0001127602-15-034702.txt : 20151221
0001127602-15-034702.hdr.sgml : 20151221
20151221160208
ACCESSION NUMBER: 0001127602-15-034702
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151217
FILED AS OF DATE: 20151221
DATE AS OF CHANGE: 20151221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ALISON A
CENTRAL INDEX KEY: 0001247944
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 151299507
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-12-17
0000789933
NACCO INDUSTRIES INC
NC
0001247944
RANKIN ALISON A
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
Member of a group
Class A Common Stock
2015-12-17
4
P
0
196
41.9858
A
3319
I
By Trust
Class A Common Stock
2015-12-18
4
P
0
196
41.6671
A
3515
I
By Trust
Class A Common Stock
2116
I
By Assoc II
Class A Common Stock
19140
I
By Assoc II/Daughter 2
Class A Common Stock
2046
I
By Trust (Daughter 2)
Class A Common Stock
200
I
Reporting Person's spouse serves as Trustee for the benefit of Elisabeth Rankin
Class A Common Stock
17252
I
By Assoc II/Daughter 1
Class A Common Stock
3933
I
By Trust (Daughter 1)
Class A Common Stock
200
I
Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock
6
I
By Spouse (GP)
Class A Common Stock
33869
I
By Assoc II/Spouse
Class A Common Stock
22385
I
By Spouse (RA4)
Class A Common Stock
1975
I
By Spouse/RMI (Delaware)
Class A Common Stock
75461
I
By Spouse/Trust
Class B Common Stock
Class A Common Stock
75504
75504
D
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person's spouse serves as trustee of BTR 2021 GST Trust for the benefit of Anne F. Rankin
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person's spouse serves as trustee of BTR 2012 GST Trust for benefit of Elisabeth Rankin
Class B Common Stock
0
Class A Common Stock
19
19
I
By GP
Class B Common Stock
0
Class A Common Stock
62670
62670
I
By Spouse (RA4)
Class B Common Stock
0
Class A Common Stock
118125
118125
I
By Spouse/Trust
Class B Common Stock
0
Class A Common Stock
4808
4808
I
By Assoc I/Spouse
Purchases made as part of multiple share lots. Price represents average price.
Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial
ownership of all such shares.
GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
(RA4) Represents Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial
ownership of all such shares.
N/A
Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Reporting Person disclaims beneficial ownership of all such shares.
/s/ Jesse L. Adkins
2015-12-21
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the
undersigned hereby constitutes and appoints
Suzanne S. Taylor, John D. Neumann,
Jesse Adkins, and Eric Orsic,
and each of them, as the true and
lawful attorney or attorneys-in-fact,
with full power of substitution
and revocation, for the undersigned and
in the name, place and stead of the
undersigned, in any and all
capacities, to execute, on behalf
of the undersigned, any and all statements
or reports under Section 16 of
the Securities Exchange Act of 1934,
as amended, with respect to the beneficial
ownership of shares of Class
A Common Stock, par value $1.00 per share,
of NACCO Industries, Inc. (the "Company")
and Class B Common Stock, par value
$1.00 per share, of the Company,
including, without limitation, all initial
statements of beneficial ownership on Form 3,
all statements of changes of beneficial
ownership on Form 4 and all annual
statements of beneficial
ownership on Form 5 and any and all other
documents that may be required, from time
to time, to be filed
with the Securities and Exchange Commission,
to execute any and all amendments or
supplements to any such statements
or forms, and to file the same, with
all exhibits thereto, and other documents in
connection therewith, with the Securities
and Exchange Commission, granting to said
attorney or attorneys-in-fact, and each of
them, full power and authority to do so
and perform each and every act and
thing requisite and necessary to be done
in and about the premises, as fully to all
intents and purposes as the undersigned might
or could do in person, hereby
ratifying and confirming all that said attorney
or attorneys-in-fact or any of them or
their substitute or substitutes, may lawfully
do or cause to be done by virtue hereof.
Alison A. Rankin
Alison A. Rankin Revocable Trust, dated
September 11, 2000;
2012 Alison A. Rankin Trust; Alison A. Rankin,
as trustee for A. Farnham
Rankin under Irrevocable Trust No. 1, dated
December 18, 1997,
with Roger Rankin, Grantor;
Ali son A . Rankin as Trustee under
Irrevocable Trust No. 2,
dated September 11 , 2000, for the
benefit of A. Farnham Rankin;
Alison A . Rankin, as trustee fbo
Elisabeth M. Rankin under Irrevocable Trust No. 1,
dated December 18, 1997, with Roger Rankin,
Grantor; and Alison A. Rankin as Trustee
under Irrevocable Trust No. 2, dated
September 11, 2000, for the benefit of
Elisabeth M. Rankin
By: Alison A. Rankin, as Trustee
Elisabeth M. Rankin (by Alison A. Rankin,
as Custodian) By: Alison A. Rankin, as Custodian
Name:
Alison A. Rankin