  dated December 27, 2006 (“Indenture”) between the Company and the Trustee, Bank of New York, stating that  the Company failed to achieve certain minimum EBITDA targets for the fiscal quarters ended March 31, June 30, and September 30, 2008 and demanding that the Company remedy such defaults.  Pursuant to Section 6.01(d) of the Indenture, if the Company fails to cure such defaults within 14 days after such notice of default was given to the Company, such failure would constitute an event of default and the Trustee or the holders of 25% in principal amount of Senior Notes may, pursuant to Section 6.02 of the Indenture declare the principal of all such Senior Notes, together with all accrued but unpaid interest, if any, to be due and payable by notice in writing, and as a result, the payment of $28,000,000, the total amount of the Senior Notes due may be accelerated and become Company’s direct financial obligation immediately.
 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
 
 
REGISTRANT:
 
China Shen Zhou Mining & Resources, Inc.
  
       
Date:  April 22, 2009
By:
/s/ Xiaojing Yu 
  
   
Xiaojing Yu,
  
   
Chief Executive Officer 
  
       
 
 
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