0001127602-17-023446.txt : 20170710
0001127602-17-023446.hdr.sgml : 20170710
20170710171450
ACCESSION NUMBER: 0001127602-17-023446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170707
FILED AS OF DATE: 20170710
DATE AS OF CHANGE: 20170710
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTLER JOHN C JR
CENTRAL INDEX KEY: 0001247860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 17958496
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-07-07
0000789933
NACCO INDUSTRIES INC
NC
0001247860
BUTLER JOHN C JR
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
1
SrVP-Fin Treas & Chief Adm Off
Member of a Group
Class A Common Stock
2017-07-07
5
J
0
E
9628
D
0
I
to spouse by RAIV (A)
Class A Common Stock
8048
I
By RAII/Child 1
Class A Common Stock
4083
I
By Trust-Child 1
Class A Common Stock
8204
I
By RAII/Child 2
Class A Common Stock
3927
I
By Trust-Child 2
Class A Common Stock
12303
I
By RAII/Spouse
Class A Common Stock
68094
I
By Spouse/Trust
Class A Common Stock
2800
I
By IRA
Class A Common Stock
7471
I
By RAII
Class A Common Stock
63638
I
By Trust
Class B Common Stock
2017-07-07
5
J
0
E
9628
A
Class A Common Stock
9628
41827
I
to Spouse by RAIV (B)
Class B Common Stock
Class A Common Stock
69458
69458
I
By Spouse/RAI
Class B Common Stock
Class A Common Stock
9195
9195
I
By Spouse/Trust
Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.
N/A
Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.-------
/s/ Jesse L. Adkins, attorney-in-fact
2017-07-10
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2014 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints Mary D. Maloney, John D. Neumann, Jesse Adkins, and Eric Orsic, and
each of them, as the true and lawful attorney or attorneys-in-fact, with full
power of substitution and revocation, for the undersigned and in the name,
place and stead of the undersigned, in any and all capacities, to execute,
on behalf of the undersigned, any and all statements or reports under Section
16 of the Securities Exchange Act of 1934, as amended, with respect to the
beneficial ownership of shares of Class A Common Stock, par value $1.00 per
share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock,
par value $1.00 per share, of the Company, including, without limitation,
all initial statements of beneficial ownership on Form 3, all statements
of changes of beneficial ownership on Form 4 and all annual statements
of beneficial ownership on Form 5 and any and all other documents that
may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to
any such statements or forms, and to file the same, with all exhibits
thereto, and other documents in connection therewith , with the Securities
and Exchange Commission, granting to said attorney or attorneys-in-fact,
and each of them, full power and authority to do so and perform each and
every act and thing requisite and necessary to be done in and about the
premises, as fully to all intents and purposes as the undersigned
might or could do in person, hereby ratifying and confirming all that
said attorney or attorneys-in-fact or any of them or their substitute or
substitutes, may lawfully do or cause to be done by virtue hereof.
Name: /s/ John C. Butler, Jr.
John C. Butler, Jr.
Date: 2/18/2014
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124