0001127602-21-002546.txt : 20210126
0001127602-21-002546.hdr.sgml : 20210126
20210126143545
ACCESSION NUMBER: 0001127602-21-002546
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210126
DATE AS OF CHANGE: 20210126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN CLAIBORNE R
CENTRAL INDEX KEY: 0001247952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 21553498
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-31
0000789933
NACCO INDUSTRIES INC
NC
0001247952
RANKIN CLAIBORNE R
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
Member of a group
Class A Common Stock
2021-01-22
4
P
0
2192
15.1859
A
2192
I
By Trust/Daughter 1
Class A Common Stock
2021-01-22
4
P
0
2192
15.1859
A
2192
I
By Trust/Son
Class A Common Stock
2021-01-22
4
P
0
2192
15.1859
A
2192
I
By Trust/Daughter 2
Class A Common Stock
1978
I
By Assoc II/Spouse
Class A Common Stock
2360
I
By Spouse/Trust
Class A Common Stock
32571
I
By Assoc II
Class A Common Stock
1975
I
By RMI (Delaware)
Class A Common Stock
25768
I
By Trust
Class B Common Stock
2020-12-31
5
G
0
E
1222
A
Class A Common Stock
1222
1222
I
By Trust/Daughter 1
Class B Common Stock
2020-12-31
5
G
0
E
1222
A
Class A Common Stock
1222
1222
I
By Trust/Son
Class B Common Stock
2020-12-31
5
G
0
E
1222
A
Class A Common Stock
1222
1222
I
By Trust/Daughter 2
Class B Common Stock
2021-01-22
4
P
0
667
15.1859
A
Class A Common Stock
667
1889
I
By Trust/Daughter 1
Class B Common Stock
2021-01-22
4
P
0
667
15.1859
A
Class A Common Stock
667
1889
I
By Trust/Son
Class B Common Stock
2021-01-22
4
P
0
667
15.1859
A
Class A Common Stock
667
1889
I
By Trust/Daughter 2
Class B Common Stock
2021-01-22
4
P
0
5967
15.1859
A
Class A Common Stock
5967
7856
I
By Trust/Daughter 1
Class B Common Stock
2021-01-22
4
P
0
5967
15.1859
A
Class A Common Stock
5967
7856
I
By Trust/Son
Class B Common Stock
2021-01-22
4
P
0
5967
15.1859
A
Class A Common Stock
5967
7856
I
By Trust/Daughter 2
Class B Common Stock
Class A Common Stock
50000
50000
I
By Assoc I/Spouse
Class B Common Stock
Class A Common Stock
84474
84474
I
By Assoc IV/Spouse
Class B Common Stock
Class A Common Stock
9430
9430
I
By Trust/Daughter 1
Class B Common Stock
Class A Common Stock
9430
9430
I
By Trust/Son
Class B Common Stock
Class A Common Stock
9430
9430
I
By Trust/Daughter 2
Class B Common Stock
0
Class A Common Stock
25
25
I
By GP
Class B Common Stock
0
Class A Common Stock
20312
20312
I
By Assoc I
Class B Common Stock
0
Class A Common Stock
582
582
I
By Assoc IV
Class B Common Stock
0
Class A Common Stock
97312
97312
I
By Trust
BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach.
Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr.
Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
N/A
BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach.
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Claiborne Rankin, Jr.
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers.
GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
(RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
/s/ Matthew J. Dilluvio, attorney-in-fact
2021-01-26
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2020 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints John D. Neumann, Matthew J. Dilluvio, Kimberly J. Pustulka, Andrew
C. Thomas and Eric Orsic, and each of them, as the true and lawful attorney or
attorneys-in-fact, with full power of substitution and revocation, for the
undersigned and in the name, place and stead of the undersigned, in any and all
capacities, to execute, on behalf of the undersigned, any and all statements or
reports under Section 16 of the Securities Exchange Act of 1934, as amended,
with respect to the beneficial ownership of shares of Class A Common Stock, par
value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B
Common Stock, par value $1.00 per share, of the Company, including, without
limitation, all initial statements of beneficial ownership on Form 3, all
statements of changes of beneficial ownership on Form 4 and all annual
statements of beneficial ownership on Form 5 and any and all other documents
that may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to any
such statements or forms, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, granting to said attorney or attorneys-in-fact, and each of them,
full power and authority to do so and perform each and every act and thing
requisite and necessary to be done in and about the premises, as fully to all
intents and purposes as the undersigned might or could do in person, hereby
ratifying and confirming all that said attorney or attorneys-in-fact or any of
them or their substitute or substitutes, may lawfully do or cause to be done
by virtue hereof.
Claiborne R. Rankin
The Trust created under the Agreement, dated June 22, 1971, as supplemented,
amended and restated, between Claiborne R. Rankin, as trustee, and
Claiborne R. Rankin, creating a trust for the benefit of Claiborne R.
Rankin;
BTR 2012 GST for Chloe R. Seelbach;
BTR 2012 GST for Claiborne R. Rankin, Jr.; and
BTR 2012 GST for Julia R. Kuipers
By: Claiborne R. Rankin, as Trustee
Name: /s/ Claiborne R. Rankin
Claiborne R. Rankin
Date: 2/3/20
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124