0001127602-17-005818.txt : 20170214 0001127602-17-005818.hdr.sgml : 20170214 20170214120943 ACCESSION NUMBER: 0001127602-17-005818 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: SUITE 220 CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4402295123 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 17605531 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2016-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0000904532 RANKIN ALFRED M ET AL NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 1 1 CEO Group Member Class A Common Stock 2016-12-22 5 G 0 100 0 D 26929 I BTR - RAII Class A Common Stock 2016-12-22 5 G 0 100 0 D 26929 I BTR - RAII Class A Common Stock 2016-12-22 5 G 0 100 0 D 26929 I BTR - RAII Class A Common Stock 2016-12-22 5 G 0 100 0 D 26929 I BTR - RAII Class A Common Stock 2016-12-22 5 G 0 199 0 D 1277 I AMR - RAII Class A Common Stock 2016-12-22 5 G 0 199 0 D 1277 I AMR - RAII Class A Common Stock 2016-12-22 5 G 0 199 0 D 1277 I AMR - RAII Class A Common Stock 2016-12-22 5 G 0 199 0 D 1277 I AMR - RAII Class A Common Stock 14160 I AMR - IRA Class A Common Stock 323 I AMR - RAIV Class A Common Stock 1975 I AMR - RMI (Delaware) Class A Common Stock 21286 I AMR - Trust2 (SR) Class A Common Stock 9600 I AMR - Trust3 (Grandchildren) Class A Common Stock 271711 I AMR Main Trust(A) Class A Common Stock 6 I AMR RAIV GP Class A Common Stock 13736 I BTR - RAIV Class A Common Stock 14313 I BTR - Class A Trust Class A Common Stock 34936 I VGR - Trust Class B Common Stock Class A Common Stock 14322 14322 I AMR-RAI/B Class B Common Stock 0 Class A Common Stock 1081 1081 I AMR - RAIV Class B Common Stock Class A Common Stock 44662 44662 I AMR - Trust - B Class B Common Stock Class A Common Stock 19 19 I AMR RAIV - GP Class B Common Stock 0 Class A Common Stock 45939 45939 I BTR - RAIV Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler Class B Common Stock 0 Class A Common Stock 61768 61768 I BTR RAI/B N/A Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Held in an Individual Retirement Account for the benefit of the Reporting Person. Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic ial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/ Jesse L. Adkins, attorney-in-fact 2017-02-14 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): 2014 POA POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Mary D. Maloney, John D. Neumann, Jesse Adkins, and Eric Orsic, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock, par value $1.00 per share, of the Company, including, without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith , with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Name: /s/ Alfred M. Rankin, Jr. Alfred M. Rankin, Jr. Date: 02-12-2014 Address: 5875 Landerbrook Drive, Suite 220 Cleveland, Ohio 44124