0001127602-14-011698.txt : 20140317 0001127602-14-011698.hdr.sgml : 20140317 20140317121728 ACCESSION NUMBER: 0001127602-14-011698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140314 FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: SUITE 220 CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4402295123 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAPLIN BEATRICE B CENTRAL INDEX KEY: 0001247972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 14696713 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-03-14 0000789933 NACCO INDUSTRIES INC NC 0001247972 TAPLIN BEATRICE B NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2014-02-11 5 J 0 E 10650 A 174493 I BBT/Wells Fargo Trust Class A Common Stock 2014-02-11 5 J 0 E 10650 D 20850 I Shares held in Trust: 2012 Taplin Annuity Trust #2 Class A Common Stock 2014-03-14 4 S 0 100 51.23 D 91540 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 200 51.23 D 91340 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 100 51.28 D 91240 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 100 51.23 D 91140 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 100 51.23 D 91040 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 100 51.28 D 90940 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 100 51.23 D 90840 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 200 51.23 D 90640 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 200 51.23 D 90440 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 200 51.28 D 90240 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 200 51.33 D 90040 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 200 51.23 D 89840 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 100 51.23 D 89740 I By Marital Trust/PNC Class A Common Stock 2014-03-14 4 S 0 100 51.23 D 89640 I By Marital Trust/PNC Class A Common Stock 29550 I Taplin Annuity Trust#1 Class A Common Stock 5250 I By Trust/GC#5 Class A Common Stock 5250 I By Trust/GC#4 Class A Common Stock 5250 I By Trust/GC#1 Class A Common Stock 5250 I By Trust/GC#2 Class A Common Stock 5250 I By Trust/GC#3 Class B Common Stock 0 Class A Common Stock 310000 310000 I By Marital Trust Class B Common Stock 0 Class A Common Stock 27310 27310 I By Trust Transfer from one trust to another N/A Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin. Shares represent the Thomas E. Taplin Marital Trust FBO Beatrice B. Taplin under Agreement dated 1/21/1966 as amended and restated between Thomas E. Taplin and National City Bank. National City Bank and Beatrice B. Taplin, Trustees. Shares held in Trust: 2011 Taplin Annuity Trust #1. Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficially ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/ Jesse L. Adkins, attorney-in-fact 2014-03-17 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): 2014 POA POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Mary D. Maloney, John D. Neumann, Jesse Adkins, and Eric Orsic, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock, par value $1.00 per share, of the Company, including, without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith , with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Name: /s/ Beatrice B. Taplin Beatrice B. Taplin Date: 1-17-14 Address: 5875 Landerbrook Drive, Suite 220 Cleveland, Ohio 44124