0001127602-16-037924.txt : 20160126
0001127602-16-037924.hdr.sgml : 20160126
20160126165619
ACCESSION NUMBER: 0001127602-16-037924
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160122
FILED AS OF DATE: 20160126
DATE AS OF CHANGE: 20160126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN THOMAS T
CENTRAL INDEX KEY: 0001247955
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 161362228
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-01-22
0000789933
NACCO INDUSTRIES INC
NC
0001247955
RANKIN THOMAS T
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
Member of a group
Class A Common Stock
2015-12-29
5
G
0
E
145
A
9565
I
By AssocII/Son1
Class A Common Stock
2016-01-22
4
J
0
1
D
6
I
By GP
Class A Common Stock
2016-01-22
4
J
0
2807
D
19578
I
By RA4
Class A Common Stock
1843
I
By Assoc II/Spouse
Class A Common Stock
3622
I
By Spouse
Class A Common Stock
500
I
By Son
Class A Common Stock
8488
I
By Trust (Son1)
Class A Common Stock
7
D
Class A Common Stock
36839
I
By Assoc II
Class A Common Stock
1975
I
By RMI (Delaware)
Class A Common Stock
53085
I
By Trust
Class B Common Stock
0
2016-01-22
4
J
0
1
A
Class A Common Stock
1
19
I
By GP
Class B Common Stock
0
2016-01-22
4
J
0
2807
A
Class A Common Stock
2807
65478
I
By RA4
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas J. Parker
Class B Common Stock
0
Class A Common Stock
35312
35312
I
By Assoc I
Class B Common Stock
0
Class A Common Stock
92873
92873
I
By Trust
Class B Common Stock
Class A Common Stock
20000
20000
I
to Spouse by RAI
N/A
Represents the Reporting Person's son's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which was held by Reporting Person as Co-Trustee of trust for benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares.
Class A shares were exchanged for Class B shares pursuant to the terms of the Amended and Restated Stockholders' Agreement dated September 28, 2012.
Disposition of .8345 shares a result of share swap.
(GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
(RAIV)Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
By Son. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares.
As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.
Acquisition of .8345 shares as a result of share swap.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.--------
-
/s/ Jesse L. Adkins, attorney-in-fact
2016-01-26
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2014 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints Mary D. Maloney, John D. Neumann, Jesse Adkins, and Eric Orsic, and
each of them, as the true and lawful attorney or attorneys-in-fact, with full
power of substitution and revocation, for the undersigned and in the name,
place and stead of the undersigned, in any and all capacities, to execute,
on behalf of the undersigned, any and all statements or reports under Section
16 of the Securities Exchange Act of 1934, as amended, with respect to the
beneficial ownership of shares of Class A Common Stock, par value $1.00 per
share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock,
par value $1.00 per share, of the Company, including, without limitation,
all initial statements of beneficial ownership on Form 3, all statements
of changes of beneficial ownership on Form 4 and all annual statements
of beneficial ownership on Form 5 and any and all other documents that
may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to
any such statements or forms, and to file the same, with all exhibits
thereto, and other documents in connection therewith , with the Securities
and Exchange Commission, granting to said attorney or attorneys-in-fact,
and each of them, full power and authority to do so and perform each and
every act and thing requisite and necessary to be done in and about the
premises, as fully to all intents and purposes as the undersigned
might or could do in person, hereby ratifying and confirming all that
said attorney or attorneys-in-fact or any of them or their substitute or
substitutes, may lawfully do or cause to be done by virtue hereof.
Name: /s/ Thomas T. Rankin
Thomas T. Rankin
Date: 1/29/2014
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124