0001127602-18-006307.txt : 20180215
0001127602-18-006307.hdr.sgml : 20180215
20180215150307
ACCESSION NUMBER: 0001127602-18-006307
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180214
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL
CENTRAL INDEX KEY: 0000904532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 18617412
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-14
0000789933
NACCO INDUSTRIES INC
NC
0000904532
RANKIN ALFRED M ET AL
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
1
1
Chairman
Group Member
Class A Common Stock
2018-02-14
4
A
0
43432
A
255003
I
AMR Main Trust(A)
Class A Common Stock
2018-02-14
4
F
0
5900
D
249103
I
AMR Main Trust(A)
Class A Common Stock
14160
I
AMR - IRA
Class A Common Stock
951
I
AMR - RAII
Class A Common Stock
1975
I
AMR - RMI (Delaware)
Class A Common Stock
21286
I
AMR - Trust2 (SR)
Class A Common Stock
9600
I
AMR - Trust3 (Grandchildren)
Class A Common Stock
26119
I
BTR - RAII
Class A Common Stock
14313
I
BTR - Class A Trust
Class A Common Stock
34936
I
VGR - Trust
Class B Common Stock
Class A Common Stock
14322
14322
I
AMR-RAI/B
Class B Common Stock
0
Class A Common Stock
1404
1404
I
AMR - RAIV
Class B Common Stock
Class A Common Stock
134209
134209
I
AMR - Trust - B
Class B Common Stock
Class A Common Stock
25
25
I
AMR RAIV - GP
Class B Common Stock
0
Class A Common Stock
59675
59675
I
BTR - RAIV
Class B Common Stock
Class A Common Stock
5370
5370
I
Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams
Class B Common Stock
Class A Common Stock
5370
5370
I
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler
Class B Common Stock
0
Class A Common Stock
59498
59498
I
BTR RAI/B
Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
N/A
Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene
ficial ownership of all such shares.
Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic
ial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
Represents Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
(BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
/s/ Jesse L. Adkins, attorney-in-fact
2018-02-15
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2017 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints John D. Neumann, Jesse L. Adkins, Kimberly J. Pustulka, Eric Orsic
and Thomas J. Murphy, and each of them, as the true and lawful attorney or
attorneys-in-fact, with full power of substitution and revocation, for the
undersigned and in the name, place and stead of the undersigned, in any and all
capacities, to execute, on behalf of the undersigned, any and all statements or
reports under Section 16 of the Securities Exchange Act of 1934, as amended,
with respect to the beneficial ownership of shares of Class A Common Stock, par
value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B
Common Stock, par value $1.00 per share, of the Company, including, without
limitation, all initial statements of beneficial ownership on Form 3, all
statements of changes of beneficial ownership on Form 4 and all annual
statements of beneficial ownership on Form 5 and any and all other documents
that may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to any
such statements or forms, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, granting to said attorney or attorneys-in-fact, and each of them,
full power and authority to do so and perform each and every act and thing
requisite and necessary to be done in and about the premises, as fully to all
intents and purposes as the undersigned might or could do in person, hereby
ratifying and confirming all that said attorney or attorneys-in-fact or any of
them or their substitute or substitutes, may lawfully do or cause to be done
by virtue hereof.
Alfred M. Rankin, Jr.;
Rankin Associates I, L.P. (f/k/a CTR Family Associates, L.P.) and Rankin
Associates IV, L.P.
By: Alfred M. Rankin, Jr., as General Partner
Rankin Management, Inc.
By: Alfred M. Rankin, Jr., as President
Rankin Associates II, L.P.; Rankin Associates V, L.P.; and Rankin Associates
VI, L.P.
By: Rankin Management, Inc., as General Partner
Alfred M. Rankin, Jr., as President
The Trust created under the Agreement, dated July 20, 2000, as supplemented,
amended and restated, between Alfred M. Rankin, Jr., as trustee, and Clara T.
Rankin, for the benefit of Clara T. Rankin;
The Trust created under the Agreement, dated September 28, 2000, as
supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee,
and Alfred M. Rankin, Jr., for the benefit of Alfred M. Rankin, Jr.;
The Trust created under the Agreement, dated September 28, 2000, between
Alfred M. Rankin, Jr., as trustee, and Bruce T. Rankin, for the benefit of
Bruce T. Rankin;
BTR 2012 GST for Helen R. Butler; and
BTR 2012 GST for Clara R. Williams
By: Alfred M. Rankin, Jr. as Trustee
The Trust created under the Agreement, dated January 11, 1965, as
supplemented, amended, and restated, between PNC Bank, as Co-Trustee, and
Alfred M. Rankin, Jr., as Co-Trustee, for the benefit of the grandchildren;
and
The Trust created under the Agreement, dated December 28, 1976, between PNC
Bank as Co-Trustee, and Clara L.T. Rankin for the benefit of grandchildren;
Alfred M. Rankin, Jr., Co-Trustee
By: Alfred M. Rankin, Jr., as Co-Trustee
Alfred M. Rankin Jr.?Roth IRA?Brokerage Account #*****
By: Alfred M. Rankin, Jr.
Name: /s/ Alfred M. Rankin, Jr.
Alfred M. Rankin, Jr.
Date: 09/29/2017
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124