0001127602-16-036903.txt : 20160113
0001127602-16-036903.hdr.sgml : 20160113
20160113182525
ACCESSION NUMBER: 0001127602-16-036903
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160112
FILED AS OF DATE: 20160113
DATE AS OF CHANGE: 20160113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ALISON A
CENTRAL INDEX KEY: 0001247944
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 161341597
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-01-12
0000789933
NACCO INDUSTRIES INC
NC
0001247944
RANKIN ALISON A
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
Member of a group
Class A Common Stock
2016-01-12
4
P
0
170
42.9062
A
5859
I
By Trust
Class A Common Stock
2016-01-13
4
P
0
170
43.1982
A
6029
I
By Trust
Class A Common Stock
2116
I
By Assoc II
Class A Common Stock
19576
I
By Assoc II/Daughter 2
Class A Common Stock
2046
I
By Trust (Daughter 2)
Class A Common Stock
200
I
Reporting Person's spouse serves as Trustee for the benefit of Elisabeth Rankin
Class A Common Stock
17688
I
By Assoc II/Daughter 1
Class A Common Stock
3933
I
By Trust (Daughter 1)
Class A Common Stock
200
I
Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock
6
I
By Spouse (GP)
Class A Common Stock
33287
I
By Assoc II/Spouse
Class A Common Stock
22385
I
By Spouse (RA4)
Class A Common Stock
1975
I
By Spouse/RMI (Delaware)
Class A Common Stock
75461
I
By Spouse/Trust
Class B Common Stock
Class A Common Stock
75504
75504
D
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person's spouse serves as trustee of BTR 2021 GST Trust for the benefit of Anne F. Rankin
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person's spouse serves as trustee of BTR 2012 GST Trust for benefit of Elisabeth Rankin
Class B Common Stock
0
Class A Common Stock
19
19
I
By GP
Class B Common Stock
0
Class A Common Stock
62670
62670
I
By Spouse (RA4)
Class B Common Stock
0
Class A Common Stock
118125
118125
I
By Spouse/Trust
Class B Common Stock
0
Class A Common Stock
4808
4808
I
By Assoc I/Spouse
Purchases made as part of multiple share lots. Price represents average price.
Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial
ownership of all such shares.
GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
(RA4) Represents Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial
ownership of all such shares.
N/A
Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Reporting Person disclaims beneficial ownership of all such shares.
/s/ Jesse L. Adkins, attorney-in-fact
2016-01-13
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2014 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints Mary D. Maloney, John D. Neumann, Jesse Adkins, and Eric Orsic, and
each of them, as the true and lawful attorney or attorneys-in-fact, with full
power of substitution and revocation, for the undersigned and in the name,
place and stead of the undersigned, in any and all capacities, to execute,
on behalf of the undersigned, any and all statements or reports under Section
16 of the Securities Exchange Act of 1934, as amended, with respect to the
beneficial ownership of shares of Class A Common Stock, par value $1.00 per
share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock,
par value $1.00 per share, of the Company, including, without limitation,
all initial statements of beneficial ownership on Form 3, all statements
of changes of beneficial ownership on Form 4 and all annual statements
of beneficial ownership on Form 5 and any and all other documents that
may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to
any such statements or forms, and to file the same, with all exhibits
thereto, and other documents in connection therewith , with the Securities
and Exchange Commission, granting to said attorney or attorneys-in-fact,
and each of them, full power and authority to do so and perform each and
every act and thing requisite and necessary to be done in and about the
premises, as fully to all intents and purposes as the undersigned
might or could do in person, hereby ratifying and confirming all that
said attorney or attorneys-in-fact or any of them or their substitute or
substitutes, may lawfully do or cause to be done by virtue hereof.
Name: /s/ Alison A. Rankin
Alison A. Rankin
Date: 1/24/14
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124