0001127602-20-000526.txt : 20200103 0001127602-20-000526.hdr.sgml : 20200103 20200103151217 ACCESSION NUMBER: 0001127602-20-000526 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191205 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 20504845 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: SUITE 220 CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4402295123 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-12-05 0000789933 NACCO INDUSTRIES INC NC 0000904532 RANKIN ALFRED M ET AL NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 1 1 Chairman Group Member Class A Common Stock 2019-12-05 5 G 0 E 111 D 23989 I BTR - RAII Class A Common Stock 2019-12-05 5 G 0 E 222 D 319 I AMR - RAII Class A Common Stock 2019-12-05 5 G 0 E 222 D 97 I AMR - RAII Class A Common Stock 2020-01-02 4 A 0 714 A 256567 I AMR Main Trust(A) Class A Common Stock 14160 I AMR - IRA Class A Common Stock 1975 I AMR - RMI (Delaware) Class A Common Stock 18625 I AMR - Trust2 (SR) Class A Common Stock 9600 I AMR - Trust3 (Grandchildren) Class A Common Stock 14313 I BTR - Class A Trust Class A Common Stock 34936 I VGR - Trust Class B Common Stock Class A Common Stock 14322 14322 I AMR-RAI/B Class B Common Stock 0 Class A Common Stock 1404 1404 I AMR - RAIV Class B Common Stock Class A Common Stock 134209 134209 I AMR - Trust - B Class B Common Stock Class A Common Stock 25 25 I AMR RAIV - GP Class B Common Stock 0 Class A Common Stock 59675 59675 I BTR - RAIV Class B Common Stock Class A Common Stock 5370 5370 I Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams Class B Common Stock Class A Common Stock 5370 5370 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler Class B Common Stock 0 Class A Common Stock 59498 59498 I BTR RAI/B N/A Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Held in an Individual Retirement Account for the benefit of the Reporting Person. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. Represents Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. /s/ John D. Neumann, attorney-in-fact 2020-01-03