0001127602-21-002570.txt : 20210126
0001127602-21-002570.hdr.sgml : 20210126
20210126150426
ACCESSION NUMBER: 0001127602-21-002570
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210126
DATE AS OF CHANGE: 20210126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN VICTOIRE G
CENTRAL INDEX KEY: 0001247947
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 21553720
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-31
0000789933
NACCO INDUSTRIES INC
NC
0001247947
RANKIN VICTOIRE G
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
Member of a Group
Class A Common Stock
2021-01-22
4
S
0
21916
15.1859
D
0
I
BTR - RAII
Class A Common Stock
14160
I
AMR - IRA
Class A Common Stock
262174
I
AMR - Main Trust - A
Class A Common Stock
1975
I
AMR - RMI (Delaware)
Class A Common Stock
18625
I
By Spouse/Trust 2 (Sr.)
Class A Common Stock
9600
I
AMR - Trust3 (GC)
Class A Common Stock
14313
I
BTR-Class A Trust
Class A Common Stock
34936
I
VGR - Trust
Class B Common Stock
0
2020-12-31
5
G
0
E
1222
D
Class A Common Stock
1222
17672
I
BTR - RAI (B)
Class B Common Stock
0
2020-12-31
5
G
0
E
1222
D
Class A Common Stock
1222
16450
I
BTR - RAI (B)
Class B Common Stock
0
2020-12-31
5
G
0
E
1221
D
Class A Common Stock
1221
15229
I
BTR - RAI (B)
Class B Common Stock
0
2020-12-31
5
G
0
E
1221
D
Class A Common Stock
1221
14008
I
BTR - RAI (B)
Class B Common Stock
0
2020-12-31
5
G
0
E
1221
D
Class A Common Stock
1221
12787
I
BTR - RAI (B)
Class B Common Stock
0
2020-12-31
5
G
0
E
1222
D
Class A Common Stock
1222
11565
I
BTR - RAI (B)
Class B Common Stock
0
2020-12-31
5
G
0
E
1222
D
Class A Common Stock
1222
10343
I
BTR - RAI (B)
Class B Common Stock
0
2020-12-31
5
G
0
E
1222
D
Class A Common Stock
1222
9121
I
BTR - RAI (B)
Class B Common Stock
0
2020-12-31
5
G
0
E
1222
D
Class A Common Stock
1222
7899
I
BTR - RAI (B)
Class B Common Stock
0
2020-12-31
5
G
0
E
1222
D
Class A Common Stock
1222
6677
I
BTR - RAI (B)
Class B Common Stock
0
2021-01-22
4
S
0
6677
15.1859
D
Class A Common Stock
6677
0
I
BTR - RAI (B)
Class B Common Stock
0
2021-01-22
4
S
0
12322
15.1859
D
Class A Common Stock
12322
2000
I
AMR - RAI (B)
Class B Common Stock
0
2021-01-22
4
S
0
59675
15.1859
D
Class A Common Stock
59675
0
I
BTR - BTrust - RAIV
Class B Common Stock
0
2021-01-22
4
S
0
1404
15.1859
D
Class A Common Stock
1404
0
I
AMR - RAIV (B)
Class B Common Stock
Class A Common Stock
134209
134209
I
AMR Trust-B
Class B Common Stock
Class A Common Stock
25
25
I
AMR-RAIV-GP
Class B Common Stock
Class A Common Stock
9431
9431
I
By Trust/Daughter 2
Class B Common Stock
Class A Common Stock
9431
9431
I
By Trust/Daughter 1
BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
BTR RA2-Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial
ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d
isclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
N/A
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R
eporting Person disclaims beneficial ownership of all such shares.
BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene
ficial ownership of all such shares.
Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Helen Butler.
/s/ Matthew J. Dilluvio, attorney-in-fact
2021-01-26
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2020 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints John D. Neumann, Matthew J. Dilluvio, Kimberly J. Pustulka, Andrew
C. Thomas and Eric Orsic, and each of them, as the true and lawful attorney or
attorneys-in-fact, with full power of substitution and revocation, for the
undersigned and in the name, place and stead of the undersigned, in any and all
capacities, to execute, on behalf of the undersigned, any and all statements or
reports under Section 16 of the Securities Exchange Act of 1934, as amended,
with respect to the beneficial ownership of shares of Class A Common Stock, par
value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B
Common Stock, par value $1.00 per share, of the Company, including, without
limitation, all initial statements of beneficial ownership on Form 3, all
statements of changes of beneficial ownership on Form 4 and all annual
statements of beneficial ownership on Form 5 and any and all other documents
that may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to any
such statements or forms, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, granting to said attorney or attorneys-in-fact, and each of them,
full power and authority to do so and perform each and every act and thing
requisite and necessary to be done in and about the premises, as fully to all
intents and purposes as the undersigned might or could do in person, hereby
ratifying and confirming all that said attorney or attorneys-in-fact or any of
them or their substitute or substitutes, may lawfully do or cause to be done
by virtue hereof.
Name: /s/ Victoire G. Rankin
Victoire G. Rankin
Date: 1/16/20
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124