0001127602-19-005895.txt : 20190214 0001127602-19-005895.hdr.sgml : 20190214 20190214112739 ACCESSION NUMBER: 0001127602-19-005895 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN THOMAS T CENTRAL INDEX KEY: 0001247955 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 19602870 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: SUITE 220 CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4402295123 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2018-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0001247955 RANKIN THOMAS T NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2018-11-08 5 G 0 205 0 D 34849 I By Assoc II Class A Common Stock 2018-11-08 5 G 0 102 0 D 34849 I By Assoc II Class A Common Stock 2018-11-08 5 G 0 102 0 D 34849 I By Assoc II Class A Common Stock 2018-11-08 5 G 0 205 0 D 34849 I By Assoc II Class A Common Stock 2018-11-08 5 G 0 102 0 D 34849 I By Assoc II Class A Common Stock 2018-11-08 5 G 0 102 0 D 34849 I By Assoc II Class A Common Stock 2018-11-08 5 G 0 205 0 D 34849 I By Assoc II Class A Common Stock 1843 I By Assoc II/Spouse Class A Common Stock 3622 I By Spouse Class A Common Stock 7 D Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 165 I By Trust Class B Common Stock Class A Common Stock 5370 5370 I Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin Class B Common Stock Class A Common Stock 5370 5370 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin Class B Common Stock Class A Common Stock 5370 5370 I Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas J. Parker Class B Common Stock 0 Class A Common Stock 35312 35312 I By Assoc I Class B Common Stock 0 Class A Common Stock 25 25 I By GP Class B Common Stock 0 Class A Common Stock 85056 85056 I By RA4 Class B Common Stock 0 Class A Common Stock 145793 145793 I By Trust Class B Common Stock Class A Common Stock 20000 20000 I to Spouse by RAI N/A Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. By Spouse. Reporting Person disclaims beneficial ownership of all such shares. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. (RAIV)Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. /s/ Jesse L. Adkins, attorney-in-fact 2019-02-14 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): 2017 POA POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints John D. Neumann, Jesse L. Adkins, Kimberly J. Pustulka, Eric Orsic and Thomas J. Murphy, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock, par value $1.00 per share, of the Company, including, without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Thomas T. Rankin The Trust created under the Agreement, dated December 29, 1967, as supplemented, amended and restated, between Thomas T. Rankin, as trustee, and Thomas T. Rankin, creating a trust for the benefit of Thomas T. Rankin; BTR 2012 GST for James T. Rankin; BTR 2012 GST for Matthew M. Rankin; and BTR 2012 GST for Thomas P. Rankin By: Thomas T. Rankin, Trustee Name: /s/ Thomas T. Rankin Thomas T. Rankin Date: 09/29/2017 Address: 5875 Landerbrook Drive, Suite 220 Cleveland, Ohio 44124