0001127602-14-006060.txt : 20140213
0001127602-14-006060.hdr.sgml : 20140213
20140213161124
ACCESSION NUMBER: 0001127602-14-006060
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN JAMES T
CENTRAL INDEX KEY: 0001247954
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 14606195
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2013-12-31
0
0
0000789933
NACCO INDUSTRIES INC
NC
0001247954
RANKIN JAMES T
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
Member of a group
Class A Common Stock
2013-12-30
5
G
0
41
0
A
15768
I
Trust
Class A Common Stock
2013-12-23
5
G
0
44
0
A
15768
I
Trust
Class A Common Stock
9420
I
By RAII
Class A Common Stock
862
I
By Spouse/RAII
Class A Common Stock
563
I
By Spouse
Class A Common Stock
192
I
As Custodian/Child1
Class A Common Stock
645
I
Trust/Child1
Class A Common Stock
1010
I
Trust/RAII/Child1
Class A Common Stock
563
I
Tust/Child2
Class A Common Stock
862
I
Trust/Child2/RAII
N/A
Held by Trust for the benefit of Reporting Person.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
Represents the Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
Held through a trust for Reporting Person's minor niece/nephew. Reporting Person is co-trustee with his brother, Matthew M. Rankin of the trust. Reporting Person disclaims beneficial ownership of all such shares.
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/ John D. Neumann, attorney-in-fact
2014-01-07
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the
undersigned hereby constitutes and appoints
Charles A. Bittenbender, Suzanne S. Taylor,
Mary D. Maloney, John D. Neumann and
Thomas C. Daniels, and each of them, as
the true and lawful attorney or
attorneys-in-fact, with full
power of substitution and revocation,
for the undersigned and in the name,
place and stead of the undersigned, in
any and all capacities, to execute,
on behalf of the undersigned, any and
all statements or reports under Section 16
of the Securities Exchange Act of 1934,
as amended, with respect to the beneficial
ownership of shares of Class A Common
Stock, par value $0.01 per share,
of NACCO Industries, Inc. (the "Company")
and Class B Common Stock, par value $0.01
per share, of the Company, including
without limitation, all initial statements
of beneficial ownership on Form 3, all
statements of changes of beneficial
ownership on Form 4 and all annual statements
of beneficial ownership on Form 5
and any and all other documents that may
be required, from time to time, to be
filed with the Securities and Exchange Commission,
to execute any and all amendments
or supplements to any such statements or
forms, and to file the same, with all exhibits
thereto, and other documents in connection
therewith, with the Securities and
Exchange Commission, granting to said
attorney or attorneys-in-fact, and each of
them, full power and authority to do so and
perform each and every act and thing
requisite and necessary to be done in and
about the premises, as fully to all
intents and purposes as the undersigned might
or could do in person, hereby ratifying
and confirming all that said attorney or
attorneys-in-fact or any of them or their
substitute or substitutes, may lawfully do
or cause to be done by virtue hereof.
James T. Rankin
Trust created by the Agreement, dated
May 10, 2007, between Mathew M . Rankin,
as Grantor, and Mathew M. Rankin and
James T. Rankin, as co-trustees, for the
benefit of Mary Marshall Rankin; and Trust
created by Agreement, dated May 10, 2007,
between Matthew M.Rankin, as trustee,and
James T. Rankin, creating a trust for the
benefit of William Alexander Rankin
By: James T. Rankin, as Co-Trustee
Margaret Pollard Rankin (by James T. Rankin,
as custodian)
By: James T. Rankin
Name:
Date:
Address: