0001127602-19-005890.txt : 20190214
0001127602-19-005890.hdr.sgml : 20190214
20190214112316
ACCESSION NUMBER: 0001127602-19-005890
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ROGER F
CENTRAL INDEX KEY: 0000901733
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 19602827
MAIL ADDRESS:
STREET 1: C/O NACCO INDUSTRIES INC
STREET 2: 5875 LANDERBROOK DRIVE
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2018-12-31
0
0
0000789933
NACCO INDUSTRIES INC
NC
0000901733
RANKIN ROGER F
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE., STE. 220
MAYFIELD HEIGHTS
OH
44124
1
Member of a group
Class A Common Stock
2018-11-08
5
G
0
205
0
A
551
I
By Assoc II/Daughter 1
Class A Common Stock
2018-11-08
5
G
0
205
0
D
4283
I
By Assoc II
Class A Common Stock
2018-11-08
5
G
0
205
0
A
15483
I
By Assoc II/Daughter 2
Class A Common Stock
2018-11-08
5
G
0
205
0
D
4283
I
By Assoc II
Class A Common Stock
2018-11-08
5
G
0
102
0
A
551
I
By Assoc II/Daughter 1
Class A Common Stock
2018-11-08
5
G
0
102
0
A
15483
I
By Assoc II/Daughter 2
Class A Common Stock
29986
I
By Assoc II/Spouse
Class A Common Stock
6613
I
By Spouse/Trust
Class A Common Stock
2046
I
By Trust (Daughter 2)
Class A Common Stock
200
I
Reporting Person serves as Trustee for the Benefit of Elisabeth Rankin
Class A Common Stock
4944
I
By Assoc II/Daughter 2
Class A Common Stock
4133
I
By Trust (Daughter 1)
Class A Common Stock
14931
I
By Assoc II/Daughter 1
Class A Common Stock
3056
I
By Assoc II/Daughter 1
Class A Common Stock
1975
I
By RMI (Delaware)
Class B Common Stock
Class A Common Stock
75504
75504
I
By Assoc I/Spouse
Class B Common Stock
Class A Common Stock
5370
5370
I
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin
Class B Common Stock
Class A Common Stock
5370
5370
I
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Elisabeth M. Rankin
Class B Common Stock
0
Class A Common Stock
25
25
I
By GP
Class B Common Stock
0
Class A Common Stock
85056
85056
I
By RA4
Class B Common Stock
0
Class A Common Stock
4808
4808
I
By Assoc I
Class B Common Stock
0
Class A Common Stock
193586
193586
I
By Trust
N/A
Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust, Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI).
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
(RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.
/s/ Jesse L. Adkins, attorney-in-fact
2019-02-14
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2018 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints John D. Neumann, Jesse L. Adkins, Kimberly J. Pustulka, Eric Orsic
and Thomas J. Murphy, and each of them, as the true and lawful attorney or
attorneys-in-fact, with full power of substitution and revocation, for the
undersigned and in the name, place and stead of the undersigned, in any and all
capacities, to execute, on behalf of the undersigned, any and all statements or
reports under Section 16 of the Securities Exchange Act of 1934, as amended,
with respect to the beneficial ownership of shares of Class A Common Stock, par
value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B
Common Stock, par value $1.00 per share, of the Company, including, without
limitation, all initial statements of beneficial ownership on Form 3, all
statements of changes of beneficial ownership on Form 4 and all annual
statements of beneficial ownership on Form 5 and any and all other documents
that may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to any
such statements or forms, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, granting to said attorney or attorneys-in-fact, and each of them,
full power and authority to do so and perform each and every act and thing
requisite and necessary to be done in and about the premises, as fully to all
intents and purposes as the undersigned might or could do in person, hereby
ratifying and confirming all that said attorney or attorneys-in-fact or any of
them or their substitute or substitutes, may lawfully do or cause to be done
by virtue hereof.
Roger F. Rankin
The Trust created under the Agreement, dated September 11, 1973, as
supplemented, amended and restated, between Roger F. Rankin, as trustee, and
Roger F. Rankin, creating a trust for the benefit of Roger F. Rankin;
BTR 2012 GST for Anne F. Rankin;
BTR 2012 GST for Elisabeth M. Rankin;
2016 Anne F. Rankin Trust; and
2016 Elisabeth M. Rankin Trust;
By: Roger F. Rankin, as Trustee
Name: /s/ Roger F. Rankin
Roger F. Rankin
Date: 09/29/2017
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124