0001127602-13-028448.txt : 20131002
0001127602-13-028448.hdr.sgml : 20131002
20131002160653
ACCESSION NUMBER: 0001127602-13-028448
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131001
FILED AS OF DATE: 20131002
DATE AS OF CHANGE: 20131002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 200
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIAMS DAVID B
CENTRAL INDEX KEY: 0001247994
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 131130320
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-10-01
0000789933
NACCO INDUSTRIES INC
NC
0001247994
WILLIAMS DAVID B
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
1
Member of a group
Class A Common Stock
2013-10-01
4
A
0
297
A
3546
D
Class A Common Stock
11008
I
to Spouse by RAIV (A)
Class A Common Stock
12257
I
By Assoc II/Spouse
Class A Common Stock
45641
I
By Spouse/Trust
Class A Common Stock
6537
I
By Assoc II
Class A Common Stock
9179
I
By Assoc II/Daughter2
Class A Common Stock
722
I
Trust/Child 2
Class A Common Stock
7804
I
By Assoc II/Daughter
Class A Common Stock
2097
I
By Trust/Child1
Class B Common Stock
Class A Common Stock
69458
69458
I
spouse/RAI
Class B Common Stock
Class A Common Stock
30818
30818
I
to Spouse by RAIV (B)
Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
N/A
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/ Jesse L. Adkins, attorney-in-fact
2013-10-02
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2012 DAVID B. H. WILLIAMS POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned
hereby constitutes and appoints Suzanne S. Taylor,
John D. Neumann, Jesse Adkins, and Eric Orsic,
and each of them , as the true and lawful attorney
or attorneys-in-fact, with full power of substitution
and revocation , for the undersigned and in the name,
place and stead of the undersigned, in any and all
capacities, to execute, on behalf of the undersigned,
any and all statements or reports under Section 16 of
the Securities Exchange Act of 1934, as amended, with
respect to the beneficial ownership of shares of Class
A Common Stock, par value $1.00 per share, of NACCO
Industries, Inc. (the "Company") and Class B Common
Stock, par value $I .00 per share, of the Company,
including, without limitation, all initial
statements of beneficial ownership on Form 3,
all statements of changes of beneficial ownership
on Form 4 and all annual statements of beneficial
ownership on Form 5 and any and all other documents
that may be required, from time to time, to be filed
with the Securities and Exchange Commission, to execute
any and all amendments or supplements to any such statements
or forms, and to file the same, with all exhibits thereto,
and other documents in connection therewith, with the Securities
and Exchange Commission, granting to said attorney or
attorneys-in-fact, and each of them, full power and
authority to do so and perform each and every act and
thing requisite and necessary to be done in and about
the premises, as fully to all intents and purposes as
the undersigned might or could do in person, hereby
ratifying and confirming all that said attorney or
attorneys-in-fact or any of them or their substitute
or substitutes, may lawfully do or cause to be done
by virtue hereof.
David Williams
;ess i:t!;;i/41/tr