0001127602-17-023440.txt : 20170710 0001127602-17-023440.hdr.sgml : 20170710 20170710171018 ACCESSION NUMBER: 0001127602-17-023440 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170707 FILED AS OF DATE: 20170710 DATE AS OF CHANGE: 20170710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: SUITE 220 CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4402295123 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIAMS CLARA R CENTRAL INDEX KEY: 0001247996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 17958453 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-07-07 0000789933 NACCO INDUSTRIES INC NC 0001247996 WILLIAMS CLARA R NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2017-07-07 5 J 0 E 9628 D 0 I by RAIV (A) Class A Common Stock 12303 I By Assoc II Class A Common Stock 68094 I By Trust Class A Common Stock 8902 I By Spouse Class A Common Stock 6736 I By AssocII/Spouse Class A Common Stock 9577 I By AssocII/Daughter 2 Class A Common Stock 2553 I By Trust/Child2 Class A Common Stock 8202 I By Assoc II/Daughter Class A Common Stock 3927 I Trust/Child1 Class B Common Stock 2017-07-07 5 J 0 E 9628 A Class A Common Stock 9628 41827 I by RAIV B Class B Common Stock Class A Common Stock 69458 69458 I By RAI Class B Common Stock Class A Common Stock 9195 9195 I By Trust Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017. N/A Represents the Reporting Person's proportionate limited partnership interest in shares held by rankin Associates II, L.P. Held by trust for the benefit of Reporting Person. By Spouse. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, Reporting Person's spouse is Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares. RAI-Represents Reporting Person's limited partnership interest in shares held by Rankin Associates I, L.P. /s/ Jesse L. Adkins, attorney-in-fact 2017-07-10