0001127602-16-037914.txt : 20160126
0001127602-16-037914.hdr.sgml : 20160126
20160126165033
ACCESSION NUMBER: 0001127602-16-037914
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160122
FILED AS OF DATE: 20160126
DATE AS OF CHANGE: 20160126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL
CENTRAL INDEX KEY: 0000904532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 161362200
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-01-22
0000789933
NACCO INDUSTRIES INC
NC
0000904532
RANKIN ALFRED M ET AL
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
1
1
CEO
Group Member
Class A Common Stock
2016-01-22
4
J
0
1
D
6
I
AMR RAIV GP
Class A Common Stock
2016-01-22
4
J
0
46
D
323
I
AMR - RAIV
Class A Common Stock
2016-01-22
4
J
0
1969
D
13736
I
BTR - RAIV
Class A Common Stock
14160
I
AMR - IRA
Class A Common Stock
753
I
AMR - RAII
Class A Common Stock
1975
I
AMR - RMI (Delaware)
Class A Common Stock
21286
I
AMR - Trust2 (SR)
Class A Common Stock
13600
I
AMR - Trust3 (Grandchildren)
Class A Common Stock
274326
I
AMR Main Trust(A)
Class A Common Stock
27929
I
BTR - RAII
Class A Common Stock
14313
I
BTR - Class A Trust
Class A Common Stock
2116
I
VGR - RAII
Class A Common Stock
34936
I
VGR - Trust
Class B Common Stock
2016-01-22
4
J
0
1
A
Class A Common Stock
1
19
I
AMR RAIV - GP
Class B Common Stock
0
2016-01-22
4
J
0
46
A
Class A Common Stock
46
1081
I
AMR - RAIV
Class B Common Stock
0
2016-01-22
4
J
0
1969
A
Class A Common Stock
1969
45939
I
BTR - RAIV
Class B Common Stock
Class A Common Stock
14322
14322
I
AMR-RAI/B
Class B Common Stock
Class A Common Stock
44662
44662
I
AMR - Trust - B
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler
Class B Common Stock
0
Class A Common Stock
61768
61768
I
BTR RAI/B
Class A shares were exchanged for Class B shares pursuant to the terms of the Amended and Restated Stockholders' Agreement dated September 28, 2012.
Disposition of .8345 shares a result of share swap.
N/A
Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
(BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene
ficial ownership of all such shares.
Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic
ial ownership of all such shares.
Acquisition of .8345 shares as a result of share swap.
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
/s/ Jesse L. Adkins, attorney-in-fact
2016-01-26
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2014 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints Mary D. Maloney, John D. Neumann, Jesse Adkins, and Eric Orsic, and
each of them, as the true and lawful attorney or attorneys-in-fact, with full
power of substitution and revocation, for the undersigned and in the name,
place and stead of the undersigned, in any and all capacities, to execute,
on behalf of the undersigned, any and all statements or reports under Section
16 of the Securities Exchange Act of 1934, as amended, with respect to the
beneficial ownership of shares of Class A Common Stock, par value $1.00 per
share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock,
par value $1.00 per share, of the Company, including, without limitation,
all initial statements of beneficial ownership on Form 3, all statements
of changes of beneficial ownership on Form 4 and all annual statements
of beneficial ownership on Form 5 and any and all other documents that
may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to
any such statements or forms, and to file the same, with all exhibits
thereto, and other documents in connection therewith , with the Securities
and Exchange Commission, granting to said attorney or attorneys-in-fact,
and each of them, full power and authority to do so and perform each and
every act and thing requisite and necessary to be done in and about the
premises, as fully to all intents and purposes as the undersigned
might or could do in person, hereby ratifying and confirming all that
said attorney or attorneys-in-fact or any of them or their substitute or
substitutes, may lawfully do or cause to be done by virtue hereof.
Name: /s/ Alfred M. Rankin, Jr.
Alfred M. Rankin, Jr.
Date: 02-12-2014
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124