0001127602-21-002532.txt : 20210126
0001127602-21-002532.hdr.sgml : 20210126
20210126142418
ACCESSION NUMBER: 0001127602-21-002532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210126
DATE AS OF CHANGE: 20210126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIAMS DAVID B
CENTRAL INDEX KEY: 0001247994
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 21553434
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-31
0000789933
NACCO INDUSTRIES INC
NC
0001247994
WILLIAMS DAVID B
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
1
Member of a group
Class A Common Stock
2020-12-31
5
G
0
E
5398
A
5398
I
By Trust/Niece
Class A Common Stock
2020-12-31
5
G
0
E
5398
A
5398
I
By Trust/Nephew
Class A Common Stock
2020-12-31
5
G
0
E
5398
D
5398
I
By Assoc II/Spouse
Class A Common Stock
2020-12-31
5
G
0
E
5398
A
5398
I
By Trust/Daughter 2
Class A Common Stock
2020-12-31
5
G
0
E
5398
D
0
I
By Assoc II/Spouse
Class A Common Stock
2020-12-31
5
G
0
E
5398
A
5398
I
By Trust/Daughter 1
Class A Common Stock
2021-01-22
4
P
0
2191
15.1859
A
2191
I
By Spouse/Trust
Class A Common Stock
68094
I
By Spouse/Trust
Class A Common Stock
15299
D
Class A Common Stock
7375
I
By Assoc II
Class A Common Stock
10581
I
By Assoc II/Daughter 2
Class A Common Stock
2553
I
By Trust/Daughter 2
Class A Common Stock
9206
I
By Assoc II/Daughter 1
Class A Common Stock
3927
I
By Trust/Daughter 1
Class B Common Stock
2020-12-31
5
G
0
E
24729
A
Class A Common Stock
24729
24729
I
By Trust/Niece
Class B Common Stock
2020-12-31
5
G
0
E
24729
A
Class A Common Stock
24729
24729
I
By Trust/Nephew
Class B Common Stock
2020-12-31
5
G
0
E
24729
D
Class A Common Stock
24729
44729
I
spouse/RAI
Class B Common Stock
2020-12-31
5
G
0
E
24729
A
Class A Common Stock
24729
24729
I
By Trust/Daughter 2
Class B Common Stock
2020-12-31
5
G
0
E
24729
D
Class A Common Stock
24729
20000
I
spouse/RAI
Class B Common Stock
2020-12-31
5
G
0
E
24729
A
Class A Common Stock
24729
24729
I
By Trust/Daughter 1
Class B Common Stock
2020-12-31
5
G
0
E
1222
A
Class A Common Stock
1222
1222
I
By Spouse/Trust
Class B Common Stock
2021-01-22
4
P
0
668
15.1859
A
Class A Common Stock
668
1890
I
By Spouse/Trust
Class B Common Stock
2021-01-22
4
P
0
6161
15.1859
A
Class A Common Stock
6161
26161
I
spouse/RAI
Class B Common Stock
2021-01-22
4
P
0
5967
15.1859
A
Class A Common Stock
5967
7857
I
By Spouse/Trust
Class B Common Stock
2021-01-22
4
P
0
702
15.1859
A
Class A Common Stock
702
42529
I
to Spouse by RAIV (B)
Class B Common Stock
Class A Common Stock
9195
9195
I
By Spouse/Trust
N/A
Reporting Person's spouse serves as trustee of the HRB 2020 GST Trust for the benefit of Clara R. Butler.
Reporting Person's spouse serves as trustee of the HRB 2020 GST Trust for the benefit of Griffin B. Butler.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person is the trustee for the CRW 2020 GST Trust for the benefit of Helen C. Williams.
Reporting Person is the trustee for the CRW 2020 GST Trust for the benefit of Margo J.V. Williams.
BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $104,771.61 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
/s/ Matthew J. Dilluvio, attorney-in-fact
2021-01-26
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2020 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints John D. Neumann, Matthew J. Dilluvio, Kimberly J. Pustulka, Andrew
C. Thomas and Eric Orsic, and each of them, as the true and lawful attorney or
attorneys-in-fact, with full power of substitution and revocation, for the
undersigned and in the name, place and stead of the undersigned, in any and all
capacities, to execute, on behalf of the undersigned, any and all statements or
reports under Section 16 of the Securities Exchange Act of 1934, as amended,
with respect to the beneficial ownership of shares of Class A Common Stock, par
value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B
Common Stock, par value $1.00 per share, of the Company, including, without
limitation, all initial statements of beneficial ownership on Form 3, all
statements of changes of beneficial ownership on Form 4 and all annual
statements of beneficial ownership on Form 5 and any and all other documents
that may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to any
such statements or forms, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, granting to said attorney or attorneys-in-fact, and each of them,
full power and authority to do so and perform each and every act and thing
requisite and necessary to be done in and about the premises, as fully to all
intents and purposes as the undersigned might or could do in person, hereby
ratifying and confirming all that said attorney or attorneys-in-fact or any of
them or their substitute or substitutes, may lawfully do or cause to be done
by virtue hereof.
David B.H. Williams
Margo Jamison Victoire Williams 2004 Trust created by the Agreement, dated
December 10, 2004, between David B.H. Williams, as trustee, and Clara Rankin
Williams, creating a trust for the benefit of Margo Jamison Victoire Williams;
Helen Charles Williams 2004 Trust created by the Agreement, dated December 10,
2004, between David B.H. Williams, as trustee, and Clara Rankin Williams,
creating a trust for the benefit of Helen Charles Williams; and
The David B.H. Williams Trust, David B.H. Trustee u/a/d October?14, 2009
By: David B.H. Williams, as Trustee
Helen Charles Williams (by David B.H. Williams as Custodian)
By: David B.H. Williams, as Custodian
Name: /s/ David B.H. Williams
David B.H. Williams
Date: 1/24/20
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124