-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UYDzwHpTB1G5uhdr4s4jhA+GeP3bjMnLBXGFmStd38j4JQyFYgD1Lu1WjMdl/KOd uAKD3WHUnu9K2lRG7jj4WA== 0000891618-02-004253.txt : 20020910 0000891618-02-004253.hdr.sgml : 20020910 20020910144650 ACCESSION NUMBER: 0000891618-02-004253 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20020910 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC AEROSPACE & ELECTRONICS INC CENTRAL INDEX KEY: 0000790023 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 911744587 STATE OF INCORPORATION: WA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-26088 FILM NUMBER: 02760552 BUSINESS ADDRESS: STREET 1: 430 OLDS STATION RD CITY: WENATCHEE STATE: WA ZIP: 98801 BUSINESS PHONE: 5096679600 MAIL ADDRESS: STREET 1: 430 OLDS STATION ROAD CITY: WENATCHEE STATE: WA ZIP: 98801 FORMER COMPANY: FORMER CONFORMED NAME: VERAZZANA VENTURES LTD DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VERAZZANA VENTURES SYSTEMS LTD DATE OF NAME CHANGE: 19890618 FORMER COMPANY: FORMER CONFORMED NAME: PCT HOLDINGS INC /NV/ DATE OF NAME CHANGE: 19950223 8-K 1 f84343e8vk.htm FORM 8-K Pacific Aerospace & Electronics, Inc. Form 8-K
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 10, 2002

PACIFIC AEROSPACE & ELECTRONICS, INC.

(Exact name of registrant as specified in its charter)
         
Washington
(State or other jurisdiction of incorporation)
  
000-26088
(Commission File Number)
 
91-1744587
(IRS Employer Identification No.)
     
430 Olds Station Road, Third Floor, Wenatchee, WA
(Address of Principal Executive Offices)		   98801
(Zip Code)
 
Registrant’s telephone number, including area code:   (509) 667-9600

 

Item 9. Regulation FD Disclosure
Item 7. Financial Statements and Exhibits
SIGNATURES
EXHIBIT INDEX
EXHIBIT 99.1
EXHIBIT 99.2
EXHIBIT 99.3
EXHIBIT 99.4

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Item 9. Regulation FD Disclosure

On September 10, 2002, Pacific Aerospace & Electronics, Inc. (the “Company”) filed with the Securities and Exchange Commission its Annual Report on Form 10-K for the year ended May 31, 2002. As required by Rules 13a-14 and 15d-14 under the Securities Exchange Act of 1934, this filing was accompanied by the certifications of each of the Company’s Chief Executive Officer and its Chief Financial Officer as to the matters required by Rules 13a-14 and 15d-14. A copy of these certifications are included herewith as Exhibits 99.1, 99.2, 99.3 and 99.4.

The information in this Current Report on Form 8-K is furnished pursuant to Item 9 of Form 8-K and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing of the Company under the Securities Act of 1933, as amended. Furthermore, the furnishing of this Current Report on Form 8-K is not intended to constitute a determination by the Company that the information is material or that the dissemination of the information is required by Regulation FD. By this filing, the Company is not establishing the practice of filing all such officer certifications in a Current Report on Form 8-K in the future and may discontinue such filings at any time.

Item 7. Financial Statements and Exhibits

(c) Exhibits

The following is filed as an exhibit to this current report:
     
Exhibit Number   Description
 
Exhibit 99.1   Certification pursuant to Rule 13a-14 of Chief Executive Officer dated September 10, 2002 for
Form 10-K
Exhibit 99.2   Certification pursuant to Rule 13a-14 of Chief Financial Officer dated September 10, 2002 for
Form 10-K
Exhibit 99.3   Certification pursuant to Rule 15d-14 of Chief Executive Officer dated September 10, 2002 for
Form 10-K
Exhibit 99.4   Certification pursuant to Rule 15d-14 of Chief Financial Officer dated September 10, 2002 for
Form 10-K

 

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SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
    PACIFIC AEROSPACE & ELECTRONICS, INC
 
 
  By:       /s/ Donald A. Wright
   
    Donald A. Wright
President & Chief Executive Officer

Dated: September 10, 2002

 

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EXHIBIT INDEX
     
Exhibit Number   Description
 
Exhibit 99.1   Certification pursuant to Rule 13a-14 of Chief Executive Officer dated September 10, 2002 for Form 10-K
Exhibit 99.2   Certification pursuant to Rule 13a-14 of Chief Financial Officer dated September 10, 2002 for Form 10-K
Exhibit 99.3   Certification pursuant to Rule 15d-14 of Chief Executive Officer dated September 10, 2002 for Form 10-K
Exhibit 99.4   Certification pursuant to Rule 15d-14 of Chief Financial Officer dated September 10, 2002 for Form 10-K

  EX-99.1 3 f84343exv99w1.txt EXHIBIT 99.1 EXHIBIT 99.1 PACIFIC AEROSPACE & ELECTRONICS, INC. CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (18 U.S.C. SECTION 1350) Pursuant to the requirements of Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Sections 1350(a) and (b)), I, Donald A. Wright, Chief Executive Officer of Pacific Aerospace & Electronics, Inc. (the "Company") hereby certify as follows: To my knowledge: (A) The Company's annual report on Form 10-K for the fiscal year ended May 31, 2002 accompanying this Certification, filed with the Securities and Exchange Commission on the date hereof (the "Report") fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934 (the "Exchange Act"); and (B) The information in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. This Certification is being provided solely to comply with the provisions of Section 906 of the Sarbanes-Oxley Act of 2002 and is not being filed as part of the accompanying Report, including for purposes of Section 18 of the Exchange Act, or as a separate disclosure document. Dated: September 10, 2002 /s/Donald A. Wright ----------------------------------------- Donald A. Wright Chief Executive Officer EX-99.2 4 f84343exv99w2.txt EXHIBIT 99.2 EXHIBIT 99.2 PACIFIC AEROSPACE & ELECTRONICS, INC. CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (18 U.S.C. SECTION 1350) Pursuant to the requirements of Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Sections 1350(a) and (b)), I, Charles A. Miracle, Chief Financial Officer of Pacific Aerospace & Electronics (the "Company") hereby certify as follows: To my knowledge: (A) The Company's annual report on Form 10-K for the fiscal year ended May 31, 2002 accompanying this Certification, filed with the Securities and Exchange Commission on the date hereof (the "Report") fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934 (the "Exchange Act"); and (B) The information in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. This Certification is being provided solely to comply with the provisions of Section 906 of the Sarbanes-Oxley Act of 2002 and is not being filed as part of the accompanying Report, including for purposes of Section 18 of the Exchange Act, or as a separate disclosure document. Dated: September 10, 2002 /s/ Charles A. Miracle ----------------------------------------- Charles A. Miracle Chief Financial Officer EX-99.3 5 f84343exv99w3.txt EXHIBIT 99.3 Exhibit 99.3 PACIFIC AEROSPACE & ELECTRONICS, INC. CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to the requirements of Section 302 of the Sarbanes-Oxley Act of 2002, I, Donald A. Wright, Chief Executive Officer of Pacific Aerospace & Electronics, Inc., certify that: 1. I have reviewed this annual report on Form 10-K of Pacific Aerospace & Electronics, Inc. for the year ended May 31, 2002 (the "annual report"); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report; and 3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report. This Certification is being provided solely to comply with the provisions of Section 302 of the Sarbanes-Oxley Act of 2002 and is not being filed as part of the accompanying annual report, including for purposes of Section 18 of the Exchange Act, or as a separate disclosure document. Dated: September 10, 2002 /s/Donald A. Wright ----------------------------- Donald A. Wright Chief Executive Officer EX-99.4 6 f84343exv99w4.txt EXHIBIT 99.4 Exhibit 99.4 PACIFIC AEROSPACE & ELECTRONICS, INC. CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to the requirements of Section 302 of the Sarbanes-Oxley Act of 2002, I, Charles A. Miracle, Chief Financial Officer of Pacific Aerospace & Electronics, Inc., certify that: 1. I have reviewed this annual report on Form 10-K of Pacific Aerospace & Electronics, Inc. for the year ended May 31, 2002 (the "annual report"); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report; and 3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report. This Certification is being provided solely to comply with the provisions of Section 302 of the Sarbanes-Oxley Act of 2002 and is not being filed as part of the accompanying annual report, including for purposes of Section 18 of the Exchange Act, or as a separate disclosure document. Dated: September 10, 2002 /s/ Charles A. Miracle ---------------------- Charles A. Miracle Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----