0001127602-18-005839.txt : 20180214
0001127602-18-005839.hdr.sgml : 20180214
20180214120838
ACCESSION NUMBER: 0001127602-18-005839
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN CLAIBORNE R
CENTRAL INDEX KEY: 0001247952
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 18609586
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2017-12-31
0
0
0000789933
NACCO INDUSTRIES INC
NC
0001247952
RANKIN CLAIBORNE R
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
Member of a group
Class A Common Stock
2017-12-14
5
G
0
81
0
D
36890
I
By Assoc II
Class A Common Stock
2017-12-14
5
G
0
29
0
D
36890
I
By Assoc II
Class A Common Stock
2017-12-14
5
G
0
29
0
D
36890
I
By Assoc II
Class A Common Stock
2017-12-14
5
G
0
58
0
D
36890
I
By Assoc II
Class A Common Stock
2017-12-14
5
G
0
81
0
D
36890
I
By Assoc II
Class A Common Stock
2017-12-14
5
G
0
81
0
D
36890
I
By Assoc II
Class A Common Stock
2017-12-14
5
G
0
163
0
D
36890
I
By Assoc II
Class A Common Stock
2017-12-14
5
G
0
163
0
D
36890
I
By Assoc II
Class A Common Stock
2017-12-14
5
G
0
163
0
D
36890
I
By Assoc II
Class A Common Stock
2116
I
By Assoc II/Spouse
Class A Common Stock
2360
I
By Spouse/Trust
Class A Common Stock
1975
I
By RMI (Delaware)
Class A Common Stock
25768
I
By Trust
Class B Common Stock
2017-12-14
5
G
0
227
0
A
Class A Common Stock
227
5370
I
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach
Class B Common Stock
2017-12-14
5
G
0
227
0
A
Class A Common Stock
227
5370
I
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Clairborne Rankin, Jr.
Class B Common Stock
2017-12-14
5
G
0
227
0
A
Class A Common Stock
227
5370
I
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers
Class B Common Stock
Class A Common Stock
50000
50000
I
to spouse by RAI (B)
Class B Common Stock
0
Class A Common Stock
25
25
I
By GP
Class B Common Stock
0
Class A Common Stock
85056
85056
I
By (RA4)
Class B Common Stock
0
Class A Common Stock
20312
20312
I
Assoc I
Class B Common Stock
0
Class A Common Stock
97312
97312
I
By Trust
N/A
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
/s/ Jesse L. Adkins, attorney-in-fact
2018-02-14
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2017 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints John D. Neumann, Jesse L. Adkins, Kimberly J. Pustulka, Eric Orsic
and Thomas J. Murphy, and each of them, as the true and lawful attorney or
attorneys-in-fact, with full power of substitution and revocation, for the
undersigned and in the name, place and stead of the undersigned, in any and all
capacities, to execute, on behalf of the undersigned, any and all statements or
reports under Section 16 of the Securities Exchange Act of 1934, as amended,
with respect to the beneficial ownership of shares of Class A Common Stock, par
value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B
Common Stock, par value $1.00 per share, of the Company, including, without
limitation, all initial statements of beneficial ownership on Form 3, all
statements of changes of beneficial ownership on Form 4 and all annual
statements of beneficial ownership on Form 5 and any and all other documents
that may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to any
such statements or forms, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, granting to said attorney or attorneys-in-fact, and each of them,
full power and authority to do so and perform each and every act and thing
requisite and necessary to be done in and about the premises, as fully to all
intents and purposes as the undersigned might or could do in person, hereby
ratifying and confirming all that said attorney or attorneys-in-fact or any of
them or their substitute or substitutes, may lawfully do or cause to be done
by virtue hereof.
Claiborne R. Rankin
The Trust created under the Agreement, dated June 22, 1971, as supplemented,
amended and restated, between Claiborne R. Rankin, as trustee, and Claiborne
R. Rankin, creating a trust for the benefit of Claiborne R. Rankin;
BTR 2012 GST for Chloe R. Seelbach;
BTR 2012 GST for Claiborne R. Rankin, Jr.; and
BTR 2012 GST for Julia R. Kuipers
By: Claiborne R. Rankin, as Trustee
Name: /s/ Claiborne R. Rankin
Claiborne R. Rankin
Date: 09/29/2017
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124