0001127602-17-005771.txt : 20170214 0001127602-17-005771.hdr.sgml : 20170214 20170214112717 ACCESSION NUMBER: 0001127602-17-005771 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: SUITE 220 CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4402295123 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLAIBORNE R CENTRAL INDEX KEY: 0001247952 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 17604778 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2016-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0001247952 RANKIN CLAIBORNE R NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2016-12-22 5 G 0 100 0 D 37738 I By Assoc II Class A Common Stock 2016-12-22 5 G 0 100 0 A 10631 I By Assoc II/Son Class A Common Stock 2016-12-22 5 G 0 100 0 D 37738 I By Assoc II Class A Common Stock 2016-12-22 5 G 0 100 0 D 37738 I By Assoc II Class A Common Stock 2016-12-22 5 G 0 100 0 A 13631 I By Assoc II/Daughter Class A Common Stock 2016-12-22 5 G 0 199 0 D 37738 I By Assoc II Class A Common Stock 2016-12-22 5 G 0 41 0 D 37738 I By Assoc II Class A Common Stock 2016-12-22 5 G 0 199 0 D 37738 I By Assoc II Class A Common Stock 2016-12-22 5 G 0 199 0 D 37738 I By Assoc II Class A Common Stock 2016-12-22 5 G 0 60 0 D 37738 I By Assoc II Class A Common Stock 2016-12-22 5 G 0 100 0 A 10631 I By Assoc II/Son Class A Common Stock 2016-12-22 5 G 0 100 0 A 13631 I By Assoc II/Daughter Class A Common Stock 2116 I By Assoc II/Spouse Class A Common Stock 2360 I By Spouse/Trust Class A Common Stock 6 I By GP Class A Common Stock 19578 I By RA4 Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 25768 I By Trust Class B Common Stock Class A Common Stock 50000 50000 I to spouse by RAI (B) Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Clairborne Rankin, Jr. Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers Class B Common Stock 0 Class A Common Stock 19 19 I By GP Class B Common Stock 0 Class A Common Stock 65478 65478 I By (RA4) Class B Common Stock 0 Class A Common Stock 20312 20312 I Assoc I Class B Common Stock 0 Class A Common Stock 97312 97312 I By Trust N/A Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares. GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.-------- - "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/ Jesse L. Adkins, attorney-in-fact 2017-02-14 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): 2014 POA POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Mary D. Maloney, John D. Neumann, Jesse Adkins, and Eric Orsic, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock, par value $1.00 per share, of the Company, including, without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith , with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Name: /s/ Claiborne R. Rankin Claiborne R. Rankin Date: 02-01-14 Address: 5875 Landerbrook Drive, Suite 220 Cleveland, Ohio 44124