0001127602-18-006303.txt : 20180215
0001127602-18-006303.hdr.sgml : 20180215
20180215150132
ACCESSION NUMBER: 0001127602-18-006303
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180214
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTLER JOHN C JR
CENTRAL INDEX KEY: 0001247860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 18617404
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-14
0000789933
NACCO INDUSTRIES INC
NC
0001247860
BUTLER JOHN C JR
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
1
1
President & CEO
Member of a Group
Class A Common Stock
2018-02-14
4
A
0
42185
A
105823
I
By Trust
Class A Common Stock
2018-02-14
4
F
0
5504
D
100319
I
By Trust
Class A Common Stock
8211
I
By RAII/Child 1
Class A Common Stock
4083
I
By Trust-Child 1
Class A Common Stock
8367
I
By RAII/Child 2
Class A Common Stock
3927
I
By Trust-Child 2
Class A Common Stock
12058
I
By RAII/Spouse
Class A Common Stock
68094
I
By Spouse/Trust
Class A Common Stock
2800
I
By IRA
Class A Common Stock
7634
I
By RAII
Class B Common Stock
Class A Common Stock
69458
69458
I
By Spouse/RAI
Class B Common Stock
Class A Common Stock
41827
41827
I
to Spouse by RAIV (B)
Class B Common Stock
Class A Common Stock
9195
9195
I
By Spouse/Trust
Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
N/A
Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.
Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.
/s/ Jesse L. Adkins, attorney-in-fact
2018-02-15
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2017 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints John D. Neumann, Jesse L. Adkins, Kimberly J. Pustulka, Eric Orsic
and Thomas J. Murphy, and each of them, as the true and lawful attorney or
attorneys-in-fact, with full power of substitution and revocation, for the
undersigned and in the name, place and stead of the undersigned, in any and all
capacities, to execute, on behalf of the undersigned, any and all statements or
reports under Section 16 of the Securities Exchange Act of 1934, as amended,
with respect to the beneficial ownership of shares of Class A Common Stock, par
value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B
Common Stock, par value $1.00 per share, of the Company, including, without
limitation, all initial statements of beneficial ownership on Form 3, all
statements of changes of beneficial ownership on Form 4 and all annual
statements of beneficial ownership on Form 5 and any and all other documents
that may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to any
such statements or forms, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, granting to said attorney or attorneys-in-fact, and each of them,
full power and authority to do so and perform each and every act and thing
requisite and necessary to be done in and about the premises, as fully to all
intents and purposes as the undersigned might or could do in person, hereby
ratifying and confirming all that said attorney or attorneys-in-fact or any of
them or their substitute or substitutes, may lawfully do or cause to be done
by virtue hereof.
John C. Butler, Jr.
Trust created by the Agreement, dated June 17, 1999, between John C. Butler,
Jr., as trustee, and John C. Butler, Jr., creating a trust for the benefit
of John C. Butler, Jr.;
Clara Rankin Butler 2002 Trust, dated November 5, 2002; and
Griffin Bedwell Butler 2002 Trust, dated November 5, 2002
By: John C. Butler, Jr., as Trustee
Griffin B. Butler (by John C. Butler, Jr., as Custodian)
By: John C. Butler, Jr., as Custodian
John C. Butler, Jr.?Roth IRA?Brokerage Account #*****
By: John C. Butler, Jr.
Name: /s/ John C. Butler, Jr.
John C. Butler, Jr.
Date: 09/29/2017
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124