0001127602-17-006276.txt : 20170215
0001127602-17-006276.hdr.sgml : 20170215
20170215155937
ACCESSION NUMBER: 0001127602-17-006276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170213
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN VICTOIRE G
CENTRAL INDEX KEY: 0001247947
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 17614590
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-13
0000789933
NACCO INDUSTRIES INC
NC
0001247947
RANKIN VICTOIRE G
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
Member of a Group
Class A Common Stock
2017-02-13
4
A
0
35059
A
306770
I
AMR - Main Trust - A
Class A Common Stock
2017-02-13
4
F
0
6579
D
300191
I
AMR - Main Trust - A
Class A Common Stock
14160
I
AMR - IRA
Class A Common Stock
1277
I
AMR - RAII
Class A Common Stock
323
I
AMR - RAIV
Class A Common Stock
1975
I
AMR - RMI (Delaware)
Class A Common Stock
21286
I
By Spouse/Trust 2 (Sr.)
Class A Common Stock
9600
I
AMR - Trust3 (GC)
Class A Common Stock
6
I
AMR-RAIV-GP
Class A Common Stock
26929
I
BTR - RAII
Class A Common Stock
13736
I
BTR - RAIV
Class A Common Stock
14313
I
BTR-Class A Trust
Class A Common Stock
34936
I
VGR - Trust
Class B Common Stock
0
Class A Common Stock
14322
14322
I
AMR - RAI (B)
Class B Common Stock
0
Class A Common Stock
1081
1081
I
AMR - RAIV (B)
Class B Common Stock
Class A Common Stock
44662
44662
I
AMR Trust-B
Class B Common Stock
Class A Common Stock
19
19
I
AMR-RAIV-GP
Class B Common Stock
0
Class A Common Stock
45939
45939
I
BTR - BTrust - RAIV
Class B Common Stock
0
Class A Common Stock
61768
61768
I
BTR - RAI (B)
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Clara Williams
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Helen Butler
Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compensation Plan.
N/A
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
Cashless Exercise-Award shares that Reporting Person's Spouse surrendered to Company in order to satisfy his tax withholding obligations with respect to his Long-Term Incentive Plan Stock Award.
Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial
ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting P
erson disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d
isclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
BTR RA2-Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R
eporting Person disclaims beneficial ownership of all such shares.
represents the Reporting Person's spouse's proportionately limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene
ficial ownership of all such shares.
Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/ Jesse L. Adkins, attorney-in-fact
2017-02-15
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2014 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints Mary D. Maloney, John D. Neumann, Jesse Adkins, and Eric Orsic, and
each of them, as the true and lawful attorney or attorneys-in-fact, with full
power of substitution and revocation, for the undersigned and in the name,
place and stead of the undersigned, in any and all capacities, to execute,
on behalf of the undersigned, any and all statements or reports under Section
16 of the Securities Exchange Act of 1934, as amended, with respect to the
beneficial ownership of shares of Class A Common Stock, par value $1.00 per
share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock,
par value $1.00 per share, of the Company, including, without limitation,
all initial statements of beneficial ownership on Form 3, all statements
of changes of beneficial ownership on Form 4 and all annual statements
of beneficial ownership on Form 5 and any and all other documents that
may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to
any such statements or forms, and to file the same, with all exhibits
thereto, and other documents in connection therewith , with the Securities
and Exchange Commission, granting to said attorney or attorneys-in-fact,
and each of them, full power and authority to do so and perform each and
every act and thing requisite and necessary to be done in and about the
premises, as fully to all intents and purposes as the undersigned
might or could do in person, hereby ratifying and confirming all that
said attorney or attorneys-in-fact or any of them or their substitute or
substitutes, may lawfully do or cause to be done by virtue hereof.
Name: /s/ Victoire G. Rankin
Victoire G. Rankin
Date: February 6, 2014
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124