SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WILLIAMS DAVID B

(Last) (First) (Middle)
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a group
3. Date of Earliest Transaction (Month/Day/Year)
12/13/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/13/2024 J(1) 1,032 D (2) 67,482 I By Spouse/Trust(3)
Class A Common Stock 12/13/2024 J(1) 10 A (2) 10 I AMR Associates NC, L.P.(4)
Class A Common Stock 2,191 I By Spouse/Trust(5)
Class A Common Stock 5,398 I By Trust/Daughter 2(6)
Class A Common Stock 5,398 I By Trust/Daughter 1(7)
Class A Common Stock 15,299 D
Class A Common Stock 5,884 I By Assoc II(8)
Class A Common Stock 11,326 I By Assoc II/Daughter 2(9)
Class A Common Stock 2,553 I By Trust/Daughter 2(10)
Class A Common Stock 5,398 I By Trust/Niece(11)
Class A Common Stock 5,398 I By Trust/Nephew(12)
Class A Common Stock 9,952 I By Assoc II/Daughter 1(9)
Class A Common Stock 3,927 I By Trust/Daughter 1(10)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (2) 12/13/2024 J(13) 1,022 (2) (2) Class A Common Stock 1,022 (2) 1,022 I AMR Associates NC, L.P.(4)
Class B Common Stock (2) (2) (2) Class A Common Stock 7,857 7,857 I By Spouse/Trust(5)
Class B Common Stock (2) (2) (2) Class A Common Stock 26,161 26,161 I spouse/RAI(14)
Class B Common Stock (2) (2) (2) Class A Common Stock 42,529 42,529 I to Spouse by RAIV (B)
Class B Common Stock (2) (2) (2) Class A Common Stock 24,729 24,729 I By Trust/Daughter 2(6)
Class B Common Stock (2) (2) (2) Class A Common Stock 24,729 24,729 I By Trust/Daughter 1(7)
Class B Common Stock (2) (2) (2) Class A Common Stock 9,195 9,195 I By Spouse/Trust(3)
Class B Common Stock (2) (2) (2) Class A Common Stock 24,729 24,729 I By Trust/Niece(11)
Class B Common Stock (2) (2) (2) Class A Common Stock 24,729 24,729 I By Trust/Nephew(12)
Explanation of Responses:
1. Contributions of Class A shares to AMR Associates NC, L.P. ("AMR NC").
2. N/A
3. Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
4. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC. Reporting Person disclaims beneficial ownership of all such shares.
5. Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
6. Reporting Person is the trustee for the CRW 2020 GST Trust for the benefit of Helen C. Williams.
7. Reporting Person is the trustee for the CRW 2020 GST Trust for the benefit of Margo J.V. Williams.
8. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
9. Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
10. Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
11. Reporting Person's spouse serves as trustee of the HRB 2020 GST Trust for the benefit of Clara R. Butler.
12. Reporting Person's spouse serves as trustee of the HRB 2020 GST Trust for the benefit of Griffin B. Butler.
13. Contributions of Class B shares to AMR Associates NC, L.P. ("AMR NC").
14. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
/s/ Matthew J. Dilluvio, attorney-in-fact 12/17/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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