0001127602-17-023444.txt : 20170710 0001127602-17-023444.hdr.sgml : 20170710 20170710171324 ACCESSION NUMBER: 0001127602-17-023444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170208 FILED AS OF DATE: 20170710 DATE AS OF CHANGE: 20170710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: SUITE 220 CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4402295123 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAPLIN BEATRICE B CENTRAL INDEX KEY: 0001247972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 17958475 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-08 0000789933 NACCO INDUSTRIES INC NC 0001247972 TAPLIN BEATRICE B NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2017-02-08 5 J 0 E 5682 D 23868 I Taplin Annuity Trust#1 Class A Common Stock 2017-02-08 5 J 0 E 7399 D 16469 I Taplin Annuity Trust#1 Class A Common Stock 2017-02-08 5 J 0 E 7399 A 12649 I By Trust/GC#3 Class A Common Stock 2017-02-08 5 J 0 E 7399 D 9070 I Taplin Annuity Trust#1 Class A Common Stock 2017-02-08 5 J 0 E 7399 A 12649 I By Trust/GC#2 Class A Common Stock 2017-02-08 5 J 0 E 4535 D 4535 I Taplin Annuity Trust#1 Class A Common Stock 2017-02-08 5 J 0 E 4535 A 9785 I By Trust/GC#4 Class A Common Stock 2017-02-08 5 J 0 E 4535 D 0 I Taplin Annuity Trust#1 Class A Common Stock 2017-02-08 5 J 0 E 4535 A 9785 I By Trust/GC#5 Class A Common Stock 2017-07-07 5 J 0 E 52920 A 100560 I By Marital Trust/PNC Class A Common Stock 2017-07-07 5 J 0 E 75461 A 176021 I By Marital Trust/PNC Class A Common Stock 2017-07-07 5 J 0 E 92072 A 268093 I By Marital Trust/PNC Class A Common Stock 2017-07-07 5 J 0 E 58718 A 326811 I By Marital Trust/PNC Class A Common Stock 2 I Shares held in Trust: 2012 Taplin Annuity Trust #2 Class A Common Stock 10104 I Proportionate membership interest in shares held by Abigail, LLC Class A Common Stock 62470 I BBT/Wells Fargo Trust Class A Common Stock 5250 I By Trust/GC#1 Class B Common Stock 0 2017-07-07 5 J 0 E 279171 D Class A Common Stock 279171 30829 I By Marital Trust Class B Common Stock 0 Class A Common Stock 27310 27310 I By Trust Shares distributed from GRAT as per the terms of the GRAT. N/A Shares held in Trust: 2011 Taplin Annuity Trust #1. Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017. Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin. Shares represent the Thomas E. Taplin Marital Trust FBO Beatrice B. Taplin under Agreement dated 1/21/1966 as amended and restated between Thomas E. Taplin and National City Bank. National City Bank and Beatrice B. Taplin, Trustees. /s/ Jesse L. Adkins, attorney-in-fact 2017-07-10 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): 2014 POA POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Mary D. Maloney, John D. Neumann, Jesse Adkins, and Eric Orsic, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock, par value $1.00 per share, of the Company, including, without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith , with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Name: /s/ Beatrice B. Taplin Beatrice B. Taplin Date: 1-17-14 Address: 5875 Landerbrook Drive, Suite 220 Cleveland, Ohio 44124