0001127602-13-028431.txt : 20131002
0001127602-13-028431.hdr.sgml : 20131002
20131002160424
ACCESSION NUMBER: 0001127602-13-028431
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131001
FILED AS OF DATE: 20131002
DATE AS OF CHANGE: 20131002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 200
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAPLIN DAVID F
CENTRAL INDEX KEY: 0001247978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 131130276
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-10-01
0000789933
NACCO INDUSTRIES INC
NC
0001247978
TAPLIN DAVID F
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
1
Dir. and Member of a Group
Class A Common Stock
2013-10-01
4
A
0
297
A
15024
D
Class A Common Stock
0
I
By Trust
Class A Common Stock
0
I
Trust 3
Class A Common Stock
0
I
Trust 4
Class A Common Stock
100
I
Trust2
Class A Common Stock
18000
I
Trust (MET)
Class B Common Stock
0
Class A Common Stock
15883
15883
D
Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' E
quity Compensation Plan.
N/A
Reporting Person succeeded his stepmother as Trustee (together with National City Bank of Cleveland) of such trusts, which are for the benefit of Reporting Person's niece. Reporting Person disclaims beneficial ownership of all such shares.
Charitable Remainder Trust of which Reporting Person serves as Trustee (together with State Street Bank) of such trusts, which are for the benefit of various non-profit organizations in Vermont. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person received disbursement of shares upon the death of his father. Shares are held in an irrevocable trust of which
Reporting Person is Trustee, for the benefit of Reporting Person.
Shares held in a trust. Ngaio T. Lowry Trust U/A Dtd 08/26/1998 FBO David F. Taplin.
Reporting Person serves as co-trustee with his step-sister, of a revocable trust held for the benefit of Reporting Person's step-mother. Reporting Person disclaims beneficial ownership of all such shares
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/ Jesse L. Adkins, attorney-in-fact
2013-10-02
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY_2013
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the
undersigned hereby constitutes and appoints
John D. Neumann, Jesse Adkins, and
Eric Orsic, and each of them, as
the true and lawful attorney or
attorneys-in-fact, with full
power of substitution and revocation,
for the undersigned and in the name,
place and stead of the undersigned, in
any and all capacities, to execute,
on behalf of the undersigned, any and
all statements or reports under Section 16
of the Securities Exchange Act of 1934,
as amended, with respect to the beneficial
ownership of shares of Class A Common
Stock, par value $1.00 per share,
of NACCO Industries, Inc. (the "Company")
and Class B Common Stock, par value $1.00
per share, of the Company, including
without limitation, all initial statements
of beneficial ownership on Form 3, all
statements of changes of beneficial
ownership on Form 4 and all annual statements
of beneficial ownership on Form 5
and any and all other documents that may
be required, from time to time, to be
filed with the Securities and Exchange Commission,
to execute any and all amendments
or supplements to any such statements or
forms, and to file the same, with all exhibits
thereto, and other documents in connection
therewith, with the Securities and
Exchange Commission, granting to said
attorney or attorneys-in-fact, and each of
them, full power and authority to do so and
perform each and every act and thing
requisite and necessary to be done in and
about the premises, as fully to all
intents and purposes as the undersigned might
or could do in person, hereby ratifying
and confirming all that said attorney or
attorneys-in-fact or any of them or their
substitute or substitutes, may lawfully do
or cause to be done by virtue hereof.
NAME
By:
/s/ David F. Taplin
Name:
5875 Landerbrook Drive
Suite 300
Clevelnd, Ohio 44124