0001127602-20-000526.txt : 20200103
0001127602-20-000526.hdr.sgml : 20200103
20200103151217
ACCESSION NUMBER: 0001127602-20-000526
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191205
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL
CENTRAL INDEX KEY: 0000904532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 20504845
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-12-05
0000789933
NACCO INDUSTRIES INC
NC
0000904532
RANKIN ALFRED M ET AL
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
1
1
Chairman
Group Member
Class A Common Stock
2019-12-05
5
G
0
E
111
D
23989
I
BTR - RAII
Class A Common Stock
2019-12-05
5
G
0
E
222
D
319
I
AMR - RAII
Class A Common Stock
2019-12-05
5
G
0
E
222
D
97
I
AMR - RAII
Class A Common Stock
2020-01-02
4
A
0
714
A
256567
I
AMR Main Trust(A)
Class A Common Stock
14160
I
AMR - IRA
Class A Common Stock
1975
I
AMR - RMI (Delaware)
Class A Common Stock
18625
I
AMR - Trust2 (SR)
Class A Common Stock
9600
I
AMR - Trust3 (Grandchildren)
Class A Common Stock
14313
I
BTR - Class A Trust
Class A Common Stock
34936
I
VGR - Trust
Class B Common Stock
Class A Common Stock
14322
14322
I
AMR-RAI/B
Class B Common Stock
0
Class A Common Stock
1404
1404
I
AMR - RAIV
Class B Common Stock
Class A Common Stock
134209
134209
I
AMR - Trust - B
Class B Common Stock
Class A Common Stock
25
25
I
AMR RAIV - GP
Class B Common Stock
0
Class A Common Stock
59675
59675
I
BTR - RAIV
Class B Common Stock
Class A Common Stock
5370
5370
I
Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams
Class B Common Stock
Class A Common Stock
5370
5370
I
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler
Class B Common Stock
0
Class A Common Stock
59498
59498
I
BTR RAI/B
N/A
Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene
ficial ownership of all such shares.
Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
Represents Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
(BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
/s/ John D. Neumann, attorney-in-fact
2020-01-03