-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JXPacUcF8+GiHcGbkFq3zg7fttLFUbEXHt09yRasCG8JGMQhaRWtjKbsUVq7Ecdf 1bQoDGL2dqn9Ib6VeRYdlA== 0000928576-96-000013.txt : 19960812 0000928576-96-000013.hdr.sgml : 19960812 ACCESSION NUMBER: 0000928576-96-000013 CONFORMED SUBMISSION TYPE: DFAN14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960809 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IES INDUSTRIES INC CENTRAL INDEX KEY: 0000789943 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 421271452 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DFAN14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09187 FILM NUMBER: 96607572 BUSINESS ADDRESS: STREET 1: 200 FIRST ST SE CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 BUSINESS PHONE: 3193984411 FORMER COMPANY: FORMER CONFORMED NAME: IE INDUSTRIES INC DATE OF NAME CHANGE: 19910707 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MIDAMERICAN ENERGY CO CENTRAL INDEX KEY: 0000928576 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 421425214 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DFAN14A BUSINESS ADDRESS: STREET 1: 666 GRAND AVE STREET 2: P O BOX 657 CITY: DES MOINES STATE: IA ZIP: 50306-9244 BUSINESS PHONE: 5152424300 MAIL ADDRESS: STREET 1: 666 GRAND AVENUE POST OFFICE BOX 9244 STREET 2: 666 GRAND AVENUE POST OFFICE BOX 9244 CITY: DES MOINES STATE: IA ZIP: 50306-9244 DFAN14A 1 SOLICTING MATERIALS PURSUANT TO RULE 14A-12 - -------------------------------------------------------------------------------- SCHEDULE 14A (Rule 14A-101) Information Required in Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [ ] Filed by a Party other than the Registrant [X] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only [ ] Definitive Proxy Statement (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Additional Materials [X] Soliciting Material Pursuant to Rule 14a-11 (c) or Rule 14a-12 IES INDUSTRIES INC. (Name of Registrant as Specified in Its Charter) MIDAMERICAN ENERGY COMPANY (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [ ] $125 per Exchange Act Rules 0-11(c)(1)(ii), 14a-6(i)(1), 14a-6(i)(2) or Item 22(a)(2) of Schedule 14A. [ ] $500 per each party to the controversy pursuant to Exchange Act Rule 14a-6(i)(3). [ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11. (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11: (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: [X] Fee paid previously with preliminary materials. [ ] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: - -------------------------------------------------------------------------------- -1- [The following is a newspaper advertisemewnt by MidAmerican Energy Company] MidAmerican News Release Energy Contacts: Keith Hartje(Media) (515) 281-2575 Sue Rozeman(Investors) (515) 281-2250 Chuck Burgess/Adam Miller The Abernathy MacGregor Group (212) 371-5999 SHARES OF IES INDUSTRIES INC. ("IES') COMMON STOCK HELD BY MIDAMERICAN ENERGY COMPANY ("MIDAMERICAN"), ITS DIRECTORS AND EXECUTIVE OFFICERS AND CERTAIN EMPLOYEES, OTHER REPRESENTATIVES OF MIDAMERICAN AND CERTAIN OTHER PERSONS WHO MAY SOLICIT PROXIES, AND CERTAIN TRANSACTIONS BETWEEN ANY OF THEM AND IES MidAmerican may solicit proxies against the IES/WPL Holdings, Inc./Interstate Power Company merger. The participants in this solicitation may include MidAmerican, the directors of MidAmerican (John W. Aalfs, Stanley J. Bright, Robert A. Burnett, Ross D. Christensen, Russell E. Christiansen, John W. Colloton, Frank S. Cottrell, Jack W. Eugster, Mel Foster, Jr., Nolden Gentry, James M. Hoak, Jr., Richard L. Lawson, Robert L. Peterson, Nancy L. Seifert, W. Scott Tinsman, Leonard L. Woodruff), and the following executive officers and employees of MidAmerican or its subsidiaries: Phil G. Lindner (Group VP Corp. Services and Chief Financial Officer), John A. Rasmussen (Group VP and General Counsel), Ron W. Stepien (VP Strategic Planning & Corp. Dev.), Larry M. Smith (Controller), Paul J. Leighton (VP & Corporate Secretary), J. Sue Rozema (VP Investor Relations), Keith D. Hartje (Mgr. Corp. Communications), Alan L. Wells (Mgr. Corp. Dev. & Strategy), Jack L. Alexander (Manager Human Resources), Bev A. Wharton (President Gas Division), Lynn K. Vorbrich (President Electric Division), Dave J. Levy (VP & Chief Information Officer), Charlene A. Osier (Mgr. Shareholder Services), Paul A. Bjork (Shareholder Admin.), Jackie A. Fulhart (Senior Shareholder Analyst), Marv E. Kingery (Shareholder Analyst), L. Jene Spurgin (IR Coordinator), Tom C. Foster (Finance & Investment Admin.), Jim C. Galt (Mgr. Financial Planning), Rick T. Tunning (Mgr. Corp. Acctg.), John P. Palmolea (Sr. Accountant), Merlyn F. Wiese (Senior Financial Analyst), Jim C. Parker (Senior Bulk Power Engineer), Jim J. Howard (VP Gas Admin. Services), Patrick A. Kirchner (Attorney), Maureen E. Sammon (Mgr. Benefits), Dave C. Caris (Manager Governmental Affairs), Garry W. Osborne (Strategic Planner), George L. Phillips (Mgr. Corp. Performance), Tom C. Watt (Mgr. Waterloo District), Ginger A. Dasso (Mgr. Mississippi Valley), Greg B. Elden (Mgr. Siouxland District), Bob L. Lester (Mgr. Des Moines District), Les A. Juon (Mgr. Sioux City District), John A. Harvey (Mgr. Distribution Operations Support), Annette J. Johnston (Mgr. Customer Support), Chris M. Swanson (Mgr. Cedar Valley District), Ron E. Unser (Mgr. Quad Cities District), Jeanette I. Lose (Mgr. Credit), Barb J. Anderson (Executive Assistant), Bill G. Stowe (Mgr. Electric Operations), Dave L.Graham (Mgr. Electric Energy Services), Jim E. Wilson (Mgr. Regulatory Affairs), Chuck H. Golliher (Mgr. Purchasing), Sally A. Robinson (Supv. Office Services), John F. McCarroll (Media and IR Coordinator), Kim K. Koster (Regional Communications Coordinator), Kelly I. Sankey (Customer Communications Coordinator), Tim D. Grabinski (Regional Communications Coordinator), Jodi E. Bacon (Manager HR Communications), Suzan M. Stewart (Mgr. Attorney Gas Law Dept.), Chuck R. Montgomery (Sr. Attorney), Steve R. Weiss (Sr. Attorney), Terry R. Fox (Attorney), J. Chris Cook (Attorney), Barb A. Pollastrini (Employee Communications Coordinator), Karen P. Johnson (Communications Specialist), Mary C. Nelson (Labor Relations Attorney), Janet H. Trentmann (Corporate HR Consultant), Tom Sweeney (Supv. Employment & Development), Gary Richardson (Mgr. Electric Operations), John J. Cappello (VP Marketing). As of the date of this communication, MidAmerican had no security holdings in IES. Regina Rae Huggins, a person who will solicit proxies, is the beneficial owner of four (4) shares of common stock, no par value, of IES (the "IES" Common Stock"). John W. Colloton's wife is the beneficial owner of 250 shares of IES Common Stock with respect to which Mr. Colloton disclaims any beneficial ownership. Leonard L. Woodruff is the beneficial owner of 100 shares of IES Common Stock. Jackie A. Fulhart owns 305 shares of IES Common Stock. Chris M. Swanson's wife owns 12 shares of IES Common Stock. Other than as set forth herein, as of the date of the communication, neither MidAmerican nor any of its directors, executive officers or other representatives or employees of MidAmerican, or other persons known to MidAmerican, who may solicit proxies has any security holdings in IES except that MidAmerican has not yet been able to obtain any information with respect to the security holdings of IES, if any, of Bob L. Lester, Steve R. Weiss or John J. Cappello. MidAmerican disclaims beneficial ownership of any securities of IES held by any pension plan of MidAmerican or by any affiliate of MidAmerican. Although Dillon Read & Co. Inc. ("Dillon Read"), financial advisors to MidAmerican, do not admit that they or any of their directors, officers, employees or affiliates are a "participant," as defined in Schedule 14A promulgated under the Securities Exchange Act of 1934 by the Securities and Exchange Commission, or that such Schedule 14A requires the disclosure of certain information concerning Dillon Read, Ken Crews (Managing Director), James Hunt (Managing Director), Jeff Miller (Vice President), Jason Sweet (Managing Director), Forest Williams (Analyst), Jim Brandi (Managing Director), and Elliot Merrill (Analyst), in each case of Dillon Read, who may assist MidAmerican in such a solicitation. Dillon Read engages in a full range of investment banking, securities trading, market-making and brokerage services for institutional and individual clients. In the normal course of their business, Dillon Read may trade securities of IES for their own account and the account of their customers and, accordingly, may at any time hold a long or short position in such securities. As of the most recent practicable date prior to the date hereof as such information was available, Dillon Read did not hold any securities of IES. Except as disclosed above, to the knowledge of MidAmerican, none of MidAmerican, the directors or executive officers of MidAmerican or the employees or other representatives of MidAmerican named above has any interest, direct or indirect, by security holdings or otherwise, in IES. -----END PRIVACY-ENHANCED MESSAGE-----