-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TwybiynlHYcifAb+1KyAjISziRJtpbFYUCOoJ+HzDf6qCwZvxuNYLZV8QUkkTp5j oOQy++lRghmW5UmlYV4KVg== 0000893877-97-000343.txt : 19970611 0000893877-97-000343.hdr.sgml : 19970611 ACCESSION NUMBER: 0000893877-97-000343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970531 FILED AS OF DATE: 19970610 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC AEROSPACE & ELECTRONICS INC CENTRAL INDEX KEY: 0000790023 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 911744587 STATE OF INCORPORATION: WA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26088 FILM NUMBER: 97621532 BUSINESS ADDRESS: STREET 1: 434 OLDS STATION ROAD CITY: WENATCHEE STATE: WA ZIP: 98801 BUSINESS PHONE: 5096648000 MAIL ADDRESS: STREET 2: 434 OLDS STATION ROAD CITY: WENATCHEE STATE: WA ZIP: 98801 FORMER COMPANY: FORMER CONFORMED NAME: PCT HOLDINGS INC /NV/ DATE OF NAME CHANGE: 19950223 FORMER COMPANY: FORMER CONFORMED NAME: VERAZZANA VENTURES LTD DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VERAZZANA VENTURES SYSTEMS LTD DATE OF NAME CHANGE: 19890618 COMPANY DATA: COMPANY CONFORMED NAME: GERDE NICK A CENTRAL INDEX KEY: 0001031061 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 434 OLDS STATION ROAD CITY: WENATCHEE STATE: WA ZIP: 98801 BUSINESS PHONE: 509664800 MAIL ADDRESS: STREET 1: 434 OLDS STATION ROAD CITY: WENATCHEE STATE: WA ZIP: 98801 4 1 FORM 4
- ------ ---------------------------- FORM 4 OMB APPROVAL - ------ ---------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0287 [ ] Check this box if no Washington, D.C. 20549 Expires: September 30, 1998 longer subject to Estimated average burden Section 16. Form 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hours per response.......0.5 or Form 5 obligations ---------------------------- may continue. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, See Instruction 1(b). Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker 6. Relationship of Reporting Person to or Trading Symbol Issuer (Check all applicable) Pacific Aerospace & Electronics, Inc. Gerde Nick A. (PCTH) (successor to PCT Holdings, Inc.) Director 10% Owner ----------------------------------------- ---------------------------------------- --- --- (Last) (First) (Middle) IRS or Social 4. Statement for X Officer (give Other (specify Security Number Month/Year --- title --- below) of Reporting below) 434 Olds Station Road Person 5/97 Vice President, Finance & ----------------------------------------- (Voluntary) Chief Financial Officer (Street) --------------------------------------- ------------------- --------------------------------------------- 5. If Amendment, 7. Individual or Joint/Group Filing (Check Wenatchee WA 98801 Date of Original Applicable Line) ----------------------------------------- (Month/Year) X Form fled by One Reporting Person (City) (State) (Zip) --- Form filed by More than One Reporting --- Person --------------------------------------------------------------------------------------- TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Transaction 3. Transaction 4. Securities Acquired 5. Amount of 6. Owner- 7. Nature (Instr. 3) Date Code (A) or Disposed of Securities ship of In- (Month/Day/ (Instr. 8) (D) Beneficially Form: direct Year) (Instr. 3, 4 and 5) Owned at Direct Bene- ------------------------------------------- End of Month (D) or ficial (A) (Instr. 3 Indirect Owner- Code V Amount or Price and 4) (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/19/97 P 1,000 A $2.875 10,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock n/a 2,500 I By wife's IRA - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
FORM 4 (continued) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1.Title of Deriv- 2.Conver- 3.Trans- 4.Trans- 5.Number 6.Date Ex- 7.Title and 8.Price 9.Number 10.Owner- 11.Nature ative Security sion action action of Der- ercisable Amount of of of ship of (Instr. 3) or Ex- Date Code ivative and Expir- Underlying Deriv- Deriv- Form of Indir- ercise (Month/ (Instr. Secur- ation Date Securities ative ative Deriv- ect Price of Day/ 8) ities (Month/ (Instr. 3 Secur- Secur- ative Bene- Deriv- Year) Acquired Day/ and 4) ity ities Secur- ficial ative (A) or Year) (Instr. Bene- ity: Owner- Secur- Disposed 5) ficially Direct ship ity of (D) Owned (D) or (In- (Instr. at End Indirect str. 3, 4, --------------------------- of Month (I) 4) and 5) Date Expi- Title Amount (Instr. 4) (Instr. 4) ----------------------Exer- ration or No. Code V (A) (D) cis- Date of able Shares - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock $2.875 5/21/97 A 8,333 5/21/ 5/21/ Common 8,333 n/a 8,333(1) D Options (right 97 07 Stock to buy) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) The Reporting Person beneficially owns options to purchase an additional 62,723 shares of Common Stock. Because the material terms of the options granted on May 21, 1997 differ from those of the options previously granted to the Reporting Person, option holdings have not been aggregated in Column 9. ** Intentional misstatements or omissions of facts /s/ NICK A. GERDE June 9, 1997 constitute Federal Criminal Violations. ---------------------------------------- -------------------------- See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not Page 2 required to respond unless the form displays a current valid OMB number. SEC 1474 (7-96)
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